FOR PUBLICATION
ATTORNEYS FOR APPELLANT: ATTORNEY FOR APPELLEE:
STEVE CARTER DAVID E. BRAATZ
Attorney General of Indiana Crown Point, Indiana
CHRISTOPHER L. LAFUSE
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
STATE OF INDIANA, )
)
Appellant-Plaintiff, )
)
vs. ) No. 64A03-0305-CR-202
)
JOSEPH MOLNAR, )
)
Appellee-Defendant. )
APPEAL FROM THE PORTER SUPERIOR COURT
The Honorable David L. Chidester, Judge
Cause No. 64D01-0302-CM-1554
February 13, 2004
OPINION - FOR PUBLICATION
BARNES, Judge
Case
Summary
The State brings this interlocutory appeal to challenge the trial courts granting of
Joseph Molnars motion to suppress results from a breath test. We reverse.
Issue
The sole issue for our review is whether the trial court erroneously granted
the motion to suppress.
Facts
The relevant facts are that on February 24, 2003, the State charged Molnar
with operating a vehicle while intoxicated, a Class A misdemeanor, along with two
other traffic offenses. In April 2003, Molnar filed a motion to suppress
evidence, which he later withdrew, and filed an amended motion to suppress.
In May 2003, the trial court conducted an evidentiary hearing on the motion
to suppress. The trial courts order granting the motion provides in part:
1. On February 20, 200[3], the defendant drove his vehicle westbound [in
Valparaiso]. Officer Tom Zimmerman of the Valparaiso Police Department had probable cause to
stop the Defendant, as he was driving 43 mph in a 25 mph
zone.
2. After seeking license and registration, the officer noticed the smell of
alcohol coming from the defendant. After a series of probable cause tests,
the defendant agreed to submit to a chemical test pursuant to Indiana Code
9-30-6-5.
3. Prior to twenty minutes before the start of the breathalyzer .
. . the defendant spit out a good portion (wad) of chewing tobacco
at the side of the roadway in which defendant was stopped, and prior
to defendant giving a breath sample into a portable breath tester (PBT).
Defendant testified that the chewing tobacco was lodged between the gums of his
lower teeth and his lower lip and that he removed the clump with
his finger from his mouth. The chewing tobacco was the fine grain
cut of the brand name Copenhagen. It is undisputed that Defendant did
have chewing tobacco in his mouth prior to taking the breathalyzer test.
Officer Fisher testified that he did not see any particles of chewing tobacco
in defendants mouth prior to the test, as he used a flashlight to
peer into defendants mouth, had him roll his tongue around, and did not
see particles of chewing tobacco in the tube in which defendant was blowing
to provide a breath sample.
4. Officer Fisher testified that a correct air sample was provided rendering
a blood alcohol score of .12 BAC. Defendant was then placed under
arrest for Operating a Vehicle While Intoxicated.
5. 260 IAC 1.1-4-5 issues the State Department of Toxicology approved methods
for conducting a chemical/breath test for alcohol intoxication and reads:
Sec. 2. The following is the approved method to conduct a B.A.C.
Verifier test for alcoholic intoxication:
(1) The person to be tested must have had nothing to eat or
drink, must have (sic.) not have put any foreign substance in his/her mouth
or respiratory tract, and must not smoke within twenty (20) minutes prior to
the time a breath sample is taken.
6. Prior to the test, and before twenty (20) minutes, defendant was
not able to rinse his mouth of any additional residue through the use
of water, a drinking fountain or otherwise. Defendant did not ask to
do so prior to taking the test. Officer Fisher testified that he
asked Defendant if he had any foreign objects in his mouth, to which
defendant said no.
7. Defendant testified that he has chewed tobacco for twenty years and
that the removal of the primary clump of tobacco fails to dislodge all
of the chewing tobacco. Defendants wife testified that when arriving home from
work, defendant rinses his mouth with water and usually always leaves additional particles
in either the sink or the toilet.
8. Defendant submitted Exhibits A and B at hearing which contained the
remnants of chewing tobacco within the rinse of water twice after removing the
initial clump of tobacco, which defendant removed in open court. The first
water glass contained a yellowish liquid containing visible tobacco particles floating in the
glass of water. The second flush of water taken 15 seconds after
the first produced a clearer liquid and some, but not as many, particles
as the first glass of flush.
9. Defendants theory at hearing was that the particles exhibited in Defendants
Exhibits A and B were still in his mouth when he tendered his
breath test on the night of his arrest and that those particles invalidated
the breath sample in violation of 260 IAC 1.1-4-5 (the 20 minute rule).
* * * * *
12. The case most similar to the present set of facts is
People v. Miller, [219 Ill. App. 3d 246, 583 N.E.2d 10 (1991), appeal
denied by 143 Ill.2d 644, 587 N.E.2d 1021]. Illinois administrative procedure for
breath testing in Ill. Admin. Code title 77, Section 510.60(a) is similar to
Indianas 260 IAC 1.1-4-5. In Miller, the Illinois Appellate Court upheld a
trial courts order suppressing breath test results wherein defendant testified that he swallowed
his chewing tobacco prior to giving a breath sample. Most of the
caselaw deals with a credibility determination of whether a defendant has a foreign
object in his/her mouth prior to testing. Here, all parties concede that
defendant had chewing tobacco in his mouth prior to the testing. The
officers testified that they saw noting [sic] further. Defendant counters that without
a rinse from water, tobacco residue will always be present during testing.
13. The purpose of the 20-minute observation period is to ensure that
the defendant does not regurgitate, vomit, smoke or ingest anything which will render
the breathalyzer test results unreliable. Although chewing tobacco has been found to
be a violation of the twenty minute rule in an Illinois case, Miller,
583 N.E.2d 10, it was open for rebuttal by the State through the
use of expert testimony. At least initially, once it is determined that
the defendant had particles in his mouth within twenty minutes of providing a
breath sample, it is axiomatic that the test is prima facie invalid for
violation of 260 IAC 1.1-4-5. Here, defendant provided a demonstration in court
to show that upon removal of the basis clump of chewing tobacco from
ones mouth, particles of chewing tobacco residue continue to exist until some sort
of liquid flushing ensues. The demonstration provided in Defendants Exhibit A and
B was valid under Indiana Rule of Evidence 611(a)(1). . . .
14. As was held in Miller, supra, and People v. Bergman, 253
Ill. App.3d 369, 623 N.E.2d 1052 (Ill. App. 1993) in a suppression hearing,
after defendant makes a prima facie case for suppression, the burden shifts to
the State to produce evidence in rebuttal. Here, the State could have
rebutted the evidence of the defendant in two ways:
a. produce expert testimony that the particles of chewing tobacco left in the
post-spit rinse were insufficient to affect the veracity of the results under 260
IAC 1.1-4-5;
b. produce expert testimony that chewing tobacco or its post-rinse residue does
not contain indicia of ethynol [sic] to affect the breath test.
Neither version of expert testimony was produced at hearing by the State. .
. .
15. State argued that the officer asked defendant if he had any
foreign objects in his mouth, to which the defendant replied no. Defendant
testified that he thought foreign objects referred to pennies or some such objects.
State argued that defendant invited the breath test error by his false
replies. This situation was addressed in the North Dakota Court in Knoll
v. North Dakota Dept. of Transportation, supra[,] wherein it held, if a person
refuses to cooperate with an operators attempt to follow the State Toxicologists approved
methods, the person cannot thereafter challenge the foundation for admissibility of the test
results on the ground that the approved methods were not followed. Id[.]
at 195. The court finds the Knoll case unpersuasive. Here, the
defendant testified that he so freely and often chewed tobacco that he did
not consider the residue in his mouth as a foreign object, and he
believed he was answering the officers questions truthfully. Also, law enforcement can
further avoid this problem in the future by allowing 1-3 rinses of water
from the mouth of tobacco chewing suspects prior to testing.
16. Because the Department of Toxicology Guidelines were not followed in this
matter, the Court grants defendants Motion to Suppress the results of the February
21, 2003 breathalyzer test, and orders in limine that any mention of the
test, failure of the test, or test scores shall be prohibited from the
trial on the above matter.
App. pp. 24-28 (some internal citations omitted). The trial court certified the
issue for interlocutory appeal, which the State now seeks.
Analysis
The State challenges the trial courts granting of Molnars motion to suppress the
breath test results. Molnars motion to suppress the breath test results was
based on the premise that the test was not properly administered because he
had tobacco residue in his mouth at the time of the test.
Breathalyzer test results are admissible when the test operator, test equipment, chemicals used
in the test, if any, and the test techniques have been approved by
the Department of Toxicology. State v. Johanson, 695 N.E.2d 965, 966-67 (Ind.
Ct. App. 1998). The failure to follow the techniques renders the breath
tests results inadmissible. Id. at 967. The sufficiency of a foundation
for admitting breathalyzer test results is a matter left to the sound discretion
of the trial court. Id. Thus, the trial court is reviewed
for an abuse of discretion. Id.
The State has the burden of establishing the foundation for admitting the breath
test results because the State is the party offering the results of the
test. Id. The State must, therefore, set forth the proper procedure
and show that the operator followed such procedure. Thurman v. State, 661
N.E.2d 900, 902 (Ind. Ct. App. 1996). The procedure for administering a
breathalyzer test as promulgated by the Department of Toxicology in the Indiana Administrative
Code is described in part, The person to be tested must have had
nothing to eat or drink, must not have put any foreign substance in
his or her mouth or respiratory tract, and must not smoke within twenty
(20) minutes to the time a breath sample is taken. 260 IAC
1.1-4-8 (emphasis added).
We are faced with an issue in this case that does not involve
a factual dispute but rather a dispute as to what the meaning of
put is in the context of the administrative code section relating to breathalyzer
tests. The State argues that contrary to the trial courts holding, the
regulation does not require that ones mouth be free from foreign substances but
rather that the regulation only requires that no foreign substance be placed in
the mouth for twenty minutes prior to taking the test. The State
specifically challenges the trial courts conclusion that once a defendant proves that he
or she had particles in his or her mouth within twenty minutes of
providing the sample the test is invalid.
We agree with the State. Because the regulation does not specifically define
put we must apply rules of statutory construction. Generally, in construing an
administrative rule, we use the same principles employed to construe statutes. Indiana
Dept of Envtl Mgmt v. Schnippel Constr., Inc., 778 N.E.2d 407, 415 (Ind.
Ct. App. 2002), trans. denied. Words and phrases in a statute are
given their plain and ordinary meaning unless they are technical words and phrases
having a peculiar and appropriate meaning in the law requiring definition according to
their technical import. Ind. Code § 1-1-4-1(1); Schnippel Constr., 778 N.E.2d at
415 (stating that we first look to the plain language of the rule
and, if unambiguous, give effect to that plain meaning). In construing an
administrative regulation, otherwise undefined words must be given their plain and ordinary meaning.
Indiana Dept of Natural Res. v. Peabody Coal, 740 N.E.2d 129, 134
(Ind. Ct. App. 2001).
The word put is not defined in the regulation and, therefore, must be
given its plain and ordinary meaning, which is [t]o place in a specified
location. American Heritage College Dictionary 1112 (3d ed. 2000). By using
the word put in the regulation, the Department of Toxicology prohibited the placement
of a foreign substance in the subjects mouth twenty minutes prior to the
test. There is no dispute here that Molnar did not place any
foreign substance in his mouth within twenty minutes of the test. The
regulation makes no provision for residue remaining from matter removed from the subjects
mouth before the twenty-minute period begins and does not invalidate the breath test
results due to residue remaining in a subjects mouth. It was improper
for the trial court to expand upon the plain language of the regulation
to effect such a result. Clear and unambiguous statutory meaning leaves no
room for judicial construction. Poehlman v. Feferman, 717 N.E.2d 578, 581 (Ind.
1999); Wright v. State, 772 N.E.2d 449, 454 (Ind. Ct. App. 2002) (stating
that when a statute is clear and unambiguous on its face, we may
not interpret the statute).
As the trial court found and both parties agree, the obvious reason for
the twenty-minute rule is to prevent a foreign substance from affecting the breath
test results. The Department of Toxicology determined that twenty minutes is a
long enough period to sufficiently mitigate the contaminating effect of anything contained in
a subjects mouth once the matter is removed, including any residue remaining in
the mouth.
See footnote Thus, we must rely on the expertise of the Department
and trust that it decided twenty minutes is a sufficient waiting period to
protect the integrity and accuracy of the test results.See footnote To hold otherwise
would be to read a new meaning into the regulation and to essentially
mandate that all subjects who have something in their mouths and are asked
to remove the matter in preparation for a breath test to be administered
rinse their mouths to remove any residue that might remain. This is
not contemplated by the regulation and must not be imposed by judicial construction.
It is improper to second-guess the Department of Toxicology and effectively engage
in judicial rule promulgation.
Wray v. State, 751 N.E.2d 679, 683 (Ind.
Ct. App. 2001).
See footnote The regulations twenty-minute waiting period was designed to alleviate
this concern.
The State here satisfied its burden to show that the test was properly
administered. After Molnar removed the tobacco from his mouth, the arresting officer
asked Molnar if he had any foreign substances in his mouth, to which
Molnar replied that he did not. The officer also looked in Molnars
mouth and did not see anything. Molnar did not place any foreign
substance into his mouth between that point and the point at which the
test was administered at least twenty minutes later. The officers testimony covered
his training and the procedure for the testing. This evidence sufficiently established
that the test was properly administered. Molnar failed to present sufficient evidence
that the tobacco residue, if any in fact remained by the time the
test was administered, affected the outcome of the test in such a way
as to call in to question the propriety of the tests administration. See footnote
We, therefore, conclude that the trial courts decision to grant the motion
to suppress was an abuse of discretion. Sufficient foundation for the test
results was established to render the test results admissible.
Conclusion
We conclude that the trial courts decision to grant the motion to suppress
was an abuse of discretion because it contravenes the plain language of the
regulation. We reverse.
Reversed.
FRIEDLANDER, J., and KIRSCH, J., concur.
Footnote: We do agree that the rule clearly contemplates that a substance put
in the mouth will be removed more than twenty minutes before the test
is administered; what we do not conclude is that the rule requires all
possible residue from the substance to be removed as well.
Footnote: This is not to say that a defendant would be
precluded from presenting evidence at trial that a test result was actually skewed
by residue remaining in his or her mouth. Here, no such evidence
was presented.
Footnote: This court recently noted that a provision of the Indiana Administrative Code
cited in
Wray regarding the training of breathalyzer operators was amended in 2000,
thus earning Wray a red flag from Westlaw. State v. Lloyd, 2003
WL 22939384 (Ind. Ct. App. Dec. 15, 2003). However, the version of
the Code cited in Wray was in effect during the relevant time period,
was not pertinent to the outcome of the case, and except for the
one change in the Code cited by the Lloyd court, Wray remains good
law.
Footnote:
We recognize Molnars claim that there was in fact residue in
his mouth during the test. He relies in large part on the
spit exhibits offered during the suppression hearing to show what was in his
mouth at the time of the breath test. We note that the
spit exhibits were not an accurate representation of the residue that might have
remained in his mouth at the time of the test.