FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
STEPHEN GERALD GRAY STE VE CARTER
Indianapolis, Indiana Attorney General of Indiana
JOBY JERRELLS
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
TYLER LAWSON, )
)
Appellant-Defendant, )
)
vs. ) No. 29A05-0306-CR-295
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
APPEAL FROM THE HAMILTON SUPERIOR COURT
The Honorable Wayne A. Sturtevant, Judge
Cause No. 29D05-0301-CM-145
February 11, 2004
OPINION - FOR PUBLICATION
BAKER, Judge
Appellant-defendant Tyler Lawson appeals his convictions for Illegal Possession of Alcohol
See footnote and Illegal
Consumption of Alcohol,See footnote both class C misdemeanors. Specifically, Lawson argues that the
trial court erred when it allowed a police officer to testify that Lawson
admitted that he was eighteen years of age. Moreover, Lawson claims that
the corpus delicti rule was not satisfied because no evidence of his ageother
than his admissionwas presented. Additionally, Lawson claims that the trial court erred
in admitting the police officers statements about the labels on the two beer
bottles found in close proximity to Lawson. Finally, Lawson alleges that the
evidence presented at trial was insufficient to prove his guilt beyond a reasonable
doubt. Although the trial court did not err with respect to any
of these issues, we sua sponte observe that Lawsons convictions for both possession
and consumption of alcohol under these specific facts violate double jeopardy principles.
Thus, we affirm the consumption conviction but reverse Lawsons conviction for illegal possession
of an alcoholic beverage.
FACTS
The facts most favorable to the judgment reveal that on September 29, 2002,
Indiana State Excise Police Officer John E. Barchak was on duty at the
Verizon Wireless Music Center in Noblesville. Officer Barchak observed a van with
persons moving about inside and looking through the blinds. This activity arose
his suspicion, so Officer Barchak approached the front passenger. The front passenger
was holding a can of beer but appeared to be younger than twenty-one
years of age. Officer Barchak identified himself as a police officer and
instructed the van occupants to remain in place.
With the assistance of another officer, Officer Barchak opened the vans side door.
Three persons were seated therein, Lawson among them. Officer Barchak saw
Lawson place a longneck, brown beer bottle on the floor. Because the
occupants had alcoholic beverages, Barchak asked the occupants their names, ages, and dates
of birth. Lawson was the last person questioned, and Officer Barchak detected
the odor of alcohol on Lawsons breath. Officer Barchak asked Lawson his
name, age, and date of birth, and Lawson stated that he was eighteen.
Officer Barchak recovered a bottle of Bud Light and a bottle of
Budweiser from an area close to Lawson, though Officer Barchak could not testify
at trial as to whether the bottles contained a substance or were empty.
Tr. p. 42. Lawson was then arrested and charged with the
above offenses.
At a bench trial commencing May 1, 2003, Officer Barchak testified over Lawsons
objection that Lawson stated that he was eighteen. Lawsons objection was based
on the fact that the requisite Miranda
See footnote warnings had not been given to
him. Officer Barchak also stated that the bottles labels read Bud Light
and Budweiser. Lawson objected on grounds that the best evidence rule was
violated because the labels were not introduced into evidence and, thus, he could
not effectively cross-examine Officer Barchak. The trial court overruled Lawsons objection.
At the close of the trial, Lawson was convicted on both counts and
subsequently sentenced to a sixty-day suspended sentence. Lawson now appeals.
DISCUSSION AND DECISION
I. Admission of Lawsons Statements
Lawson claims that the statement regarding his age was erroneously admitted by the
trial court. Specifically, Lawson argues that he was not given the requisite
Miranda warnings and that the corpus delicti rule required independent evidence of his
age.
A. Miranda Warnings
Lawson argues that Officer Barchak interrogated him while in custody without first telling
him that he did not have to answer the officers questions. Specifically,
Lawson claims that Officer Barchaks questions were aimed at gathering evidence of suspected
criminal activity in which age is a material element. Appellants Br. p.
7.
We note that a defendant is entitled to the procedural safeguards of Miranda
only if subject to custodial interrogation. White v. State, 772 N.E.2d 408,
412 (Ind. 2002). Interrogation is defined as express questioning and words or
actions on the part of the police that the police know are reasonably
likely to elicit an incriminating response from the suspect. Id.
In addressing Lawsons claims, we note that in Deckard v. State, the defendant
was stopped by a police officer while driving the victims vehicle. 670
N.E.2d 1, 5 (Ind. 1996). The officer asked Deckard his name and
age. At trial, Deckard objected to the officers testimony regarding his age
on grounds that he had not been given the Miranda warnings before the
officer began obtaining information. Our supreme court held that no error occurred
because statements regarding ones name and age constitute admissible responses to general investigatory
questioning. Id.
Here, the questioning was similar to that conducted by the officer in Deckard.
Officer Barchak asked Lawson and the other van occupants their ages when
he became suspicious. While Lawson points out that age is a material
element of the crime with which he was charged, Appellants Br. p. 7,
this is of no moment, as our supreme court has stated that asking
for a persons age is general investigatory questioning, not interrogation aimed at obtaining
incriminating information. Id. Thus, Lawsons claim must fail.
B. Corpus Delicti Rule
Lawson argues that the State improperly established an element of the offense when
it offered the statement he made to Officer Barchak to show that he
was less than twenty-one years of age. Lawson claims that this violates
the corpus delicti rule that requires independent proofnot solely a defendants admissionof each
element of a crime.
Indianas corpus delicti rule holds that a crime may not be proven based
solely on a confession. Malinski v. State, 794 N.E.2d 1071, 1086 (Ind.
2003)(emphasis added). The admission of a confession requires some independent evidence of
the crime including evidence of the specific kind of injury and evidence that
the injury was caused by criminal conduct. Id. (quoting Workman v. State, 716
N.E.2d 445, 447 (Ind.1999)(emphasis added)).
Here, a confession never occurred. Indeed, as stated by trial counsel, Lawson
never admitted that he touched, handled, drank, or consumed any kind of beer
at all. Tr. p. 47. When a confession is not at
issue, the corpus delicti rule does not apply. See Malinski, 794 N.E.2d
at 1086. Thus, Lawsons claim must fail.
II. Best Evidence Rule
Lawson goes on to claim that the State violated the best evidence rule.
Specifically, Lawson argues that the trial court erred when it permitted Officer
Barchak to testify that the two bottles seized from the van were labeled
as Budweiser and Bud Light without presenting the actual bottle labels because the
labels were writings, and without the original labels he could not effectively cross-examine
Officer Barchak.
The best evidence rule is codified as Indiana Evidence Rule 1002, which reads
in relevant part:
To prove the content of a writing, recording, or photograph, the original writing,
recording, or photograph is required, except as otherwise provided in these rules or
by statute.
We have never had the occasion to determine whether the label on a
chattel is subject to the best evidence rule. The question to consider
is whether a chattel with a label is properly termed a writing.
Dean McCormick advocates an analysis of factors by the trial court before concluding
whether a chattel with an inscription is under the purview of the best
evidence rule:
[T]he judge shall have discretion to apply the [best evidence] rule to inscribed
chattels or not in light of such factors as [1] the need for
precise information as to the exact inscription, [2] the ease or difficulty of
production, and [3] the simplicity or complexity of the inscription.
Charles T. McCormick, McCormick on Evidence § 234 (4th ed. 1992).
The U.S. Court of Appeals for the Fifth Circuit dealt with the application
of the best evidence rule when a writing is attached to a chattel
in Duffy v. State, 454 F.2d 809 (5th Cir. 1972). In Duffy,
the defendant was charged with theft and transportation of a vehicle. A
shirt belonging to Duffy was found in the trunk, and the shirt had
a laundry tag with the letters D-U-F. Id. at 811. At
trial, Duffy objected to testimony regarding the laundry tag and asked that the
shirt itselfwith attached tagbe produced. The Duffy court discussed the purposes behind
the best evidence rule, including the need for precision in documents such as
wills and deeds, the substantial hazard of inaccuracy when attempting to copy a
writing, and the special risk of error in attempting to orally describe the
contents of a writing. Id. at 812. The Duffy court then
found that when an object bearing an inscription exists, the trial court may
treat that object as either a writing or a chattel, giving due regard
to the reasons behind the rule. Id. Specifically, the Duffy court
noted that because the writingD-U-Fwas simple, there would be little danger of inaccuracy.
Id.
In our view, the McCormick and Duffy court approaches are appropriate and strike
a balance between the need for accuracy and simple common sense. Here,
the question was whether the bottles were labeled Budweiser or Bud Light.
Thus, the need for accuracy was far less than that which is necessary
to determine the amount of an inheritance, for example. Moreover, a beer
label usually has a stylized graphic, and such graphics are easier to recall
than is paragraph text. Amanda Westland, Visual Aids Not First Aid, Presenters
University at http://www.presentersuniversity.com/courses_visual_ aids_visuals_not_firstaid.php (last visited December 16, 2003). Thus, remembering a
beer brand is not a complex affair.
See footnote The second McCormick factorthe ease
or difficulty of productiondoes call into question why the beer bottles in Lawsons
immediate area were not introduced at trial. On balance, however, Officer Barchaks
testimony as to the brands of beer was not barred by the best
evidence rule and, thus, the trial court committed no error.
III. Sufficiency of the Evidence
Lawson claims that his convictions for possession and consumption of an alcoholic beverage
may not stand because the State presented insufficient evidence to establish the commission
of either offense. Specifically, Lawson notes that [t]here was no testimony [that]
the bottles contained any type of liquid at all and the officer testified
that they may have been empty. Appellants Br. p. 11. Moreover,
Lawson cites Turner v. State, 749 N.E.2d 1205 (Ind. Ct. App. 2001), for
the proposition that the smell of alcohol on ones breath by itself is
insufficient to prove the existence of an alcoholic beverage.
In addressing Lawsons claim that the evidence was insufficient to support his convictions,
we neither reweigh the evidence nor assess the credibility of the witnesses.
Brasher v. State, 746 N.E.2d 71, 72 (Ind. 2001). Rather, we look
to the evidence most favorable to the verdict and the reasonable inferences therefrom.
Id. This court will affirm the conviction if there is probative
evidence from which a reasonable person could have found the defendant guilty beyond
a reasonable doubt. Id.
Lawson was charged with two counts of violating Indiana Code section 7.1-1-3-5(a), which
reads, in relevant part:
It is a Class C misdemeanor for a minor to knowingly:
(1) possess an
alcoholic beverage;
(2) consume it; or
(3) transport it on a public highway when not
accompanied by at least
one (1) of his parents
or guardians.
An alcoholic beverage is further defined as a liquid or solid that: (1)
is, or contains, one-half percent (0.5%) or more alcohol by volume; (2) is
fit for human consumption; and (3) is reasonably likely, or intended, to be
used as a beverage. Ind. Code § 7.1-1-3-5.
We have held that circumstantial evidence can establish the elements of consumption of
an alcoholic beverage. Turner, 749 N.E.2d at 1208. While Turner was
a case dealing with illegal consumption of an alcoholic beverage, its rationale is
applicable to instances where a defendant is charged with unlawful possession of an
alcoholic beverage as well, especially because both possession and consumption are prohibited by
the same statute. See I.C. § 7.1-1-3-5. In Turner, the police
officer testified that Turner emitted a strong odor of alcoholic beverages, had bloodshot
eyes, and slurred his speech. Id. at 1209. Turner challenged his
conviction, and we held that [w]hile any of these factors alone might not
have supported the verdict, when considered together they provide sufficient evidence that the
beer Turner consumed contained at least .5% alcohol by volume. Id.
A. Possession of an Alcoholic Beverage
Lawson claims that no evidence was presented that an alcoholic beverage even existed.
Specifically, Lawson notes that Officer Barchak testified that the beer bottles found
in the van could have been empty.
Here, Officer Barchak testified that Lawsons breath smelled of alcohol. Tr. p.
11. Officer Barchak also testified that he saw empty beer bottles near
Lawsons person. Tr. p. 23, 41. The alcohol on Lawsons breath
and placement of the empty bottles raised a logical inference that Lawson possessed
alcohol at some point. Thus, sufficient evidence was presented that Lawson illegally
possessed an alcoholic beverage. However, as discussed in Part IV of this
opinion, this conviction must be set aside because it violates double jeopardy principles.
B. Illegal Consumption of Alcohol
Lawson maintains that his conviction for illegal consumption of alcohol may not stand
because the State presented insufficient evidence. Specifically, Lawson cites Turner for the
proposition that one cannot be found guilty of illegal consumption of an alcoholic
beverage if the only evidence is that the defendants breath smelled of alcohol.
Lawson correctly points out that, unlike the defendant in Turner, he did not
have bloodshot eyes or slurred speech. However, two beer bottles were found
within Lawsons reach. Tr. p. 23, 41. Moreover, Lawsons breath smelled
of alcohol. Tr. p. 11. This evidence was sufficient to sustain
the inference that Lawson consumed an alcoholic beverage. Thus, sufficient evidence was
presented to convict Lawson.
IV. Double Jeopardy
Though not raised by Lawson, we sua sponte address the issue of double
jeopardy. Article I, Section Fourteen of the Indiana Constitution states that [n]o
person shall be put in jeopardy twice for the same offense. Our
supreme court has employed Justice Sullivans analysis in holding that five situations will
violate Article I, Section Fourteen of the Indiana Constitution. Guyton v. State,
771 N.E.2d 1141, 1143 (citing Richardson v. State, 717 N.E.2d 32, 56 (Ind.
1999) (Sullivan, J., concurring)). The Guyton court noted that the following instances
violate Indianas double jeopardy clause: (1) conviction and punishment for a crime which
is a lesser-included offense of another crime for which the defendant has been
convicted and punished; (2) conviction and punishment for a crime which consists of
the very same act as another crime for which the defendant has been
convicted and punished; (3) conviction and punishment for a crime which consists of
the very same act as an element of another crime for which the
defendant has been convicted and punished; (4) conviction and punishment for the crime
of conspiracy where the overt act that constitutes an element of the conspiracy
charge is the very same act as another crime for which the defendant
has been convicted and punished; and (5) conviction and punishment for an enhancement
of a crime where the enhancement is imposed for the very same behavior
or harm as another crime for which the defendant has been convicted and
punished. Id. An example of the second type of violation is
when a defendant is convicted of battery when the identical touching was the
basis of a previous battery conviction. Id.
Here, the State had no direct evidence that Lawson consumed an alcoholic beverage.
Instead, Officer Barchak testified that Lawsons breath smelled of alcohol. Tr.
p. 11. This evidence by itself would not be sufficient to convict
Lawson. Turner, 749 N.E.2d at 1209. However, Officer Barchak also testified
that empty bottles were found close to Lawson. Tr. p. 23, 41.
The testimony regarding Lawsons breath, coupled with the location of the beer
bottles, created an inference that Lawson consumed an alcoholic beverage. However, this
was the same evidence used to show that Lawson possessed an alcoholic beverage.
In essence, Lawson was convicted twice for the same behavior. This
is the type II violation of double jeopardy principles criticized in Guyton.
Id. Thus, Lawsons conviction for possession may not stand.
CONCLUSION
In light of the issues addressed, we conclude that Lawsons statements regarding his
age were appropriately admitted at trial, that Officer Barchaks testimony regarding the beer
bottle labels did not violate the best evidence rule, and that the evidence
presented was sufficient to convict Lawson of both illegal possession and consumption of
an alcoholic beverage. However, because the same inference from the circumstances presented
here was used to convict Lawson on both counts, Lawsons conviction for unlawful
possession must be reversed.
The judgment of the trial court is affirmed in part and reversed in
part.
NAJAM, J., and MAY, J., concur.
Footnote:
Ind. Code § 7.1-5-7-7.
Footnote:
Id.
Footnote:
Miranda v. Arizona, 384 U.S. 436 (1966).
Footnote:
Indeed, the point of branding is to make a product
easier to identify.