FOR PUBLICATION
APPELLANT PRO SE: ATTORNEYS FOR APPELLEE:
FREDERICK A. BROWN, PRO SE STEVE CARTER
Bunker Hill, Indiana Attorney General of Indiana
JANET L. PARSANKO
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
FREDERICK A. BROWN, )
)
Appellant-Defendant, )
)
vs. ) No. 62A04-0204-CV-154
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
APPEAL FROM THE PERRY COUNTY CIRCUIT COURT
The Honorable James A. McEntarfer, Judge
Cause No. 62C01-0010-MI-346
January 22, 2003
OPINION - FOR PUBLICATION
MATHIAS, Judge
Frederick Brown (Brown), an inmate in the Department of Correction, filed a pro
se complaint in Perry Circuit Court against several prison officials (the Appellees)
See footnote seeking
to recover funds he expended on picture tickets purchased during his incarceration at
the Branchville Correctional Facility, which he could not use after his transfer to
the Plainfield Correctional Facility. A bench trial was held in the matter
at which Brown failed to appear. Therefore, the trial court entered a
default judgment in favor of the Appellees and dismissed Browns complaint. Brown
then filed a motion for relief from judgment pursuant to Trial Rule 60(B),
which the trial court denied. Brown has filed this pro se appeal
arguing that the trial court abused its discretion when it denied his Trial
Rule 60(B) motion.
We affirm, but remand for proceedings consistent with this opinion.
Facts and Procedural History
During his incarceration at the Branchville Correctional Facility, Brown purchased several picture
tickets, which could be used to pay for photographs with visitors. According
to Brown, the picture tickets could only be redeemed on Wednesdays. On
Thursday, March 30, 2000, Brown was notified that he was going to be
transferred to the Plainfield Correctional Facility. The transfer occurred the following Wednesday
morning, on April 5, 2000, and Brown did not have an opportunity to
redeem the picture tickets in the interim.
On June 1, 2000, he filed a Notice of Loss of Property Tort
Claim with the Department of Correction in which he requested reimbursement for the
picture tickets in the amount of $6.00 and an additional $1.60 in copying
fees. Appellants App. pp. 80-83. On June 14, 2000, the Branchville
Correctional Facility deposited $4.55 into Browns inmate trust account. Brown then wrote
a letter requesting that the Branchville Correctional Facility send an additional $1.45 to
him at the Plainfield Correctional Facility. Appellants App. p. 89. Brown
did not receive a response to that request.
On October 11, 2000, Brown filed a complaint pro se in Perry Circuit
Court alleging that the Appellees actions deprived him of $1.45 and $10.00 for
the cost of copies. Brown also alleged that he was entitled to
the $1.60 for copies requested in his Notice of Loss of Property Tort
Claim. Appellants App. pp. 78-79. On February 27, 2001, Brown filed
a motion for default judgment pursuant to Small Claims Rule 10(B). However,
four days before Brown filed the motion, an appearance was entered on behalf
of the Appellees and their attorney filed a Motion for an Enlargement of
Time Within Which to Respond to Complaint. Therefore, on the same day
that Brown filed his motion for default judgment, it was denied, and the
Appellees motion for enlargement of time was granted. The Appellees filed an
Answer on March 26, 2001.
On July 5, 2001, Brown filed a motion for judgment on the pleadings.
That motion was also denied. In addition, Brown filed a request
for a jury trial. On September 7, 2001, the trial court denied
that motion pursuant to Trial Rule 38 finding that none of the pleadings
contained a request for trial by jury and the request was untimely.
Appellants App. p. 8. A bench trial was then scheduled for January
11, 2002. At trial, Brown failed to appear. Therefore, the trial
court issued the following judgment:
This matter comes before the Court for trial on Plaintiffs Complaint. The
trial to the Court having been assigned, and notice given to all parties
and counsel, Plaintiff, Frederick A. Brown fails to appear and Defendants appear by
counsel, Edward M. Kohan.
Plaintiff having failed to appear and Defendant being ready for trial, the Court
NOW ENTERS a Default Judgment in favor of Defendants and against Plaintiff, Frederick
A. Brown.
IT IS THEREFORE ORDERED, ADJUDGED, and DECREED, that Plaintiff, Frederick A. Brown, shall
take nothing by way of his Complaint and this cause be and hereby
is dismissed.
Appellants App. p. 35.
On January 23, 2002, Brown filed a motion for relief from judgment pursuant
to Trial Rule 60(B). In that motion, Brown alleged that he was
ill on the date of trial and was therefore not transported to the
Perry Circuit Court for trial. Furthermore, he stated that he was admitted
to the hospital on January 14, 2002, and was released on January 16.
Appellants App. pp. 32-33. The trial court denied the motion.
Brown now appeals.
Discussion and Decision
As an initial matter, we note that the trial court improperly entered a
default judgment in favor of the Appellees. The provisions of Indiana Trial
Rule 55 apply to a party who has a claim for relief whether
the claim is asserted by a complaint, a third-party complaint, a cross-claim, or
a counterclaim, and a party may be defaulted when a party against whom
a judgment for affirmative relief is sought has failed to plead or otherwise
comply with these rules[.] See Ind. T.R. 55(A) & (C). In
this case, the Appellees have not asserted a claim against Brown, and therefore
it was improper to enter a default judgment in their favor.
See footnote
However, the trial court did not abuse its discretion when it dismissed Browns
complaint. Although Brown did not designate his complaint as a small claims
proceeding, the total amount he sought to recover was $13.05. Also, Brown
filed a motion for default judgment pursuant to Small Claims Rule 10(B).See footnote
Therefore, we will treat Browns complaint as a small claims proceeding.
Pursuant to Small Claims Rule 10(A), if a plaintiff fails to appear for
trial, the trial court may dismiss the action without prejudice. The claim
may be dismissed with prejudice only if the claim is refiled and the
plaintiff again fails to appear.
See Ind. S.C.R. (10)(A); Multivest Props. v.
Hughes, 671 N.E.2d 199, 201 (Ind. Ct. App. 1996) (quoting Wood v. Ziegler
Bldg. Materials, Inc., 436 N.E.2d 1168, 1170 (Ind. Ct. App. 1982)) (Dismissal with
prejudice is contemplated only when the plaintiff again fails to appear after the
claim has been refiled.).
Brown argues that he has not received due process and in the spirit
of judicial equity and fair play he should be given an opportunity for
further proceedings in which this cause may be heard. Br. of Appellant
at 4-5. However, we note that Brown has never argued that he
did not have notice of the January 11, 2002 trial date. In
his motion for relief from judgment he merely argues that the Plainfield Correctional
Facility failed to transport him to trial because he was ill.
See footnote
In response to Browns argument, we observe that (1) a court cannot secure
the attendance of an incarcerated plaintiff at a civil action unrelated to the
case resulting in incarceration; and (2) dismissal of the suit for failure to
appear is not an abuse of discretion.
Hill v. Duckworth, 679 N.E.2d
938, 939 (Ind. Ct. App. 1997) (citing Rogers v. Youngblood, 226 Ind. 165,
170, 78 N.E.2d 663, 665 (1948)). In Hill, our court addressed the
inability of a prisoner to appear for trial and stated:
It may seem harsh to dismiss, on the basis of failure to prosecute,
the civil lawsuit of a prisoner who is denied permission to attend trial.
However, we observe that there were other avenues available to Hill by
which he could prosecute his action without having to represent himself at a
trial in the courthouse. Hill himself alluded to one such alternative in
his Written Appearance on Courts Order to Show Cause, i.e., submitting the case
to the court by documentary evidence. Although not intended to be an
exhaustive list, it appears that several other possibilities were available to Hill, including:
(1) trial by telephonic conference; (2) securing someone else to represent Hill at
trial; and (3) postponing the trial until Hills release from incarceration.
Id. at 940 n.1. In Rogers, our supreme court also made the
following observations:
[i]t is true that his confinement makes it impossible for him to appear
in court and act as his own lawyer, but when anyone commits a
felony and is convicted and is confined in State prison his ability to
pursue his business in person and to exercise many other rights and privileges,
which he otherwise might have had, are curtailed and in such curtailment his
rights under the constitution are not violated. It is merely an incident
of punishment.
Id. at 940 (quoting Rogers, 226 Ind. at 171, 78 N.E.2d at 665).
See footnote
In this case, there is nothing in the record to suggest that Brown
took any steps to secure his attendance at trial either in person or
telephonically. He also failed to file a motion for a continuance.
In addition, we note that prior to the scheduled trial date, Appellees counsel
indicated to Brown that the Appellees would not object to continuing the trial
until Brown was released from prison.See footnote Appellants App. p. 29. Under
these facts and circumstances, the trial court did not abuse its discretion when
it dismissed Browns complaint for failure to appear. However, the trial courts
judgment does not indicate whether the dismissal was with or without prejudice.
Pursuant to Small Claims Rule 10(A), Browns complaint should have been dismissed without
prejudice, and we remand this case to the trial court to amend its
order to specify that the dismissal was without prejudice.
See Zimmerman v.
Hanks, 766 N.E.2d 752, 754-55 (Ind. Ct. App. 2002).
Affirmed, but remanded for proceedings consistent with this opinion.
BAKER, J., and RILEY, J., concur.
Footnote:
In his complaint, Brown named the following individuals as Defendants: Paul Kranning,
Superintendent of the Branchville Correctional Facility, Mike Moore, head of Business Office at
the Branchville Correctional Facility, and John Doe Defendants (Not Named) having responsibility for
Inmate Trust Fund Accounts. Appellants App. p. 78.
Footnote: Furthermore, we note that even if the Appellees had asserted a counterclaim
against Brown, and Brown had failed to appear at trial, an entry of
default judgment would also be improper in that circumstance.
See Young v.
Elkhart County Office of Family and Children, 704 N.E.2d 1065, 1068 (Ind. Ct.
App. 1999) (citing Pinkston v. Livingston, 554 N.E.2d 1173, 1176 (Ind. Ct. App.
1990)) ([W]hen the defendant has filed a responsive pleading, a default judgment is
improper, even if the defendant fails to appear for trial.).
Footnote:
We also observe that the Perry Circuit Courts jurisdiction includes a small
claims docket.
See Ind. Code § 33-4-1-62 (1996).
Footnote:
In their brief, the Appellees note that there is no evidence in
the record that Brown ever requested a transport order.
Footnote: In
Zimmerman v. Hanks, 766 N.E.2d 752, 757 (Ind. Ct. App. 2002),
our court observed that a prisoner has a constitutional right to bring a
civil action against a person who has injured him and implicit in the
right to bring such action is the right to present ones claim to
the trial court. Citing Hill, we reiterated our courts determination that regardless
of that constitutional right a prisoner does not have a right to be
transported from prison to appear at trial. However, we also stated:
A trial court should not be able to deprive a prisoner of his
constitutional right to maintain a civil action by denying motions that the court
can properly deny while concurrently ignoring the prisoners requests for other methods that
would allow the prisoner to prosecute from prison.
Id. at 758.
Footnote:
At the time of trial, Browns earliest projected release date was October
7, 2002.
See Appellants App. p. 82. Brown was actually released on
September 12, 2002.