FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEY FOR APPELLEE:
JOSEPH J. REISWERG STEVEN J. COHEN
Indianapolis, Indiana Zeigler Cohen & Koch
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
JOE M. CUMMINS, )
)
Appellant-Plaintiff, )
)
vs. ) No. 49A02-0309-CV-786
)
BRENT R. McINTOSH, M.D., )
)
Appellee-Defendant. )
APPEAL FROM THE MARION SUPERIOR COURT
The Honorable Cynthia Ayers, Judge
Cause No. 49D04-9906-CT-768
February 25, 2004
OPINION - FOR PUBLICATION
BROOK, Chief Judge
Case Summary
Appellant-plaintiff Joe M. Cummins appeals the trial courts grant of summary judgment in
favor of appellee-defendant Brent R. McIntosh, M.D. We remand.
Issue
The dispositive issue is whether the master commissioners findings leading to the trial
courts judgment comply with Indiana Code Section 33-5.1-2-11(e).
Facts and Procedural History
The facts most favorable to Cummins as the nonmoving party reveal that he
fractured his right femur while deer hunting in October 1992. McIntosh repaired
his femur with an intermedullary nail manufactured by Smith & Nephew North America
(Smith & Nephew). As a different panel of this court explained in
a previous opinion in this case,
In November and December 1992, Cummins was off work, on crutches, and in
physical therapy. On December 4, 1992, Dr. McIntosh took an x-ray of
Cummins femur. The x-ray report noted a paucity of callus formation at
the distal femoral fracture, and that [i]t would be nice to see more
callus formation. Dr. McIntosh took another x-ray on January 11, 1993, and
noted an interval improvement in the callus formation, and he instructed Cummins to
gradually increase weight bearing. Cummins went off his crutches in late March
1993, and was released back to work in late April 1993.
On June 6, 1993, Cummins felt something strange in his leg.
Dr. McIntosh took an x-ray, and discovered that the intermedullary nail had broken.
Dr. McIntosh removed the nail and replaced it with a larger one.
After the second surgery, Cummins experienced more turmoil than he had with the
first nail, and it was discovered that there was a misalignment, that the
fracture was causing pain by putting stress on the knee. Cummins opted
to see another physician, Dr. Frank Kolisek who explained the misalignment, and cut
a wedge out of Cummins femur and changed the angle of the bone.
After six months, Cummins pain had not subsided and Dr. Kolisek referred
Cummins to Dr. Kevin Scheid. Dr. Scheid explained that Cummins bones were
not healing properly and a bone graft would have to be performed.
Dr. Scheid placed a plate outside Cummins femur and secured it with screws.
On June 9, 1995, Cummins filed his proposed complaint with the Indiana Department
of Insurance, alleging that Dr. McIntosh breached the applicable standard of care by
permitting Cummins to return to work and to full weight bearing without the
benefit of x-rays to determine if the bones had properly healed. The
Medical Review Panel issued its opinion finding that the evidence does not support
the conclusion that Defendant, Brent R. McIntosh, M.D., failed to meet the applicable
standard of care as charged in the Complaint.
McIntosh v. Cummins, 759 N.E.2d 1180, 1182-83 (Ind. Ct. App. 2001) (footnotes, parentheticals,
and citations omitted), trans. denied (2002). Also on June 9, 1995, Cummins
filed a complaint in the Johnson Circuit Court against Smith & Nephew, alleging
that the intermedullary nail was negligently designed, sold, and manufactured, as well as
defective and unreasonably dangerous. Appellants App. at 226-28. Cumminss suit against
Smith & Nephew was subsequently removed to federal court.
On November 5, 1998, Cummins signed a release that reads in relevant part
as follows:
RELEASE OF ALL CLAIMS
KNOW ALL PERSONS BY THESE PRESENTS:
That Joe M. Cummins, being of lawful age, for the sole consideration of
Six Thousand and No/100 Dollars ($6,000.00) to the undersigned in hand paid, receipt
whereof is hereby acknowledged, does hereby individually and for his heirs, executors, administrators,
successors and assigns
RELEASE, ACQUIT AND FOREVER DISCHARGE Smith & Nephew North America and Smith &
Nephew Richards, Inc., d/b/a Smith & Nephew North America, and their agents, servants,
successors, heirs, executors, administrators, insurers, partners, limited partners, and all other persons, firms,
corporations, associations or partnerships of and from any and all claims, actions, causes
of action, demands, rights, damages, costs, loss of services, expenses, attorney fees, and
compensation whatsoever, which the undersigned now has OR WHICH MAY HEREAFTER ACCRUE on
account of or in any growing out of any and ALL KNOWN AND
UNKNOWN, FORESEEN AND UNFORESEEN, ANTICIPATED AND UNANTICIPATED bodily and personal injuries and the
consequences thereof resulting or to result from an incident which occurred on or
about June 9, 1993, when the Recon Nail (which was implanted in Joe
M. Cummins leg in October of 1992) failed.
IT IS UNDERSTOOD AND AGREED that this settlement is a compromise of a
doubtful and disputed claim, and that the payment made is not to be
construed as an admission of liability on the part of the party or
parties hereby released, and that said releasees deny liability therefore and intend merely
to avoid further litigation and buy their peace.
THE UNDERSIGNED HEREBY DECLARES AND REPRESENTS that the injuries sustained are or may
be permanent and progressive and that recovery therefrom is uncertain and indefinite and
in making this Release, it is understood and agreed that the undersigned relies
wholly upon the undersigneds judgment, belief and knowledge of the nature, extent, effect
and duration of said injuries and liability therefor and is made without reliance
upon any statement or representation of the party or parties hereby released or
their representatives or by any physician or surgeon by them employed.
THE UNDERSIGNED FURTHER DECLARES AND REPRESENTS that no promise, inducement or agreement not
herein expressed has been made to the undersigned and that this Release contains
the entire agreement between the parties hereto, and that the terms of the
Release are contractual and not a mere recital.
.
THE UNDERSIGNED FURTHER DECLARES AND REPRESENTS that he will dismiss with prejudice the
action in the United States District Court, Southern District of Indiana, Indianapolis Division
[against Smith & Nephew].
THE UNDERSIGNED HAS READ THE FOREGOING RELEASE AND FULLY UNDERSTANDS IT.
Signed, sealed and delivered this 5 day of Nov., 1998.
CAUTION: READ BEFORE SIGNING BELOW
/s/ Joe M. Cummins
Appellants App. at 229-31.
On May 28, 1999, Cummins filed a complaint against McIntosh in Marion Superior
Court alleging that he was negligent in allowing Cummins to return to work
and place weight on his fractured leg and in removing the broken nail
at the time of surgical replacement. Id. at 13. In June
1999, McIntosh filed a motion for summary judgment in which he asserted that
Cummins had failed to establish the existence of a genuine issue of material
fact regarding his conformance with the applicable standard of care. The trial
court denied McIntoshs motion, and this court affirmed on interlocutory appeal. See
McIntosh, 759 N.E.2d at 1185.
In 2002, McIntosh became aware of the release that Cummins had signed in
the Smith & Nephew proceeding. On December 18, 2002, McIntosh filed a
motion for summary judgment in which he asserted that Cummins had barred himself
from pursuing any and all claims against any and all persons that purport
to arise from the occurrence in question. Appellants App. at 203.
In support of his motion, McIntosh designated Cumminss release.
On February 5, 2003, Cummins filed a response to McIntoshs motion. In
support of his response, Cummins designated the following affidavit:
AFFIDAVIT OF PLAINTIFF JOE M. CUMMINS
Comes now the Plaintiff Joe M. Cummins and being duly sworn upon his
oath deposes and says as follows:
1. That I, Joe M. Cummins, am the Plaintiff in [this cause].
2. Further, that I was the Plaintiff of the cause [involving Smith
& Nephew].
3. This Affidavit is made upon my own personal knowledge and belief
as the Plaintiff in the two (2) above referenced cases and fully reflects
my intention as to the two mat[t]ers.
4. The case pending in this Court involves alleged acts of medical
negligence committed by the Defendant Brent R. McIntosh, M.D.
5. The matter filed in Federal Court was a products liability claim
filed against [Smith & Nephew] as the result of the alleged failure of
an intermedul[l]ary rod inserted into my femur by Dr. McIntosh. This claim
was settled for $6,000.00 with [Smith & Nephew] after a settlement conference with
[Smith & Nephew] and V. Sue Shields, Magistrate, wherein it became evident that
[Smith & Nephew] had no liability. The intent of the settlement was
to aid in deferring the costs of the claim against Dr. McIntosh.
6. The release signed in the case was to release ONLY the
Defendant Smith & Nephew
and there was no intent to release Dr.
McIntosh from the independently filed action against him.
7. The complaint filed against Dr. McIntosh with the Department of Insurance
and in this court only has his name as the Defendant and the
case in Federal Court only bears the name of Smith & Nephew
as the Defendant.
Further affiant sayeth naught.
Id. at 257-58.
On April 14, 2003, Master Commissioner Cheryl Boone and Judge Cynthia Ayers both
signed the following entry of summary judgment:
This matter comes before the Court on the Motion for Summary Judgment filed
by the Defendant, Brent R. McIntosh, M.D., on December 18, 2002. The
Court having heard argument of counsel for the parties at a hearing held
on Defendants Motion on February 19, 2003 and reviewed the evidence designated by
the parties and the applicable law, now finds that Defendants Motion should be
granted for the reason that there is no genuine issue of material fact
and the Defendant is entitled to summary judgment as a matter of law.
IT IS THEREFORE ORDERED, ADJUDGED AND DECREED by the Court that summary judgment
be and hereby is entered in favor of the Defendant, Brent R. McIntosh,
and against the Plaintiff, Joe M. Cummins, costs paid.
Id. at 277. The entry is stamped RECOMMENDED FOR APPROVAL above Commissioner
Boones signature and APPROVED AND ORDERED above Judge Ayerss signature. This appeal
ensued.
Discussion and Decision
Indiana Code Section 33-5.1-2-11(e) provides that a master commissioner appointed by the Marion
Superior Court
has the powers and duties prescribed for a magistrate under IC 33-4-7-4 through
IC 33-4-7-8. A master commissioner
shall report the findings in each of
the matters before the master commissioner in writing to the judge or judges
of the division to which the master commissioner is assigned or as designed
by rules of the court.
(Emphasis added.) Indiana Code Section 33-4-7-8(a) provides in pertinent part that a
magistrate shall report findings in an evidentiary hearing, a trial, or a jurys
verdict to the court. The court shall enter the final order.
See footnote
This court has approved the practice of trial court judges adopting findings submitted
by their master commissioners. See Garage Doors of Indpls., Inc. v. Morton,
682 N.E.2d 1296, 1300-01 (Ind. Ct. App. 1997), trans. denied (1998). Cummins
asserts that Master Commissioner Boones recommended entry of summary judgment should have been
more thorough and characterizes it as form without substance. Appellants Reply Br.
at 7. In this instance, we agree.
On the one hand, we acknowledge that a trial court judge need not
enter findings of fact in deciding a motion for summary judgment under Trial
Rule 56.
See Ind. Trial Rule 52(A) (providing that [f]indings of fact
are unnecessary on decisions of motions under Rules 12 or 56); see also
Unincorporated Operating Div. of Ind. Newspapers, Inc. v. Trustees of Ind. Univ., 787
N.E.2d 893, 900 (Ind. Ct. App. 2003) (noting that Ind. Trial Rule 56(C)
does not require trial court to enter findings of fact). We further
acknowledge that a trial court judge is not required to adopt and incorporate
a master commissioners findings in her order or entry of judgment.
On the other hand, we have long recognized that a commissioner acts as
an instrumentality to inform and assist the court by conducting hearings and reporting
facts or conclusions to the trial court; however, only the court has inherent
authority to make binding orders or judgments.
Creedon v. Asher Truck &
Trailer, Inc., 535 N.E.2d 148, 149 (Ind. Ct. App. 1989). Indeed, Indiana
Code Section 33-5.1-2-11(e) requires that a master commissioner inform and assist the trial
court judge by reporting her findings in writing. Absent this requirement, there
would be no assurance that a master commissioner has communicated the relevant facts
upon which she has based her recommended order or judgment to the trial
court judge, who is ultimately responsible for entering binding orders or judgments.
In other words, this statute ensures that master commissioners diligently perform their duties
and that trial court judges do not simply rubber stamp their recommendations.
Here, the master commissioner found only that McIntoshs motion for summary judgment should
be granted without informing the trial court judge of the facts upon which
her decision was based.
See Ind. Trial Rule 56(C) (requiring parties to
designate matters in support of and in opposition to summary judgment motion). This
finding was insufficient to inform or assist the trial court judge in determining
whether there was a genuine issue as to any material fact and whether
McIntosh was entitled to judgment as a matter of law. See id.
(summary judgment standard). Given that the trial court judge relied on and
adopted this insufficient finding in entering summary judgment in favor of McIntosh, we
conclude that remanding for more specific findings is the appropriate means of ensuring
that the master commissioner complies with both the letter and the spirit of
Indiana Code Section 33-5.1-2-11(e) and that the trial court judge is fully informed
before she enters an order on McIntoshs motion for summary judgment. See
Ind. Appellate Rule 66(C) (providing that appellate court may, with respect to some
or all of the parties or issues, in whole or in part:
(7) order correction of a judgment or order;
and (10) grant
any other appropriate relief). The master commissioners amended findings need not be
exhaustive, but they must be sufficient to inform the trial court judge of
the basis for her recommendation.
Remanded.
See footnote
ROBB, J., concur.
SULLIVAN, J., dissents with opinion.
IN THE
COURT OF APPEALS OF INDIANA
JOE M. CUMMINS, )
)
Appellant-Defendant, )
)
vs. ) No. 49A02-0309-CV-786
)
BRENT R. McINTOSH, M.D., )
)
Appellee-Defendant. )
SULLIVAN, Judge, dissenting
Even if, as clearly implied by the majority opinion, the summary judgment hearing
in this case was an evidentiary hearing as contemplated in I.C. § 33-4-7-8,
See footnote
I do not find the magistrates thin recitation to be reversibly inadequate.
The magistrate, as noted by the majority, stated that at a hearing held
on Defendants Motion . . . [she] reviewed the evidence designated by the
parties. The magistrate then concluded that following such review she determined that
there was no genuine issue of material fact.
The self-serving affidavit by Cummins with respect to his intention in executing
the release is belied by the clear and unmistakable words of the release
itself. That release clearly states that not only is Smith & Nephew
released, but also all other persons . . . from any and all
claims, actions, causes of action, demands, rights, damages, costs, loss of services, expenses,
attorney fees, and compensation whatsoever . . . on account of the failure
of the Recon nail which Dr. McIntosh implanted. Appendix at 229.
The release before us is therefore virtually identical in its language and effect
as those considered in Estate of Spry v. Greg & Ken, Inc., 749
N.E.2d 1269 (Ind. Ct. App. 2001), Stemm v. Estate of Dunlap, 717
N.E.2d 971 (Ind. Ct. App. 1999), and Dodson v. Citizens Gas and Coke
Utility, 634 N.E.2d 1343 (Ind. Ct. App. 1994). I find those cases,
which held that release of a named party together with all other persons
or any other persons released unnamed persons, to be dispositive of the
issue. But see Depew v. Burkle, 786 N.E.2d 1144 (Ind. Ct. App.
2003), trans denied.
In the case before us, the release itself is the sole piece of
relevant evidence designated by the parties. Its legal effect is apparent upon
the face of it. The magistrates failure to state the obvious in
findings submitted to the court is at worst harmless because on its face
the summary judgment is unassailable and is correct as a matter of law.
I would affirm the summary judgment in favor of McIntosh.
Footnote:
Indiana Code Sections 33-4-7-4(14) and 33-4-7-8(b) provide that a magistrate presiding
at a criminal trial may enter a final order.
Footnote: Given our resolution of this issue, we need not address Cumminss
argument that the trial court erred in granting McIntoshs motion for summary judgment.
On remand, we direct the trial court and the parties to
Deckard
v. General Motors Corp., 307 F.3d 556 (7th Cir. 2002), which provides a
comprehensive analysis of the parol evidence rule as it relates to releases and
third parties under Indiana law.
Footnote:
I have serious doubts that, with regard to summary judgment proceedings, a
magistrate is required to make findings and submit those findings to the regular
judge of the court for approval.