FOR PUBLICATION
ATTORNEYS FOR APPELLANT: ATTORNEYS FOR APPELLEE
CERESTAR USA, INC.:
KENNETH J. ALLEN
TRACEY S. WETZSTEIN EDWARD A. SULLIVAN III
MICHAEL T. TERWILLIGER
ANDREA G. HOFFMAN
Kenneth J. Allen & Associates, P.C. D. LUCETTA POPE
Valparaiso, Indiana Baker & Daniels
South Bend, Indiana
IN THE
COURT OF APPEALS OF INDIANA
TINA MESSER, Individually and as )
Special Administratrix of the Estate )
of GREGORY S. MESSER, Deceased, )
)
Appellant-Plaintiff, )
)
vs. ) No. 45A04-0303-CV-140
)
CERESTAR USA, INC. and SCHECK )
MECHANICAL CORPORATION, )
)
Appellees-Defendants. )
APPEAL FROM THE LAKE CIRCUIT COURT
The Honorable Lorenzo Arredondo, Judge
The Honorable George Ivancevich, Magistrate
Cause No. 45C01-0010-CT-00566
February 27, 2004
OPINION - FOR PUBLICATION
SULLIVAN, Judge
Tina Messer (Tina), individually and as the special administratrix of the estate of
her husband, Gregory Messer (Greg), appeals from the trial courts grant of summary
judgment in favor of Cerestar USA, Inc. on her claim arising out of
her husbands death.
See footnote In ruling upon the motion for summary judgment, the
trial court concluded that Cerestar did not owe a duty to Greg under
Indiana law, and even if it did, that the undisputed facts indicated that
the duty was not breached. In this appeal Tina presents two main
issues for our review, (1) whether the trial court incorrectly concluded that Cerestar
did not owe a duty to Greg, and (2) whether the trial court
incorrectly concluded that even if a duty existed that Cerestar did not breach
that duty. Cerestar also presents one issue for our review, whether the
trial court erred in denying Cerestars motion to strike the affidavit of Tinas
expert, Dennis Puchalski.
We reverse the judgment in favor of Cerestar.See footnote
Greg was an employee of Safway, a contractor hired by Cerestar to construct
scaffolding at Cerestars Hammond, Indiana production facility. On the morning of November
10, 1999, Greg and co-workers Adam Donaldson and Tim Deinema were advised by
William Poparad, a Safway supervisor, as to the work that they needed to
perform. They determined that they would access Building 53, where the scaffolding
needed to be assembled, by raising the scaffolding materials through the fourth floor
exterior doors of Building 123, which adjoined Building 53. Donaldson climbed onto
the roof of Building 123 and attached a pulley to an I-beam which
was above the doors. Dienema then used the pulley to hoist
the materials up to the doorway, at which time Greg and Donaldson would
pull the materials through the doorway, untie the rope, and move the pieces
to their intended location. As Dienema hoisted one load of materials to
the doorway, a gust of wind caught the load and caused it to
swing back and forth. In order to check on the condition of
the load, Greg leaned over a safety gate which blocked the doorway.
At that time, both Greg and the gate fell to the ground.
Greg died of injuries caused by the fall.
Summary judgment is appropriate when the designated evidentiary matter reveals that there is
no genuine issue of material fact and that the moving party is entitled
to judgment as a matter of law.
Hammock v. Red Gold, Inc.,
784 N.E.2d 495, 498 (Ind. Ct. App. 2003), trans. denied. The moving
party bears the burden of making a prima facie showing that there are
no genuine issues of material fact and that there is an entitlement to
judgment as a matter of law. Id. If the moving party
meets these requirements, the burden then shifts to the nonmovant to establish genuine
issues of material fact for trial. Id.
In considering an appeal from the grant or denial of summary judgment, we
are bound by the same standard as the trial court. Id.
We consider only those facts which were designated to the trial court at
the summary judgment stage. Id. We do not reweigh the evidence,
but rather, liberally construe all designated evidentiary material in the light most favorable
to the nonmoving party to determine whether there is a genuine issue of
material fact. Id. Even if the facts are undisputed, summary judgment
is inappropriate where the record reveals an incorrect application of the law to
the facts. Id. Because issues of contributory negligence, causation, and reasonable
care are more appropriately left for determination by the trier of fact, summary
judgment is rarely appropriate in negligence cases. Id.
Tina maintains that Cerestar is liable for Gregs death under a theory of
negligence. To recover under a theory of negligence, a party must establish:
(1) a duty on the part of the defendant owed to the plaintiff;
(2) a breach of that duty; and (3) an injury to the plaintiff
proximately caused by the breach. Id. Generally, the existence of a
legal duty owed by one party to another is a pure question of
law. Id. In Webb v. Jarvis, 575 N.E.2d 992 (Ind. 1991),
our Supreme Court established a test to be utilized when determining whether a
duty exists. However, the use of that balancing test was curbed by
our Supreme Courts decision in Northern Indiana Public Serv. Co. v. Sharp, 790
N.E.2d 462 (Ind. 2003). In that case, the Court noted that when
the element of a duty has already been declared or otherwise articulated, there
is no need to apply the test established in Webb. Sharp, 790
N.E.2d at 465.
A review of the relevant case law reveals that the duty owed by
the possessor of the premises to the employee of an independent contractor is
well-settled. Generally, the owner of property is under no duty to provide
an independent contractor with a safe place to work. Zawacki v. U.S.X.,
750 N.E.2d 410, 414 (Ind. Ct. App. 2001), trans. denied. However, the
owner has a duty to maintain the property in a reasonably safe condition
for business invitees, including employees of independent contractors. Merrill v. Knauf Fiber
Glass GmbH, 771 N.E.2d 1258, 1264-65 (Ind. Ct. App. 2002), trans. denied; Zawacki,
750 N.E.2d at 414. According to the Restatement (Second) of Torts §
343 (1965), a possessor of land is subject to liability if: (1) the
possessor knows or should know of a danger and should realize it involves
an unreasonable risk; (2) should expect that invitees will not realize the danger
or will not protect themselves against such; and (3) fails to exercise reasonable
care to protect the invitees from danger. Merrill, 771 N.E.2d at 1265.
Based upon the above statements of the law, we conclude that the trial
court erred in deciding that Cerestar did not owe a duty to Greg
in relation to the activity which led to his fall. Furthermore, we
conclude that the evidence designated at the summary judgment stage does not support
the conclusion that Cerestar did not breach its duty of care toward Greg.
Finally, we perceive of no ground which would support summary judgment in
favor of Cerestar. See id. at 1264 (stating that summary judgment will
be affirmed upon any legal basis supported by the designated evidence and that
the trial courts findings of fact and conclusions of law are not binding
upon this court).
The facts reveal that Safway was hired to erect scaffolding in
one of Cerestars buildings. Safway employees determined the manner by which they
would bring the material into the work area. In so doing, they
relied upon a safety gate which blocked the doorway to keep them from
falling from the fourth floor of the building from which they worked.
The gate was crafted of metal tubing and rested in U-shaped brackets which
allowed the gate to be removed by lifting it upward and out of
the brackets. The gate which fell as Greg leaned across it was
constructed in this manner. According to the affidavit of Dr. John Trimble,
the principal scientist for Exponent Failure Analysis Associates who performed analytical work on
the construction and use of the gate after the accident, there was no
physical basis for concluding that the gate came out of its support brackets
as Greg leaned against it. Nonetheless, his affidavit did not explain how
the gate came out of the brackets causing Greg to fall. Deinema,
who witnessed the fall, claimed in his deposition that the gate slid out
of the cups and down [Greg] came. Appellants App. at 181.
Viewing the evidence in the light most favorable to Tina, the non-movant, we
conclude that there is a genuine issue of material fact in regard to
how the gate came out of its support brackets and why Greg fell.
Summary judgment is therefore not supported upon the ground that the gate
did not fail.
See footnote
According to the view of duty espoused by the Restatement (Second) of Torts
§ 343(A), it is appropriate to consider the comparative knowledge of the landowner
and the invitee when determining whether the landowner breached its duty of care
toward the invitee.
Zawacki, 750 N.E.2d at 414. Cerestar claims that
Greg was in a position of superior knowledge as to the risks inherent
in working at the height he was. Further, Cerestar claims that Greg
had control of the gate and knowledge of the risks associated with its
use. Finally, Cerestar claims that it could not foresee that Greg would
leave the gate in place while he worked, ignore requirements that he wear
a safety harness, use the gate as his exclusive fall protection, and apply
upward force to the gate while leaning against it.
See footnote
To support its claims, Cerestar relies upon this courts decisions in
Merrill and
Zawacki. In Merrill, an independent contractor was hired to make repairs to
the roof of a warehouse owned by Knauf. The warehouse was equipped
with fiberglass skylights which were not covered with any type of fall protection,
such as wire mesh. Knauf warned the independent contractor to be cautious
around the skylights and noted that an employee had previously fallen through one.
The independent contractors employees were warned of the dangers of the skylights.
Nonetheless, Merrill, an employee of the independent contractor, fell through a skylight
when he became distracted by a co-worker as he walked across the roof.
This court, in review of the grant of summary judgment in favor of
Knauf, determined that Knauf was aware of the danger with the skylights, and
to the extent that it believed that the independent contractors employees would not
recognize that danger, it warned them of the risks involved. Merrill, 771
N.E.2d at 1265. Consequently, this court determined that the only manner in
which Knauf could be liable for Merrills injuries was if Knauf should have
anticipated that Merrill would fail to protect himself from the harm despite his
knowledge and Knauf failed to exercise reasonable care to protect Merrill. Id.
Applying the facts of the case to the law, this court noted
that the independent contractor was in control of the manner in which the
roof was to be repaired and the resources used in the project, including
the activities of its employees. Id. Further, this court determined the
Knauf could not have anticipated the circumstances which caused the employee to fall
through the skylight. Id. at 1266. As a consequence, it was
determined that Knauf could not be liable for Merrills injuries and summary judgment
in Knaufs favor was affirmed.
In Zawacki, an employee of an independent contractor was injured when a plate
of steel with which he was working fell and landed on his foot.
The employee had cut a three foot section of a heat shield
loose from a girder on U.S.X. property. The employee thought that the
plate was held in place by bolts, but in reality, the bolts were
dummy bolts, the head of a bolt was welded to the plate but
no bolt went through the girder. This court noted that the site
was under the control of the independent contractor at the time of the
accident. Further, the agreement between U.S.X. and the independent contractor stated that
the independent contractor was responsible for the work site and safety of its
employees. Finally, no inspection of the steel plate before it was removed
could have revealed that the bolts did not actually hold the steel plate
in place.
In determining that the trial court correctly granted summary judgment in favor of
U.S.X., this court relied upon the fact that U.S.X. did not have superior
knowledge of the existence of the dummy bolts and did not know that
the employee would rely upon the dummy bolts to hold the steel plate
in place as he cut the shield loose. Zawacki, 750 N.E.2d at
415-16. In addition, this court noted that the independent contractor was in
control of both the site and its employees and that U.S.X. did not
specify the means and methods by which the employees of the independent contractor
would perform their jobs. Id. at 415.
In this case, we agree with Cerestars assertion that the designated evidence does
support the conclusion that Cerestar did not tell Safway how to perform the
job which it was hired to do. Nonetheless, that is the only
important similarity between the facts before us and those present in Merrill and
Zawacki. Here, the evidence does not indicate that anyone other than Cerestar
was responsible for maintaining the gate. And while Cerestar has somewhat attempted
to dissuade both the trial court and this court that the gate was
not meant to be used as fall protection, that clearly was the purpose
for which it was supplied. There were no signs which indicated that
the gate could not be used for fall protection, and Cerestar has not
demonstrated that Safway was informed that the gates had to be removed and
that Safway employees had to use alternative means of fall protection.
Neither are we persuaded by the claim that Greg had superior knowledge of
the risks associated with the use of the gate. It is true
that Safway employees had worked with the gates before and that they had
removed them while moving scaffolding material into buildings. However, there is nothing
to indicate that the Safway employees believed that they could not rely upon
the gates to provide adequate fall protection. In fact, Donaldson stated that
there was no reason to tie-off since the gate, which was fall protection,
was already there.
Finally, we are not persuaded by Cerestars claims that it could not foresee
that Greg would not use additional fall protection and that he would rely
solely upon the gate. While it appears that Safway had a policy
which required that Greg tie-off and use his safety harness for fall protection,
there is nothing to indicate that Cerestar relied upon this policy.
See footnote More
importantly, Cerestar has not presented a compelling reason why it should not have
expected that the gate would be used for fall protection. From the
analysis performed on the gate, it seems clear that a properly functioning gate
would have provided all the support that was necessary for Greg to perform
his job safely. Only if the gate failed or if Greg lifted
the gate out of its brackets could the accident have occurred.See footnote Ultimately,
this must be determined by the trier of fact, not this court. See footnote
As a consequence, summary judgment in favor of Cerestar was improperly granted.
Because this case must be remanded for further proceedings, we must also address
Cerestars cross-appeal in which it asserted that the trial court erred in denying
its motion to strike the affidavit of Dennis Puchalski, the expert witness presented
by Tina.See footnote In its challenge, Cerestar claims that Puchalski is unqualified to
give his opinion as an expert and that his opinion was based upon
assumptions and is unsupported by any facts. Decisions regarding the admissibility of
expert testimony lie within the discretion of the trial court and will be
reversed only for an abuse of discretion.
Armstrong v. Cerestar U.S.A., Inc.,
775 N.E.2d 360, 365 (Ind. Ct. App. 2002), trans. denied. An abuse
of discretion occurs if the trial courts decision is clearly against the logic
and effect of the facts and circumstances before it, or the reasonable, probable,
and actual inferences to be drawn therefrom. Id. The burden of establishing
the foundation and reliability of the scientific principles and tests upon which the
experts testimony is based is with the proponent of the expert testimony.
Id. at 365-66.
Indiana Evidence Rule 702 requires that an expert be qualified by knowledge, skill,
experience, training, or education. Furthermore, an expert must have sufficient skill in
the particular area of expert testimony before the expert may offer opinions in
that area. Armstrong, 775 N.E.2d at 366. Cerestar claims that because
Puchalski is neither a scientist nor an engineer, and because his college degree
is a Bachelor of Science in education, he is manifestly unqualified to opine
on the physics, mechanics, and/or ergonomics of how the force of [Greg]s body
affected Cerestars gate. Appellees Brief at 17.
Evidence Rule 702 does not require that an individual have received formal education
in a certain field before that person may be considered an expert, and
we will not read such requirement into the rule. Instead, Evidence Rule
702 acknowledges that one may acquire the requisite knowledge through means other than
formal education. From the information available to this court, we see that
Puchalski has spent fourteen years as a construction safety supervisor for the Illinois
Toll Authority, worked four years as a consulting safety engineer, owned his own
construction safety consulting business, and investigated jobsite accidents. This information is sufficient
to permit the reasonable conclusion that Puchalski is an expert in worksite safety
issues and accident investigation.
However, Cerestar presents a second concern related to the admission of Puchalskis affidavit.
Specifically, Cerestar alleges that the affidavit does not satisfy the requirement that
scientific testimony be admitted only if the court is satisfied that the scientific
principles upon which the expert testimony rests are reliable as required by Evidence
Rule 702(b). Before admitting expert testimony, trial courts must assess whether the
reasoning or methodology underlying the testimony is scientifically valid and whether the reasoning
or methodology properly can be applied to the facts in issue. Armstrong,
775 N.E.2d at 366. Scientific knowledge admitted under Evidence Rule 702 must
be more than a subjective belief or unsupported speculation. Id.
Puchalskis ultimate conclusion was that the gate failed because it was unable to
withstand two-hundred pounds of pressure and remain fixed in place. However, the
affidavit did not reveal what scientific method or principles were used to arrive
at the conclusion that the gate was defective. There was no indication
that Puchalski took any measurements, performed any analysis, or even viewed the gate
and accident scene. As a consequence, the opinion is unsupported speculation or
subjective belief. Therefore, the admission of Puchalskis affidavit is against the logic
and effect of the facts and circumstances before the trial court and the
affidavit should not have been admitted into evidence.
See footnote
The judgment of the trial court is reversed. The cause is remanded
for further proceedings not inconsistent with this opinion.
ROBB, J., concurs.
HOFFMAN, Sr.J., dissents with separate opinion.
IN THE
COURT OF APPEALS OF INDIANA
TINA MESSER, )
)
Appellant-Defendant, )
)
vs. ) No. 45A04-0303-CV-140
)
CERESTAR USA, INC. )
)
Appellee-Plaintiff. )
)
HOFFMAN, Senior Judge, dissenting with separate opinion.
I concur with the majoritys determination that Puchalskis affidavit should not have been
admitted into evidence. I respectfully dissent, however, to the majoritys reversal of
the trial courts grant of summary judgment.
While I agree with the majority that Cerestar had a general duty to
keep its property in a reasonably safe condition, I do not agree that
there is a fact question pertaining to the breach of that duty.
In order to defeat Cerestars motion for summary judgment on the issue of
breach of its duty, Tina was required to show that Cerestar had superior
knowledge of the allegedly dangerous condition of the gate. See Zawacki v.
U.S.X., 750 N.E.2d 410, 414 (Ind. Ct. App. 2001).
The designated evidence shows that Safway is regularly engaged in the erection of
scaffolding and that Greg and his crew had control of the job site
at the time Gregs fall occurred. The designated evidence also shows that
Greg and his crew had worked with similar gates at Cerestar in the
past, had removed the same type of gate from its brackets one floor
below for a different job on the morning of the accident, and had
visually inspected the gate before proceeding. Furthermore, the designated evidence shows that
the gate met all applicable building codes, safety regulations, and safety guidelines, and
that there was no scientific basis for concluding that the gate had failed.
In short, the evidence fails to establish an issue of fact pertaining
to whether (1) Gregs fall was caused by an unreasonably dangerous condition, or
(2) Cerestars knowledge of the allegedly dangerous condition of the gate was superior
to the knowlege possessed by Greg and his crew.
I would affirm the trial courts grant of summary judgment for Cerestar.
Footnote:
Scheck Mechanical Corporation was also named as a defendant in this action.
The chronological case summary indicates that Scheck Mechanical Corporation was granted summary
judgment prior to Cerestar being granted summary judgment. Tina does not challenge
the grant of summary judgment in favor of Scheck Mechanical Corporation in this
appeal.
Footnote: We direct Appellants counsels attention to Indiana Appellate Rule 50(C). That
rule requires that every appendix contain a table of contents which identifies each
item contained in the appendix, including the items date. The failure to
include the table of contents, such as occurred in this case, hinders our
ability to review the appeal, especially when considering that the various reports and
affidavits which comprise the evidence in this case were created from several different
documents themselves.
Footnote: In its brief, Cerestar claims that Deinemas testimony does not suggest that
the gate failed. However, a reasonable inference from Deinemas statement is
that the gate did fail because in no way did Deinema suggest that
Greg did anything to remove the gatewhich Cerestar notes must be lifted upward
to be removedas Deinema claims that all Greg did was lean against the
gate, albeit that quite a bit of his body stretched over it.
Footnote: In its memorandum supporting its motion for summary judgment, Cerestar intimated that
the gate did not fail as it was not designed to be used
as fall protection. Rather, Cerestar claims that the gate functioned as it
should have since it was designed to be removed when the doors were
opened and being used. Whatever intentions Cerestar may have had for the
use of the gate once the doors were opened, there can be no
dispute that the presence of the gate was to prevent people from falling
when the doors were opened. While it may be that Cerestar only
placed the gates there so that an unsuspecting individual would not open the
door and plunge to the ground by walking off the edge, it seems
incongruous to say that the gate was not meant to protect employees who
were working there and using it as fall protection.
Footnote: It is noteworthy that a copy of the Cerestar Contractor Plant Rules
which is included in appellants appendix indicates that Cerestar required that contractors tie-off
with a full-body harness when they were over six feet high and when
working in unguarded, elevated areas. However, Steve Small, the Cerestar Director of
Safety and Health, testified in a deposition on behalf of Cerestar that Cerestar
did not require that individuals working behind a gate wear a safety harness
and tie-off before Gregs accident.
Footnote: Had the gate remained in place and not fallen together
with Greg one might have concluded that the fall was occasioned by Greg
having leaned too far over the gate. That, however, was not the
evidence before us. Even if it were, a reasonable conclusion could be
drawn that the gate provided was not high enough.
Footnote: As stated before, there is a genuine issue of material fact in
regard to how the gate came out of its brackets. Apparently based
upon the research performed by Dr. Trimble, Cerestar claims that Greg applied upward
force on the gate. While that fact may ultimately be determined to
be so by the trier of fact, it is not conclusively proven by
the designated evidence. If such fact is proven, such determination may be
fatal to Tinas claim and deny her recovery for the death of her
husband. However, a summary judgment proceeding will not be used to weigh
the evidence and determine what happened in light of the eyewitnesss statement that
Greg only leaned against the gate and that it slipped out of the
brackets which held it in place.
Footnote: We would point out that we did not rely upon the Puchalski
affidavit in reversing the trial courts decision to grant summary judgment. Rather,
we focused upon the additional designated evidence which was available.
Footnote: This result does not mean that Puchalski may not testify at trial.
From the evidence which we have been presented, we have concluded that
Puchalski is an expert in jobsite accident investigation. Therefore, assuming that he
can satisfy the court that he relied upon scientific principles in arriving at
his conclusions, his expert opinion could be admissible at trial.