FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEY FOR APPELLEE:
MATTHEW JON MCGOVERN ELIZABETH W. SWARENS
Louisville, Kentucky Corydon, Indiana
IN THE COURT OF APPEALS OF INDIANA
MARIANNE R. ARMS, )
)
Appellant-Respondent, )
)
vs. ) No. 88A01-0303-CV-95
)
LARRABEE L. ARMS, )
)
Appellee-Petitioner. )
APPEAL FROM THE WASHINGTON CIRCUIT COURT
The Honorable Roger Davis, Judge
Cause No. 88C01-9905-DR-31
February 27, 2004
FRIEDLANDER, Judge
Apparently, this has come up in the past and it has caused rather
significant concern to [E.A.]s biological father. It is in my professional opinion
that there was no psychological data to correlate to a sexual abuse issue,
and that if this child is being given information leading him to statements
[sic] (without support of reality), then he may be significantly harmed. Therefore,
it may mean that a change of custody or arrangements for this child
would need to be implemented to disengage this very serious series of allegations.
Id. at 82. In a March 21, 2000 memo, Dr. Epstein noted
that E.A. had been placed in a jeopardizing circumstance. For the reasons
of this childs mental health, it would appear to be in his best
interest to be removed to the custody of his biological father so that
some sense can be made out of the psychological turbulence of his present
life. Id. at 81. The foregoing memos predated the home study
that was ordered by the court.
On April 26, 2001, Mothers counsel (her second attorney to that point) petitioned
for leave to withdraw her appearance on behalf of Mother. The motion
was granted. The next day, Father filed his Objection to Motion to
Withdraw or, in the Alternative, Motion of Emergency Temporary Custody. In that
motion, Father noted that the custody question had been pending for more than
one year. He alleged that E.A. was suffering psychological harm as a
result of living with Mother, and claimed that additional delay placed E.A. in
jeopardy. Father also claimed that E.A. told him that Mother inflicted physical
injury on E.A. According to Father, [M]other inflicts physical injury on
the minor child to get him to mind, by scratching and pinching
him and the father observes the bruises and scratches on the minor child
regularly[.] Id. at 78. In support of his motion opposing Mothers
attorneys motion to withdraw, Father submitted a memo from Dr. Epstein. In
that April 26, 2001 memo, Dr. Epstein noted that [E.A.] had talked at
great length about being frightened of Mother. Id. at 80. Dr.
Epstein also concluded, E.A. has been psychologically hampered through that situation with his
biological mother. The consistency of mannerisms and psychological difficulties indicate that he
has sustained psychological impairments which have not improved over time. Id.
Following a June 4, 2001 hearing, the trial court modified the custody arrangement
implemented in the provisional order. In essence, the trial court reversed the
previous arrangement. Father was to have E.A. during the week, and Mother
was to have E.A. on weekends. On September 17, 2001, the parties
filed an agreement providing for yet another modification of the custody arrangement, pending
a September 27 hearing on the matter. That arrangement required that the
parties work together in getting E.A. from home to school, school to home,
and from one home to the other. It appears that the agreed
arrangement did not work well. On January 18, 2002, Father filed a
Motion and Affidavit for Emergency Suspension of Overnight Visitation, which included the following
allegations:
5. That the mother has been repeatedly tardy getting the minor child to school
and repeatedly fails to pick up the child, necessitating that the father either
take off work to get the child after school or to have his
wife pick up the minor child after school or the father or his
wife had to pick the child up from the mothers employment at 6:45
a.m. when she worked at the Green Valley Nursing Home.
6. That when the minor child is taken to school by the mother, the
child is frequently physically dirty, in oversized, dirty clothes (9/27/01, 10/1/01, 10/15/01, 11/10/01,
11/19/01, 12/10/01), his underwear have feces in them, he has not been fed
properly, smells of dog urine or heavy perfume, his hair is uncombed or
badly cut by the mother and he is always very tired.
7. That the mother lost her job at Green Valley Nursing Home in October
2001. She says she quit; Green Valley says she was fired.
Now refuses to bring the child back to the father in the mornings
as she was supposed to and the child is being taken to school
very tired and often neglects to even pick him up at 3:00 p.m.
on the says [sic] she is supposed to pick him up
.
Id. at 132-33. Father also alleged that E.A. was reporting that mother
was touching him inappropriately. Accordingly, Father requested that the court suspend overnight
contact between Mother and E.A. and restrict her visitation to weekends. In
support of his petition, Father attached a report completed by Dr. Epstein in
which the latter reported, [E.A.] told me that his mother had made him
make statements regarding seeing sexual activity between his biological father and his wife.
I questioned [E.A.] very carefully about this and he continued to tell
that same story. Id. at 136.
On February 1, 2002, the parties filed another agreement regarding custody and visitation.
They agreed to continue joint legal custody. They also agreed that,
for a period of two months, Mother would exercise visitation every weekend from
Friday at 3:30 p.m. to Sunday at 5:30 p.m. In addition, E.A.
would stay overnight at Mothers house every Wednesday. On February 1, 2002,
the court appointed Linda Lorch as E.A.s guardian ad litem.
In January and February 2002, Mother was engaged in a custody battle with
A.B.s father, Bass. On February 17, Bass telephoned Father and told Father
he had been awarded primary physical custody of A.B. and was going to
drive to Mothers house to pick up the child. Father responded that
Mother would not be at home because she was driving to Jeffersonville to
meet Father at a McDonalds restaurant to return E.A. to Fathers custody.
A short time later, Mother arrived at the McDonalds with both E.A. and
A.B. in her car. When Father approached to get E.A., Bass appeared
along with another friend, Rick Whittaker, and demanded A.B. Whittakers, Basss, and
Fathers vehicles were parked in such a way that Mothers ability to drive
away was limited. E.A. exited Mothers car and went to Father.
Mother refused to allow A.B. to go with Bass and a confrontation ensued.
As A.B. started to get out of the car, Mother accelerated and
struck Bass. Father pulled A.B. clear of Mothers vehicle. Bass ended
up on the hood of Mothers car. After he had secured A.B.,
Father summoned the police.
Believing that Bass and Father had conspired to take A.B. from her, Mother
filed a Verified Petition for Contempt Citation and Modification of Custody. Mother
alleged that the incident at McDonalds was premeditated and placed E.A. in physical
danger. According to the petition, the incident show[ed] that [Father] has no
regard for the safety of his son, and that he was teaching his
son that savage actions against his mother and women are appropriate conduct.
Id. at 143. On April 22, 2002, Father filed a Verified Petition
for Modification of Custody and Establishment of a Child Support Order. In
it, Father alleged:
It is in the best interests of the minor child that the father
have sole custody of the minor child and that the mother have visitation
in accordance with the specific parenting schedule as outlined in the Indiana Parenting
Time Guidelines. This request is based on the wishes of the minor
child, the wishes of the father, the report of the Guardian Ad Litem,
Dr. Lee Epsteins reports, the educational needs of the minor child and both
parties need for peace and harmony in their homes.
Id. at 157.
On June 19, 2002, the trial court entered an order after conferring extensively
with Lorch. Id. at 162. The courts order imposed the following
conditions: (1) Mothers midweek visitation was suspended; (2) E.A. was to continue treatment
with Dr. Epstein, (3) Mother and Father would exchange E.A. at specified times
and locations, and (4) the parties were restrained from talking with E.A. about
either the court case or the other party. All other provisions not
specifically addressed in the June 19 modification remained in force.
On September 24, 2002, Mother checked E.A. out of school at 2:45 without
notifying Father in advance. Two days later, Mother sent E.A.s juice container
to school, and then E.A. took it to Fathers home. The container
held a note and a raisin. The note referred to Fathers wife
using a derogatory name, and the raisin was meant to represent a turd,
which is a name that Mother called Father. On September 28, 2002,
Mother and Fathers wife, Vicki Arms, met at a McDonalds to exchange E.A.
After they did so, Mother followed Vicki home and confronted her on
her front porch. Vicki told Mother to leave and Mother hit Vicki
in the chest and cursed at her. On September 30, E.A. came
home to Fathers house without his lunchbox. E.A. explained that Mother had
come to school at the end of the day to take E.A.s lunchbox
away from him because she had put another note in it. We
note also that, around this same time, Mother refused to permit Lorch to
enter her home in order to complete an evaluation.
On December 20, 2002, Father filed a Second Verified Petition for Emergency Suspension
of Visitation. In support of that petition, Father submitted an affidavit completed
by Lorch, which included the following:
3. That at every contact with the child he reports to me that he
is concerned that what he says will get back to his mother and
he is obviously scared for that to happen.
4. I believe that the child is being truthful with me and that his
reports to me and his father and stepmother are true. I am
convinced that the mother continues to tell the minor child what to say
to professionals and to the Court and is training him to lie.
His grasp of reality is being distorted.
5. The last reports, which came to me on December 6 and 15, 2002
contained similar information from [E.A.], that his mom told him to tell some
lady that his dad and Vicki cuss and say bad words, they pass
out from drinking and leave him to fend for himself; that the house
was dirty, filled with cockroaches, rats and spider webs, that they would drink
and drive, that they do drugs, that he is forced to call his
dad a fat pig and Vicki, Vick it, etc. In the December
15 report, I was told while he was with his mother over the
weekend, she got mad at him, yelled at him and slapped him.
6. I am convinced that the mother is playing mind games with the minor
child and that she is causing him great confusion and harm.
7. I believe it in the minor childs best interests to suspend all contact
with his mother until these allegations have been investigated.
Id. at 205-06. Also in support of his petition, Father submitted a
letter from Dr. Epstein, which stated, in relevant part, In all my years
of practice, I have never seen a child who has experienced the conflicts
of this young boy. [E.A.] is worried about upsetting his biological mother
and is impaired by his troubles with reacting appropriately from that situation.
Id. at 207.
On February 12 and 13, 2003, the court conducted a hearing on Mothers
petition to modify custody and motion for contempt citation, and Fathers petition to
modify custody. Following the hearing, the court entered extensive findings of fact
and conclusions of law. Among other things, the court concluded that
Father and Mother were incapable of effectively communicating with each other and therefore
unable to effectively make joint decisions concerning E.A. The court concluded that
Mother has an unstable and volatile personality, id. at 217, and ordered her
to attend anger management classes. The court found that Mother persistently failed
to adhere to court-imposed mandates regarding visitation. The court also found that
it would be emotionally and psychologically harmful to E.A. to increase contact with
his mother and it would be detrimental to remove him from Fathers house.
Based upon these and other findings, the court ruled as follows: (1) Father
was granted sole legal custody of E.A.; (2) Mother was forbidden to
visit E.A. in school; (3) Mother was granted visitation with E.A. on every
other Sunday, with no overnight visitation, because more extensive visitation or parenting time
with [E.A.] would be emotionally and psychologically harmful[.] Id. at 222.
Mother appeals, challenging two aspects of this order, i.e., (1) granting sole legal
custody to Father, and (2) restricting Mothers visitation privileges.
Mother contends that the trial court erred in granting sole legal custody to
Father. Ind. Code Ann. § 31-17-2-21 (West, PREMISE through 2003 1st Regular
Sess.) provides that a court may not modify a child custody order unless
modification is in the childs best interests and there is a substantial change
in at least one of the factors enumerated in I.C. § 31-17-2-8 and,
if applicable, § 31-17-2-8.5. Those factors include the following:
(1) The age and sex of the child.
(2) The wishes of the childs parent or parents.
(3) The wishes of the child, with more consideration given to the childs
wishes if the child is at least fourteen (14) years of age.
(4) The interaction and interrelationship of the child with:
(A) the childs parent or parents;
(B) the childs sibling; and
(C) any other person who may significantly affect the childs best interests.
(5) The childs adjustment to the childs:
(A) home;
(B) school; and
(C) community.
(6) The mental and physical health of all individuals involved.
(7) Evidence of a pattern of domestic or family violence by either parent.
(8) Evidence that the child has been cared for by a de facto
custodian, and if the evidence is sufficient, the court shall consider the factors
described in section 8.5(b) of this chapter.
A petitioner seeking modification of an existing custody order bears the burden of
demonstrating that the existing custody should be altered. Kirk v. Kirk, 770
N.E.2d 304 (Ind. 2002). Upon appeal, a trial courts decisions concerning custody
modifications are accorded latitude and deference, id. at 307, and will be reviewed
only for an abuse of discretion. Kirk v. Kirk, 770 N.E.2d 304.
We will not substitute our judgment for that of the trial court
if any evidence or legitimate inferences support its judgment. Id. That
is, we will substitute our judgment for the trial courts only if no
evidence or legitimate inferences support its judgment. Id. Therefore, [o]n appeal
it is not enough that the evidence might support some other conclusion, but
it must positively require the conclusion contended for by appellant before there is
a basis for reversal. Id. at 307 (quoting Brickley v. Brickley, 247
Ind. 201, 210 N.E.2d 850, 852 (1965) (citations omitted)). Also, I.C. §
31-17-2-21 requires that modifications must be accompanied by a finding that there has
been a substantial change in one or more of the statutory factors listed
in I.C. § 31-17-2-8. Nienaber v. Marriage of Nienaber, 787 N.E.2d 450
(Ind. Ct. App. 2003). Finally, when reviewing a judgment where findings and
conclusions have been entered, we first determine whether the evidence supports the findings,
and second, whether the findings support the judgment. Albright v. Bogue, 736
N.E.2d 782 (Ind. Ct. App. 2000). Findings of fact are clearly erroneous
only when the record lacks any evidence to support them. Id. at
787. Also relevant to this appeal, I.C. § 31-17-4-2 states that when
modifying existing visitation rights of a noncustodial parent, a court shall not restrict
a parents visitation rights unless the court finds that the visitation might endanger
the childs physical health or significantly impair the childs emotional development.
Mother contends as a preliminary matter that the trial court erred in granting
Fathers request at the February 2003 hearing to take judicial notice of evidence
adduced at hearings held in this matter on October 15, November 14, and
December 23, 2002, on the issue of visitation. The essence of Fathers
request was that, in making the current decision, the court should consider the
evidence adduced at the previous hearings. Father explained that the purpose of
his request was judicial economy: And every bit of [the evidence offered at
the previous hearings] is relevant to this hearing today. I just didnt
want to go through everything that was done at all those hearings because
youve already heard it before and I want it to be shortened.
Appellants Appendix at 441. Fathers counsel also pointed out that those hearings
involved the same matters upon which the trial court would base its decision
regarding the competing petitions to modify custody. The parties frame this issue
in terms of judicial notice. That is the phrase used by counsel
and the trial court when Fathers request was made and argued. Our
research reveals that courts sometimes refer to what Fathers counsel sought here as
incorporation by reference. See Gerrick v. State, 451 N.E.2d 327 (Ind. 1983).
Whatever it is called, the consideration of evidence presented at a previous
proceeding in that very same action is sometimes permitted. We conclude that
this case is one such instance.
A trial court may take judicial notice of law, a fact, or of
the contents of the pleadings and filings in the case before it.
Sanders v. State, 782 N.E.2d 1036 (Ind. Ct. App. 2003); see also Rule
201 of the Indiana Rules of Evidence. More generally, a trial court
may take judicial notice of proceedings that have taken place in that court,
and in that cause of action. Vance v. State, 640 N.E.2d 51
(Ind. 1994); Gerrick v. State, 451 N.E.2d 327. The cases cited aboveas
well as other, similar caseshave permitted incorporating by reference evidence presented in an
earlier hearing when doing so would prevent redundancy. That is, courts allow
it when it will minimize needless and time-consuming duplication of effort that results
in nothing more than the presentation of evidence that is identical to or
cumulative of evidence previously placed before the court in the same case.
See, e.g., Vance v. State, 640 N.E.2d 51 and Gerrick v. State, 451
N.E.2d 327 (permitting incorporation by reference, in a later proceeding, of evidence presented
at an earlier waiver hearing); Smith v. State, 713 N.E.2d 338 (Ind. Ct.
App. 1999) (allowing incorporation by reference, at a bench trial, statements made at
an earlier suppression hearing), trans. denied; Miller v. State, 702 N.E.2d 1053 (Ind.
1998), cert. denied, 528 U.S. 1083 (2000) and Wisehart v. State, 693 N.E.2d
23 (Ind. 1998), cert. denied, 526 U.S. 1040 (1999) (permitting incorporation by reference,
at the penalty phase, of evidence adduced at the earlier guilt phase).
A large part of Mothers argument on this issue, and indeed the basis
of her objection to this evidence at the February hearing, is that the
evidence in question was admitted for a different purpose at the October, November,
and December hearings than at the February hearing. We cannot agree.
The matters under consideration at the earlier proceedings were petitions filed by Father
to find Mother in contempt or to curtail her visitation rights because of
certain acts she committed or patterns of behavior she engaged in relative to
E.A. Like the earlier hearings, the February hearing focused upon the subject
of visitation, but unlike the three previous hearings, the latter hearing also concerned
the parties competing petitions to modify custody. Clearly, the evidence presented at
the earlier hearings was relevant not only to the episodic visitation problems confronting
the court in the earlier-filed petitions, but also to the question of visitation
in the broader sense, including the permanent visitation arrangement between the parties.
Moreover, we note that the evidence adduced at the earlier hearings was critical
to the added matter under consideration at the February hearingterminating joint legal custody.
In making the determination of whether joint custody is appropriate, courts are guided
by the principle that parents should not be permitted to maintain joint legal
custody over their children if they cannot work and communicate together to raise
the children. I.C. § 31-17-2-15(2) (West 1998); Carmichael v. Siegel, 754 N.E.2d
619 (Ind. Ct. App. 2001). Thus, in determining whether joint legal custody
is appropriate, courts examine whether the parents have the ability to work together
for the best interests of their children. Carmichael v. Siegel, 754 N.E.2d
619. All of the evidence presented at the October, November, and December
hearings centered on Fathers allegations that Mother was violating terms of previous court
visitation and custody orders. In part, the relief he sought was a
curtailment of Mothers rights of visitation with E.A. The evidence presented by
the parties at the earlier hearings may fairly be divided into two general
categories: (1) evidence relative to the truthfulness of Fathers allegations concerning Mothers actions
and behavior, and (2) expert testimony about the impact of Mothers behavior upon
E.A.s physical and emotional well-being. The very same evidence was just
as relevant to the matters under consideration at the February hearing as it
was the earlier hearings. Past behavior is a valid predictor for future
conduct. In deciding whether the parties could work together well enough to
successfully implement a joint legal custody arrangement, we cannot reasonably expect the court
to forget all of the evidence that had been presented on precisely that
subject only two, three, and four months previously. That is especially so
where, as here, the parties are locked in ongoing custody and visitation battles
that are characterized by persistent patterns of behavior. We note as a
final matter that the incorporation by reference of the evidence presented at the
previous hearings did not prevent Mother from seeking to refute, explain, or supplement
that evidence at the February hearing.
In summary, the subject of the February hearing may fairly be characterized as
a continuation of and expansion upon the matters before the court in the
October, November, and December hearings. The prior hearings occurred near enough in
time to the February hearing so as to minimize any risk that the
earlier evidence was irrelevant. Finally, considerations of judicial economy in this case
counsel against compelling the parties to call the very same witnesses and present
the very same evidence to the same judge on the same matters that
had been broached barely two months previously in the same case. The
trial court was within its discretion to consider, at the February hearing, the
evidence presented at the October, November, and December hearings.
We turn now to Mothers claim that the trial court erred in granting
sole legal custody to Father. In a joint custody arrangement, the parents
share the authority and responsibility for the major decisions concerning the childs upbringing,
including the childs education, health care, and religious training. Ind. Code Ann.
§ 31-1-11.5-21(f) (West 1998). Under such an arrangement, it is critically important
that the parents demonstrate the ability to work together for a common purpose,
i.e., the childs best interests. Father produced substantial evidence that the acrimonious
relationship between him and Mother rendered it impossible for the pair to work
together toward a common goal. To review some of that evidence, Mother
filed several allegations of abuse against Father. Subsequent investigations by the authorities
failed to substantiate the allegations, and even caused authorities to question whether Mother
was exerting a positive influence in E.A.s life. There was evidence that
Mother coached E.A., against his will, to say bad things about Father and
Vicki and to call them derogatory names. Father also detailed several examples
of Mothers unwillingness or inability to abide by the terms of the then-existing
custody and visitation orders with respect to meeting with Father or Vicki to
drop off or pick up E.A. Also, we note that there was
evidence that Mother instigated a physical altercation with Vicki at Fathers home.
We need not detail the rest of the evidence in this regard.
The foregoing is sufficient to demonstrate that the Mother and Father were incapable
of working together well enough to make a joint custody arrangement plausible.
This evidence was sufficient to support the trial courts findings that Mother and
Father were unable to effectively communicate with each other, and that they are
unable to jointly make decisions concerning E.A. In turn, those findings support
the judgment terminating joint legal custody as untenable. See Albright v. Bogue,
736 N.E.2d 782. The same evidence supports a conclusion that Father, and
not Mother, should be given the sole legal custody of E.A.
The trial court fashioned a visitation schedule that severely restricts Mothers visitation with
E.A. Mother claims such severe restrictions constitute reversible error. A court
may modify an order granting or denying visitation rights whenever modification would serve
the childs best interests. I.C. § 31-17-4-2 (West 1998). Courts shall
not, however, restrict a parents visitation rights unless the court finds that the
visitation might endanger the childs physical health or significantly impair the childs emotional
development. Id.; Farrell v. Littell, 790 N.E.2d 612 (Ind. Ct. App. 2003).
Ind. Code Ann. § 31-14-14-1 (West 1998) requires a court to make
a specific finding of physical endangerment or emotional impairment prior to placing a
restriction on the noncustodial parents visitation. A party who seeks to restrict
a parents visitation rights bears the burden of presenting evidence justifying such a
restriction. Farrell v. Littell, 790 N.E.2d at 616.
In its order, the court found that the parenting time of [Mother] with
the minor child shall be limited because more extensive visitation or parenting time
with [E.A.] would be emotionally and psychologically harmful to the child. Appellants
Appendix at 222. This finding satisfies the requirements of I.C. § 31-14-14-1
so long as it is supported by the evidence.
We have described previously the evidence Father presented on the subject of Mothers
behavior in E.A.s presence. To summarize, there was evidence that Mother encouraged,
and even coached, E.A. to speak ill of Father and Vicki. Mother
continued to do this in spite of repeated court orders to refrain from
doing so. Mother displayed an ongoing pattern of unreliability when it came
to getting E.A. to school on time, picking him up from school, and
meeting Father or Vicki in order to exchange E.A. Mother was a
disruptive influence at E.A.s school. Dr. Epstein indicated that E.A. was frightened
of his mother and had been psychologically hampered by Mothers behavior and influence.
Appellants Appendix at 80. E.A.s guardian ad litem submitted a December
19, 2002 affidavit indicating that Mother continued to coach E.A. to lie to
authorities about Father and Vicki in order to cast them in an unfavorable
light, and was in fact training him to lie. Id. at 235.
E.A. told Lorch that he was scared what he was telling Lorch
would get back to his mother and Lorch observed that E.A. was obviously
scared for that to happen. Id. Lorch stated her conviction that
Mother was playing mind games with E.A. and thereby causing him great confusion
and harm. Id. Lorch opined that it was in E.A.s
best interests at that time to suspend all contact with Mother. In
December 2002, Dr. Epstein was of the same opinion.
We are satisfied that Father presented sufficient evidence to support the courts finding
that regular visitation with Mother would endanger E.A.s physical health or significantly impair
his emotional development. That finding, in turn, supports the conclusion that the
trial court did not abuse its discretion in granting sole legal custody to
Father and restricting Mothers visitation.
Judgment affirmed.
SULLIVAN, J., and RILEY, J., concur.