FOR PUBLICATION
ATTORNEY FOR APPELLANTS: ATTORNEY FOR APPELLEES:
GEORGE M. STRECKFUS MARCUS M. BURGHER III
New Albany, Indiana Luckett, Burgher & Burgher
Corydon, Indiana
IN THE
COURT OF APPEALS OF INDIANA
MARCELLA A. KEITH, )
BONNIE KAY MARKS, and )
TERRY G. DOOLEY, )
)
Appellants-Plaintiffs, )
)
vs. ) No. 22A05-0303-CV-112
)
PAUANANI JILL DOOLEY, and )
STANLEY V. PENNINGTON, )
)
Appellees-Defendants. )
APPEAL FROM THE FLOYD SUPERIOR COURT
The Honorable Richard G. Striegel, Judge
Cause No. 22D01-0203-PL-101
January 21, 2004
OPINION - FOR PUBLICATION
VAIDIK, Judge
Case Summary
Marcella A. Keith (Marcella), Bonnie Kay Marks (Bonnie), and Terry G. Dooley (Terry)
(collectively, Nieces and Nephew) appeal the trial courts Indiana Trial Rule 12(B)(8) dismissal
of their complaint against the executor of their aunts estate and a beneficiary
of their aunts will on grounds that the same action is pending in
another Indiana court. Because both actions instituted by Nieces and Nephew involve
substantially the same parties, subject matter, and remedies, the trial court did not
err in dismissing the complaint pursuant to Trial Rule 12(B)(8).
Facts and Procedural History
On August 30, 1999, Arlene Pfeiffer executed her Last Will and Testament (1999
Will). The will, which was drafted by attorney Stanley Pennington, named Pennington
as the executor. In the 1999 Will, Pfeiffer left $50.00 to her
niece Bonnie, $50.00 to her niece Marcella, and $10.00 to her nephew Terry.
Pfeiffer left 50% of the residue of her estate to Pauanani Jill
Dooley (Jill). The remaining 50% was divided among El Bethel Church, El
Bethel Cemetery, and great-nieces Lisa R. Hamrick and Leigh A. Penny. Pfeiffer
died on February 27, 2000. At the time of her death, Nieces
and Nephew were Pfeiffers closest living relatives. On February 29, 2000, Pfeiffers
will was offered and admitted to probate in Crawford Circuit Court.
On June 30, 2000, Nieces and Nephew filed a Verified Complaint to Contest
Will (Will Contest) against Jill, Pennington, and others in Crawford Circuit Court in
which they alleged, among other things, that the 1999 Will was unduly executed,
executed under duress, and obtained by fraud and consequently asked the trial court
to [r]evok[e] the probate of the Last Will and Testament of Arlene Pfeiffer
of August 30, 1999 and [d]istribut[e] the Estate of Arlene Pfeiffer pursuant to
Indiana law for an intestate estate[.] Appellants App. p. 37, 38, 39.
On February 27, 2002, while the Will Contest was still pending,
See footnote Nieces and
Nephew filed a Complaint (Tort Action), which is the subject of this appeal,
against Jill and Pennington in Floyd Superior Court alleging the tort of Interference
with an Inheritance. Specifically, Nieces and Nephew alleged that after Pfeiffer executed
the 1999 Will, she did undertake to execute a new Last Will and
Testament [(New Will)], which was to replace the 1999 Will. Appellants App.
p. 13. According to Nieces and Nephew, although the New Will was
never reduced to writing, they would have been the chief beneficiaries, Jill would
have received nothing, and Pennington would not have been named as the executor.
Appellants App. p. 13. Nieces and Nephew alleged that Jill and
Pennington did undertake to prevent Arlene Pfeiffer from making and/or executing the New
Will. Appellants App. p. 13. Consequently, Nieces and Nephew sought compensatory
damages for all such amounts as were directly and proximately caused by the
conduct of Jill and Pennington. Appellants App. p. 14.
In June 2002, Jill and Pennington filed a motion to dismiss the Tort
Action pursuant to Indiana Trial Rule 12(B)(8), which they renewed in November 2002.
In the motion to dismiss, Jill and Pennington alleged that the same
action is pending in the Crawford Circuit Court[.] Appellants App. 31.
Following a hearing, the trial court granted Jill and Penningtons motion to dismiss
in February 2003. This appeal ensued.
Discussion and Decision
Nieces and Nephew appeal the trial courts dismissal of their Tort Action pursuant
to Indiana Trial Rule 12(B)(8). As a general principle, when an action
is pending before one Indiana court, other Indiana courts must defer to that
courts authority over the case. Cinergy Corp. v. St. Paul Surplus Lines
Ins. Co., 785 N.E.2d 586, 590 (Ind. Ct. App. 2003), trans. denied.
Courts observe such deference in the interests of fairness to litigants, comity between
and among the courts of this State, and judicial efficiency. Id. at
590-91. Trial Rule 12(B)(8) implements this general principle by allowing dismissal of
an action on the ground that the same action is pending in another
Indiana court. Id. at 591. Thus, the rule prevents two
courts from concurrently entertaining the same case. Id. The determination of
whether two actions being tried in different Indiana courts constitute the same action
depends on whether the outcome of one action will affect the adjudication of
the other. Id. This outcome determinative test requires that one of
two contemporaneous lawsuits be dismissed where the parties, subject matter, and remedies are
substantially the same in both actions. Id.
Here, it is undisputed that the parties are the same in the Will
Contest and the Tort Action. Furthermore, the subject matter is substantially the
same in both actions. Although the Will Contest focuses on the 1999
Will and the Tort Action focuses on the New Will, the key issue
in each action is the validity of the 1999 Will. Indiana Code
§ 29-1-7-17 provides:
Any interested person may contest the validity of any will in the court
having jurisdiction over the probate of the will within three (3) months after
the date of the order admitting the will to probate by filing in
the court the persons allegations in writing verified by affidavit, setting forth:
(1) the unsoundness of mind of the testator;
(2) the undue execution of the will;
(3) that the will was executed under duress or was obtained by fraud;
or
(4) any other valid objection to the wills validity or the probate of
the will.
The executor and all other persons beneficially interested in the will shall be
made defendants to the action.
(emphasis added). Thus, it is apparent from the will contest statute that
the 1999 Will can be contested because of actions before its execution, such
as fraud or duress, or actions after its execution, such as physically destroying
the will, executing a codicil to the will, revoking the will by writing,
or executing a new willall of which could affect the 1999 Wills validity.
Nieces and Nephews attempt to define the subject matter of the Tort
Action differently from that of the Will Contest by isolating the New Will
from the 1999 Will misses the mark. The heart of their argument
is that the 1999 Will is not valid because Jill and Pennington prevented
Pfeiffer from executing a new will, which would have revoked the 1999 Will.
Therefore, the subject matter in the Will Contest and the Tort Action
is substantially the same.
We next address whether the remedies in both actions are the same, which
oftentimes is the determinative factor in this type of case. This Court
addressed remedies in interference with inheritance tort actions in Minton v. Sackett, 671
N.E.2d 160 (Ind. Ct. App. 1996). In Minton, we recognized for the
first time in Indiana the tort of interference with an inheritance. Id.
at 162. Specifically, we looked to the states of Florida, Illinois, Iowa,
and Texas, all of whom had adopted the approach of the Restatement (Second)
of Torts § 774B (1979), which provides: One who by fraud or
other tortious means intentionally prevents another from receiving from a third person an
inheritance or gift that he would otherwise have received is subject to liability
to others for the loss of the inheritance or gift. Id.
In determining whether to adopt the approach of the Restatement, we acknowledged that
we must balance the competing goals of providing a remedy to injured parties
and honoring the strictures of Indianas probate code, which provides that a will
contest is the exclusive means of challenging the validity of a will.
Id. We noted that [a] majority of the states [that] have adopted
the tort of interference with an inheritance have achieved such a balance by
prohibiting a tort action to be brought where the remedy of a will
contest is available and would provide the injured party with adequate relief.
Id.
We adopted this balanced approach in Minton and ultimately affirmed the trial courts
grant of summary judgment in favor of the defendant because the plaintiff had
a will contest pending at the same time and the remedies available under
the will contest adequately provide for the damages sought in the plaintiffs tort
action. Id. Minton represents a public policy decision that a plaintiff
must challenge tortious conduct surrounding the execution or revocation of a will in
the will contest, but if the will contest does not provide an adequate
remedy, only then can the plaintiff file an independent tort action for interference
with an inheritance.
See footnote
See, e.g., DeWitt v. Duce, 408 So. 2d 216,
218 (Fla. 1981) (The rule is that if adequate relief is available in
a probate proceeding, then that remedy must be exhausted before a tortious interference
claim may be pursued.); In re Estate of Hoover v. Hoover, 513 N.E.2d
991 (Ill. Ct. App. 1987) (The tort [of interference with an inheritance] will
not lie, however, where the remedy of a will contest is available and
would provide the injured party with adequate relief.). The adequacy of a
remedy is not dependent upon whether a will contestant prevails, but upon whether
the contestant has an opportunity to pursue the remedy. Minton, 671 N.E.2d
at 163.
We now turn to the case before us. When Nieces and Nephew
filed their Tort Action, the Will Contest was pending. Not only did
Nieces and Nephew have the opportunity to challenge Jill and Penningtons tortious conduct
in the Will Contest, but the remedies available in the Will Contest and
the Tort Action are substantially the same. In the Will Contest, Nieces
and Nephew sought revocation of the 1999 Will and distribution of Pfeiffers estate
pursuant to Indianas intestacy laws. Under intestacy laws, Nieces and Nephew would
receive the bulk of Pfeiffers estate if the 1999 Will were revoked.
See footnote
In the Tort Action, Nieces and Nephew sought compensatory damages in an amount
that would have made them the chief beneficiaries of Pfeiffers estate.See footnote The
remedies sought in each action are substantially the same.
Because the Will Contest and the Tort Action involve substantially the same parties,
subject matter, and remedies, we conclude that the actions are the same.
Therefore, the trial court did not err in dismissing the Tort Action pursuant
to Trial Rule 12(B)(8).See footnote
Judgment affirmed.
KIRSCH, J., and BAILEY, J., concur.
Footnote: From the materials provided to us on appeal, the last CCS
entry in the Will Contest was September 20, 2002, which set a jury
trial for March 6-7, 2003.
Footnote:
Although Minton appears to severely restrict when a plaintiff may pursue an
independent tort action for interference with an inheritance, there are still numerous situations
where this tort is available, none of which apply here. See Curtis
E. Shirley, Tortious Interference with an Expectancy, 41 Res Gestae 16 (Oct. 1997)
(listing various examples where this tort is still available in light of Mintons
restrictions, such as when the defendant prevented the testator from making a will
leaving an inheritance to the plaintiff, and the plaintiff is not an intestate
heir and there is no prior will benefiting him); see also DeWitt v.
Duce, 408 So. 2d 216, 219, 219 n.6 (Fla. 1981) (stating that this
tort is available where a plaintiff did not discover a defendants fraud until
after the probate of the will was completed, such as in the case
of the defendant suppressing a will less favorable to him so that the
will more beneficial to him is probated).
Footnote:
See Ind. Code § 29-1-2-1(d)(4) (The share of the net estate
not distributable to the surviving spouse, or the entire net estate if there
is no surviving spouse, shall descend and be distributed as follows: . .
. If there is no surviving parent or brother or sister of
the intestate, then to the issue of brothers and sisters. If such
distributees are all in the same degree of kinship to the intestate, they
shall take equally or, if of unequal degree, then those of more remote
degrees shall take by representation.).
Footnote:
Although Nieces and Nephew also sought punitive damages in the Tort
Action,
Minton stated the following on the topic of damages in interference with
inheritance cases: A plaintiff can only expect to receive the amount he
or she would have received had it not been for another individuals interference,
and punitive damages are not included in this amount. Minton, 671 N.E.2d
at 163.
Footnote:
In light of this holding, we do not reach Nieces and
Nephews argument concerning discovery methods.