FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
BRUCE W. GRAHAM STEPHEN R. CARTER
Lafayette, Indiana Attorney General of Indiana
Indianapolis, Indiana
MONIKA PREKOPA TALBOT
Deputy Attorney General
Indianapolis, Indiana
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Appellant-Defendant, )
As shown by the timeline, private counsel requested a continuance of the trial
17 months after the case had commenced and just over a month before
the trial was scheduled to begin. Thus, at the time private counsel
entered his appearance on Schmids behalf, the case had been pending for quite
some time. In addition, Schmid had the benefit of appointed counsel during
the pendency of the case, and they had adequate time to prepare for
trial. Therefore, the trial court properly exercised its discretion in denying Schmids
motion to continue.
Moreover, Schmids right to have counsel of her choosing assist in her defense
was not impaired by the trial courts denial of her motion to continue.
The Sixth Amendment guarantees a criminal defendant's right to have the assistance
of counsel for his or her defense. Lewis v. State, 730 N.E.2d
686, 688 (Ind. 2000). A corollary of this right is the defendants
right to choose counsel when he or she is financially able to do
so. Id. at 688-89. However, the right to counsel of choice
is not absolute; rather, it is well settled that the right to counsel
of choice must be exercised at the appropriate stage of the proceeding.
Id. Schmid failed to exercise her right to counsel of choice at
the appropriate stage of the proceeding. It is generally neither appropriate nor
advisable to hire new counsel for a case that has been pending for
seventeen months with a jury trial set in just over thirty days.
Furthermore, although the trial court denied her motion to continue the trial, the
court gave Schmid the option of (1) going to trial with private counsel;
(2) going to trial with appointed counsel; or (3) going to trial with
all counsel. Schmid chose to retain all counsel, both private and appointed,
to represent her at trial. Thus, Schmids claim that she was denied
her right to proceed with counsel of her choice is unsupported by the
facts.
Additionally, there is no basis for Schmids claim that the trial court should
have continued her case in order to allow her private counsel time to
prepare based upon the complexity of the insanity defense and the number of
expert witnesses involved. Because she chose to be represented by both private
counsel and appointed counsel, she was given the unique opportunity to have her
new, private counsel provide a different perspective on the issues while at the
same time maintaining her appointed counsel who had been working on the case
from the outset, including the insanity defense and the testimony of the expert
witnesses. Thus, Schmid has shown neither that the trial court abused its
discretion by denying her motion to continue nor that she was prejudiced by
the denial.
(b) As used in this section, "mental disease or defect" means a severely
abnormal mental condition that grossly and demonstrably impairs a person's perception, but the
term does not include an abnormality manifested only by repeated unlawful or antisocial
conduct.
At trial, the burden rests with the defendant to prove, by a preponderance
of the evidence, the defense of insanity. I.C. § 35-41-4-1(b). The
determination of sanity is a question for the trier of fact. Maxwell
v. State, 731 N.E.2d 459, 463 (Ind. Ct. App. 2000), trans. denied, 741
N.E.2d 1254. In making this determination, the trier of fact is free
to disregard the testimony of experts and rely upon that of lay witnesses.
Id. Moreover, we note that not all mental conditions are serious
enough to relieve one of criminal responsibility. Gambill v. State, 675 N.E.2d
668, 673 (Ind. 1996). A diagnosis of mental illness is not in
itself a defense to a crime; rather, to rise to the level of
a defense, the illness must be so severe as to render the defendant
unable to appreciate the wrongfulness of the criminal conduct. Id.; see also
Ind. Code § 35-41-3-6.
On appeal, a defendant who claims that her insanity defense should have prevailed
at trial is in the position of one appealing from a negative judgment.
Gambill, 675 N.E.2d at 672. Furthermore, the standard of review is
a deferential one because the jury makes the determination as to sanity.
Maxwell, 731 N.E.2d at 463. As such, the judgment will be reversed
only when the evidence is without conflict and leads to a conclusion opposite
that of the trier of fact. Id.
At the trial of this cause, two court-appointed psychiatrists testified, as well as
one psychiatrist hired by the State and one hired by the defense.
Doctors Desai and Rahdart were appointed by the court to examine Schmid and
render an opinion as to her sanity at the time she committed this
offense. Both doctors found that Schmid suffers from mental illness, and both
came to the conclusion that she was not able to appreciate the wrongfulness
of her actions at the time of the crime. However, Dr. Desai
also testified that although Schmid blacked out during this incident, this did not
occur until after she had stabbed Heathcote one or two times. Appellants
App. at 628. He stated that until that time, Schmid knew what
she was doing. Dr. Rahdart further testified that he struggled with the
question of whether Schmid was sane at the time of the crime.
Appellants App. at 689. In addition, Dr. Coons, who testified on behalf
of the defense, also found that Schmid suffers from mental disease and that
she was legally insane at the time of Heathcotes murder.
In contrast, Dr. Crane testified on behalf of the State and stated that,
in his opinion, Schmid was sane at the time of the murder.
Dr. Crane based his opinion on several factors, including that Schmid remembered stabbing
Heathcote once or twice; she remembered wrestling with Heathcote; she recalled the events
leading up to Heathcote suggesting a sexual role-play in which Schmid would be
the little girl and Heathcote would be the daddy; and she remembered thinking
of her daughter whom Heathcote allegedly molested. Additionally, Dr. Crane thought it
was noteworthy that Schmid changed her clothes prior to leaving the murder scene,
obtained her keys and purse and drove to her mothers house, as well
as the fact that she did not mention the idea of her as
the messiah and Heathcote as evil until she was detained in jail.
Further Dr. Crane believed to be significant Schmids statements to her mother that
she had killed Heathcote, that Heathcote would never hurt [her] baby again, and
that Heathcote got what he deserved. Appellants App. at 776 and 779.
Finally, Dr. Crane also noted Schmids awareness of significant events, such as
the fact she had stabbed Heathcote numerous times and her mother calling 9-1-1.
In addition to the testimony of Dr. Crane, there was further evidence regarding
Schmids behavior prior to and following the crime that undermines Schmids claim of
insanity. For instance, at a Christmas gathering in 2000, just a few
months prior to Heathcotes murder, Heathcotes aunt witnessed Schmid point her finger at
Heathcote and state one of these [days] I will kill you. Appellants
App. at 437. Heathcotes aunt further testified, the way [Schmid] said it
just didnt seem right. Appellants App. at 437. Russell York, a
tattoo artist who worked for Heathcote and Schmid at their tattoo shop, testified
that two days before Heathcotes murder Schmid came to the shop in a
distraught state and told him that something bad had happened and that the
shits gonna hit the fan. Appellants App. at 467.
Moreover, Heathcotes father, George Heathcote, testified to Schmids behavior on the day of
the murder. He helped Heathcote and Schmid move on the day of
the murder, and he spent several hours alone with Schmid moving things and
listening to her talk about her work as a phlebotomist and how much
she liked her job. Further, Schmids co-workers from the hospital where she
was working as a phlebotomist in training at the time of the murder
testified to her exceptional work performance. Schmids mother testified that upon Schmids
arrival at her home following the murder, Schmid stated I killed Tony, Appellants
App. at 358, and [h]ell never hurt my baby again. Appellants Appendix
at 365. The jury also heard testimony from Schmids brother who stated
that Schmid told him she stabbed Heathcote and that Heathcote got what he
deserved.
The jury was free to rely on any one of these pieces of
evidence, as well as Dr. Cranes testimony, and to disregard the testimony of
the other expert witnesses as to Schmids sanity at the time she killed
Heathcote. Therefore, the evidence does not lead to a conclusion opposite that
of the trier of fact in this case; thus, we will not invade
the province of the jury. See Maxwell, 731 N.E.2d 459 (where medical
experts testified that defendant was insane at time of crime, but lay witnesses
testified to behavior prior to crime, jury found defendant guilty but mentally ill
and court of appeals affirmed); see also Gambill, 675 N.E.2d 668 and Barany
v. State, 658 N.E.2d 60 (Ind. 1995).
If you find the defendant guilty on any count, the judge will sentence
the defendant to incarceration at the Indiana Department of Correction for a set
term of years within a range set by the legislature. If the
offense is suspendable, the court may suspend the sentence. The crimes of
murder, aggravated battery and battery with a deadly weapon are non-suspendable.
There is really no consequence between a finding of guilty and a finding
of guilty but mentally ill. If you find the defendant guilty but
mentally ill, she shall be sentenced just like if she were found guilty.
However, the Indiana Department of Correction would be required to evaluate and
treat the defendant.
If you find the defendant not responsible by reason of insanity, the defendant
would be held in custody until formal commitment proceedings were initiated. The
prosecutor shall initiate temporary commitment proceedings or indefinite commitment proceedings.
If the prosecutor initiates temporary commitment proceedings, the court may commit the defendant
to an appropriate facility or an outpatient therapy program for up to 180
days. If the defendant were placed in an outpatient therapy program, she
would be subject to commitment for non-compliance.
If the prosecutor initiates indefinite commitment proceedings, the court may commit the defendant
to an appropriate facility or an outpatient therapy program forever subject to further
order of the court. If the defendant were placed in an appropriate
facility or an outpatient therapy program, she would be subject to commitment for
non-compliance.
If you find the defendant not guilty, she will be released and a
health officer, police officer, friend, relative, spouse, guardian, hospital superintendent, county attorney or
prosecutor may initiate indefinite commitment proceedings.
Appellants Appendix at 114-15. Instead, the trial court gave the jury this
instruction:
Whenever a defendant is found guilty but mentally ill at the time of
the crime, the court shall sentence the defendant in the same manner as
a defendant found guilty of the offense. At the Department of Correction,
the defendant found guilty but mentally ill shall be further evaluated and treated
as is psychiatrically indicated for his illness.
Whenever a defendant is found not responsible by reason of insanity at the
time of the crime, the prosecuting attorney shall file a written petition for
mental health commitment with the court. The court shall hold a mental
health commitment hearing at the earliest opportunity after the finding of not responsible
by reason of insanity at the time of the crime, and the defendant
shall be detained in custody until the completion of the hearing. If,
upon the completion of the hearing, the court finds that the defendant is
mentally ill and either dangerous or gravely disabled, then the court may order
the defendant to be committed to an appropriate facility, or enter an outpatient
treatment program.
Appellants Appendix at 172.
We will begin by evaluating the first of the three factors, the instructions
statement of the law. Here, Schmids tendered instruction improperly states the law.
The second paragraph of Schmids instruction is inappropriate because it provides information
to the jury to which the jury is to be oblivious. Generally,
it is improper to instruct a jury on the penal ramifications of its
verdicts. Georgopulos v. State, 735 N.E.2d 1138, 1141 (Ind. 2000). Stated
a different way, the jury must be unaware of the legislature's punishment scheme
in performing its guilt-assessing task. To hold otherwise, would be to condone
verdicts in which the jury might compromise, to the defendant's benefit or detriment,
in order to reach a certain number of years imprisonment. Coy v.
State, 720 N.E.2d 370, 374 (Ind. 1999). Therefore, the jury should
not be privy to information regarding the punishment scheme contained in the second
paragraph of Schmids tendered instruction.
Regarding the second factor, both parties agree that there was evidence in the
record to support the giving of Schmids tendered instruction. However, other problems
exist to keep Schmids instruction from the jury. For instance, the first
sentence of the third paragraph of Schmids tendered instruction is argumentative and therefore
inappropriate for a jury instruction.
Further, as to the third factor concerning the information being contained in other
instructions, the third paragraph of Schmids instruction gives essentially the same information as
the first paragraph of the instruction given to the jury. Finally, the
remaining four paragraphs of Schmids tendered instruction are substantially the same as the
second paragraph of the jury instruction given by the court. Although Schmids
tendered instruction is more detailed than the courts instruction, it is of no
consequence. Moreover, the courts instruction precisely tracks the instruction approved by our
supreme court in Georgopulos, 735 N.E.2d at 1146 n.3. There, the court
stated that when the verdict options before a jury include not responsible by
reason of insanity or guilty but mentally ill, and the defendant requests a
jury instruction on the penal consequences of the verdicts, the trial court is
required to give an appropriate instruction or instructions. Id. at 1143.
In the present case, Schmid was entitled to the instruction regarding the penal
consequences of the verdict options. To that end, the trial court followed
the mandate of our supreme court as set forth in Georgopulos and followed
its sample instruction, as well. The instruction was appropriate.