FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEY FOR APPELLEES:
ERIC J. BENNER PATRICIA A. DOUGLASS
Richards, Boje, Pickering, Benner & Becker Hehner & Douglass
Noblesville, Indiana Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
THE ESTATE OF ROBERT W. HUNTER, by )
NINA JEAN HUNTER as Personal Representative, )
)
Appellant-Plaintiff, )
)
vs. ) No. 29A02-0306-CV-474
)
CHARLES L. YOUNG, JR. and/or THE ESTATE )
OF CHARLES L. YOUNG, JR. and MISS TS )
HAIR CREATIONS, )
)
Appellees-Defendants. )
APPEAL FROM THE HAMILTON SUPERIOR COURT
The Honorable Steve Nation, Judge
Cause No. 29D01-0207-PL-523
February 10, 2004
OPINION - FOR PUBLICATION
BROOK, Chief Judge
Case Summary
Appellant-plaintiff the Estate of Robert W. Hunter (the Estate), by Nina Jean Hunter
as personal representative, appeals the trial courts dismissal of its action against appellees-defendants
Charles L. Young, Jr. and/or the Estate of Charles L. Young, Jr. (Young)
and Miss Ts Hair Creations (Miss Ts) (collectively, Appellees). We affirm.
Issue
The dispositive issue is whether the trial court erred in dismissing Hunters action.
Facts and Procedural History
On July 16, 2000, Hunter was fatally injured on the premises of Miss
Ts. Young, the owner of Miss Ts, was also killed during this
incident. An estate was never opened on Youngs behalf. Counsel for
the Estate eventually contacted a claims specialist employed by Youngs insurer, but they
failed to reach a settlement. On July 11, 2002, the Estate filed
a complaint against Appellees and paid the requisite filing fee, but did not
furnish a summons to the clerk. The Estate also mailed a copy
of the complaint to the claims specialist. On August 22, 2002, counsel
for Appellees entered a limited appearance for the purpose of filing a motion
to dismiss, in which Appellees alleged that the Estates action was time-barred because
the Estate had failed to tender a summons to the clerk within the
two-year statute of limitations. On April 9, 2003, the trial court dismissed
the Estates action as untimely.
Discussion and Decision
Indiana Trial Rule 3 provides,
A civil action is commenced by filing with the court a complaint or
such equivalent pleading or document as may be specified by statute, by payment
of the prescribed filing fee or filing an order waiving the filing fee,
and where service of process is required, by furnishing to the clerk as
many copies of the complaint and summons as are necessary.
(Emphasis added.) Indiana Trial Rule 4(A) provides that a court acquires jurisdiction
over a party or person who under these rules commences or joins in
the action, is served with summons or enters an appearance, or who is
subjected to the power of the court under any other law. (Emphasis
added.) Indiana Trial Rule 4(B) provides in pertinent part, Contemporaneously with the
filing of the complaint or equivalent pleading, the person seeking service or his
attorney shall furnish to the clerk as many copies of the complaint and
summons as are necessary. (Emphasis added.) Indiana Trial Rule 4(E) provides
in relevant part that [t]he summons and complaint shall be served together unless
otherwise ordered by the court. Our supreme court recently held that a
civil action is untimely if the plaintiff files a complaint within the applicable
statute of limitations but does not tender the summons to the clerk within
that statutory period. Ray-Hayes v. Heinamann, 760 N.E.2d 172, 173 (Ind. 2002),
on rehg, 768 N.E.2d 899.
The Estate contends that the trial court erred in dismissing its action as
untimely. On the one hand, the Estate claims that service of process
(and therefore tender of a summons) was not required because Appellees could not
be served,
See footnote
but on the other hand it concedes that it needed to
serve the insurance claims specialist as Youngs purported agent. Appellants Br. at
10, 11. Assuming, arguendo, that the claims specialist was Youngs agent, as
the Estate alleges, and that the claims specialist was therefore required to be
served, as the Estate acknowledges, it then follows that the Estate was required
to tender a summons to the clerk when it filed its complaint, or
at least before the statute of limitations expired. See T.R. 3; T.R.
4(B); Ray-Hayes, 760 N.E.2d at 173; see also Ind. Trial Rule 4.1(A) (providing
that service may be made upon an individual acting in a representative capacity
by, inter alia, sending a copy of the summons and complaint by registered
or certified mail) (emphasis added); Ind. Trial Rule 4.7 (providing in relevant part
that service may be made upon an agent who has been designated by
or pursuant to statute or valid agreement to receive service for the person
being served as provided in T.R. 4.1). The Estates discourse on notice
and due process ignores our supreme courts unequivocal holding in Ray-Hayes, which Appellees
correctly observe is not limited to the facts of that case. As
framed, the Estates argument must fail.
Affirmed.
ROBB, J., concurs.
SULLIVAN, J., concurs with opinion
IN THE
COURT OF APPEALS OF INDIANA
THE ESTATE OF ROBERT W. HUNTER, by )
NINA JEAN HUNTER as Personal Representative, )
)
Appellant-Defendant, )
)
vs. ) No. 29A02-0306-CV-474
)
CHARLES L. YOUNG, JR. and/or THE ESTATE )
OF CHARLES L. YOUNG, JR. and MISS TS )
HAIR CREATIONS, )
)
Appellees-Defendants. )
SULLIVAN, Judge, concurring
I fully agree that failure of the plaintiff to tender a summons to
the Clerk within the period of the Statute of Limitations is fatal to
the claim of Hunters Estate.
However, it occurs to me that there exists a second defect in the
filing of the Estates complaint. Under the circumstances, Hunters estate had no
choice but to seek appointment of a personal representative for the deceased Young
and to have the summons issued to that personal representative.
I would further observe that St. Clair could not be the agent of
Young for the purpose of receiving service of summons because Young was deceased.
Even if during Youngs life the insurance claims specialist might
have, for some purposes, been Youngs agent, any such agency authority terminated with
Youngs death.
Sawers Grain Co. v. Goodwine, 83 Ind. App. 556, 146 N.E.
837 (1925).
See footnote
Footnote:
Appellees observe that pursuant to Indiana Code Section 29-1-7-4(a), [a]ny interested
person
may petition the court having jurisdiction of the administration of the
decedents estate
for the appointment of an administrator for the estate of
any person dying intestate. We express no opinion as to whether the
Estate could or should have petitioned for the appointment of an administrator for
Youngs estate. Neither do we express an opinion as to whether Appellees
were required to be served for purposes of Trial Rules 3 and 4.
Footnote: There is no showing in the record before us that there was
any special relationship between the insurer and Young other than that of insured
and insurer. Neither is there any claim that the insurance contract itself
contains a provision for a continuing agency relationship with regard to claim negotiation
and settlement or litigation.
To be sure, the insurer was contractually obligated with respect to covered liability
incurred by Young during his lifetime, but such obligation or authority did not
include authority to accept service of summons in litigation against Young or his
estate.