FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
JAN B. BERG STEVE CARTER
Indianapolis, Indiana Attorney General of Indiana
GRANT H. CARLTON
Deputy Attorney General
Indianapolis, Indiana
IN THE MATTER OF B.R., )
)
Appellant-Defendant, )
)
vs. ) No. 49A02-0404-JV-322
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
OPINION FOR PUBLICATION
Whether there is sufficient evidence to support the delinquency adjudication.
We affirm.
Ind. Code § 31-37-10-2 (emphases added).
In support of his argument, B.R. cites our decision in K.S. v. State,
807 N.E.2d 769 (Ind. Ct. App. 2004), affd on rehg, 816 N.E.2d 1164
(Ind. Ct. App. 2004), trans. pending. In that case, we applied the
long-standing and well-settled principle that certain steps must be taken before the commencement
of a juvenile delinquency proceeding, including express court approval for the filing of
a delinquency petition. Id. at 770-71 (citing, e.g., Taylor v. State, 438
N.E.2d 275, 277 (Ind. 1982)). We agree with B.R. that the juvenile
court erred when it did not expressly approve the filing of the delinquency
petition.
The concurring opinion
See footnote attempts to distinguish
K.S. from the instant case and asserts
that the juvenile court properly assumed jurisdiction over B.R. because strict compliance with
the statutory prerequisites to obtaining juvenile jurisdiction is necessary only when a juvenile
does not have a history of delinquency adjudications. See slip op. at
2.
See footnote But our legislature has specified the circumstances under which a
juvenile court may retain jurisdiction over a juvenile.
See Ind. Code §§
31-30-2-1, 31-30-2-3. According to Indiana Code Section 31-30-2-1:
(a) [T]he juvenile courts jurisdiction over a delinquent child . . . and over
the childs parent, guardian, or custodian continues until:
the child becomes twenty-one (21) years of age, unless the
court discharges the child and the childs parent, guardian, or
custodian at an earlier time; or
(2) guardianship of the child is awarded to the department of correction.
I.C. § 31-30-2-1; see In re Tina T., 579 N.E.2d 48, 61 (Ind.
1991). Further, after being divested of jurisdiction, the juvenile court may reacquire
jurisdiction only through the means set forth in Indiana Code Section 31-30-2-3.
J.J.M. v. State, 779 N.E.2d 602, 607 (Ind. Ct. App. 2002). That
statute permits the juvenile court to reinstate jurisdiction for the purpose of modifying
its original dispositional decree, but reinstatement must occur within thirty days of receiving
notice of the date on which the Department of Correction intends to release
a child from its custody. See I.C. § 31-30-2-3; J.J.M., 779 N.E.2d
at 607 n.1 (citing W.L. v. State, 707 N.E.2d 812, 813 (Ind. Ct.
App. 1999)).
In S.W.E. v. State, 563 N.E.2d 1318, 1320-22 (Ind. Ct. App. 1990), this
court was presented with the same issue raised by B.R., namely, whether the
juvenile court acquired jurisdiction when it did not approve the filing of the
delinquency petition.
See footnote On April 19, 1989, S.W.E. had been adjudicated delinquent for
the illegal consumption of alcohol by a minor and was placed on six
months probation.
Id. at 1319. Later that same month, S.W.E. was
also charged with delivery of a schedule I controlled substance, which formed the
basis for his appeal. Id. This court acknowledged that the juvenile
court did not follow the required procedural steps to obtain jurisdiction but, nevertheless,
held that the court had already acquired jurisdiction in the prior delinquency adjudication.
Id. at 1321. But the very next paragraph of the opinion
clarifies that holding:
Pursuant to Indiana Code Section 31-6-2-3 the juvenile courts jurisdiction over any delinquent
child continues until the child reaches his twenty-first birthday unless the court before
then either discharges the child or awards guardianship of him to the [D]epartment
of [C]orrections [sic]. None of those events had occurred when the delinquency
petition regarding delivery of a controlled substance was filed and the waiver hearing
conducted. Thus, the court already had jurisdiction of S.W.E. and the further
proceedings that were held protected his due process rights. There was no
failure to acquire jurisdiction.
Id. (emphasis added).
And in W.L., 707 N.E.2d at 813, we held that the juvenile court
was divested of jurisdiction over W.L. once it had entered the dispositional decree.
On January 8, 1998, after W.L. had been adjudicated a delinquent child,
the juvenile court ordered that W.L. be placed on suspended commitment, ordered family
counseling, entered a parental participation order, and ordered that W.L. do extra chores
in his home. Id. The prosecutor later discovered that he had
inadvertently omitted the victims claim for restitution, and on January 22, 1998, the
State filed a Motion to Reopen for Restitution. Id. Relying on
Indiana Code Section 31-30-2-1, we held that the juvenile court discharged W.L. and
his parents in the dispositional decree and that, as a result, the juvenile
court lacked jurisdiction to rule on the States motion. Id. at 814.
See footnote
Taken together,
S.W.E. and W.L. demonstrate that the jurisdiction of a juvenile court
in a subsequent proceeding turns not on the existence of a prior delinquency
adjudication, but on the contents of the dispositional decree in the prior proceeding
and the date it was entered. We cannot agree with the import
of the concurring opinion that the juvenile court retains jurisdiction over every child
ever adjudicated a delinquent or because a particular child has been a frequent
customer of the juvenile court. See slip op. at 2-3.
Here, B.R. has been adjudicated a delinquent on four previous occasions. But
on three of those occasions, the court awarded guardianship of B.R. to the
Department of Correction, an act that terminates a juvenile courts jurisdiction. See
I.C. § 31-30-2-1(a)(2). Further, the court did not move to reinstate its
jurisdiction over B.R. within thirty days of receiving notification from the Department of
Correction of B.R.s scheduled date of release. See I.C. § 31-30-2-3; J.J.M.,
779 N.E.2d at 607; W.L., 707 N.E.2d at 813. And punishment for
the fourth adjudication, which involved a finding of truancy, consisted of formal home
detention. The preliminary inquiry and investigation report reveals that the matter was
closed on October 19, 2001, which indicates that B.R. and his parents had
been discharged in accordance with Indiana Code Section 31-30-2-1(a)(1) and that the juvenile
court had been divested of jurisdiction. See W.L., 707 N.E.2d at 813.
As K.S. emphasizes, Indiana courts have held for many years that strict
compliance with the statutory prerequisites for obtaining jurisdiction at the commencement of delinquency
proceedings is required of juvenile courts. 807 N.E.2d at 770.
In this case, the juvenile courts jurisdiction had been terminated in each of
the previous four delinquency proceedings, and, for that reason, the juvenile court erred
when it did not expressly approve the filing of the delinquency petition.
We cannot agree with the concurring opinions position that the juvenile court retained
jurisdiction over B.R. due to his previous delinquency adjudications and, therefore, could dispense
with the statutory requirement that it expressly authorize the filing of the delinquency
petition. The concurring opinion argues that it is more practical to presume[]
that it is in the best interests of the child or the community
to initiate a formal delinquency proceeding with respect to subsequent delinquency allegations without
the juvenile court having to enter a formal finding to that effect.
Slip op. at 2. While this may be so, the legislature has
unambiguously specified otherwise. See I.C. § 31-37-10-2 (stating that the juvenile court
shall . . . [a]pprove the filing of a [delinquency] petition if probable
cause exists to believe that the child is delinquent and that commencement of
a delinquency proceeding is in the best interests of the child or the
public) (emphasis added). And when the legislature acts, the judiciary should refrain
from substituting its beliefs for that of the legislature in determining the wisdom
or efficacy of a particular statute. Mahowald v. State, 719 N.E.2d
421, 424 (Ind. Ct. App. 1999); see also Indiana Civil Rights Commn v.
Indianapolis Newspapers, Inc., 716 N.E.2d 943, 946 (Ind. 2002) (Nothing may be read
into a statute which is not within the manifest intention of the legislature
as ascertained from the plain and obvious meaning of the words of the
statute.) (quotations and citation omitted). Nevertheless, the juvenile courts failure to expressly
approve the filing of the delinquency petition is not dispositive. Rather, we
must determine whether B.R. has waived that issue on appeal by failing to
make a timely objection to that jurisdictional defect.
BARNES, Judge, concurring in result in part and concurring in part.
I concur fully in rejecting B.R.s challenge to the sufficiency of the evidence
supporting his delinquency adjudication. I concur in result only on the jurisdictional
issue. As the author of K.S., I am aware that many of
my colleagues, including the majority here, do not subscribe to my reasoning in
these juvenile jurisdiction cases with respect to the non-waivability of certain errors.
However, as a matter of both legality and practicality, I am convinced of
the correctness of K.S.s holding. I would note that the majority here,
much like the M.B. panel, has failed to address the long line of
cases noted in K.S. supporting the proposition that court approval for the filing
of a first delinquency petition is one of several documents that absolutely must
be included in the record, and that the failure of the record to
disclose such a document is a fatal, non-waivable error. See, e.g., Seay
v. State, 167 Ind. App. 22, 37, 337 N.E.2d 489, 498 (1975) (holding
that the order of the juvenile court authorizing the filing of a delinquency
petition is one of the essential documents needed when considering a challenge to
juvenile jurisdiction and that we would sua sponte address jurisdictional issues, even if
not raised by the appellant); Kindred v. State, 493 N.E.2d 467, 470-71 (Ind.
Ct. App. 1986) (holding that failure of record to disclose necessary prerequisites for
initiating juvenile delinquency proceeding invalidated twenty-year-old criminal conviction for theft after juvenile was
waived into adult court).
See footnote The majority here is guilty of what I
see as a legalistic bait-and-switch, and have cited general cases discussing the three
types of jurisdiction in concluding that a juvenile must object to the failure
to approve the filing of a delinquency petition or the issue is waived.
In my view, it is a matter for our supreme court to
decide whether to ignore or overrule established precedent that specifically applies to juvenile
delinquency proceedings.
However, I am just as convinced that once a child has been in
the juvenile system and adjudicated a delinquent child, the importance in later cases
of strict compliance by a juvenile court with the statutory prerequisites to commencing
a formal delinquency proceeding diminishes. Here, B.R. was a frequent customer of
the juvenile delinquency process; he had been adjudicated a delinquent child on four
occasions prior to the current incident. There is no indication that the
validity of any of these prior adjudications has ever been challenged.
As a matter of logic and practicality, when a child has already been
through the system once before, it may be properly presumed that it is
in the best interests of the child or the community to initiate a
formal delinquency proceeding with respect to subsequent delinquency allegations without the juvenile court
having to enter a formal finding to that effect. In
S.W.E. v.
State, 563 N.E.2d 1318, 1321 (Ind. Ct. App. 1990), we held the juvenile
court was not required to comply strictly with all of the statutory steps
for juvenile jurisdiction where the child previously had been adjudicated delinquent, had not
been discharged by the juvenile court, and the DOC had not been awarded
guardianship of the child as a result of the first delinquency adjudication.
In my view, the fact that the juvenile court here previously may have
awarded guardianship of B.R. to the DOC, only to have him get into
trouble again after being released by the DOC, should not be dispositive nor
should it require a different result from S.W.E.
I maintain that with respect to a child being considered for the first
time for a formal delinquency proceeding, the juvenile court must approve the filing
of a delinquency petition by expressly noting on the record that there is
probable cause of delinquency and that it is in the best interests of
the child or community to commence a formal proceeding. See K.S., 807
N.E.2d at 770-71. I also believe this a non-waivable requirement. See
id. at 774-75. With respect to subsequent delinquency allegations against a child
who has already been adjudicated delinquent on at least one prior occasion, the
rationale of K.S. is less compelling. See id. at 773 n.5.
I would hold that B.R.s four previous trips through the juvenile justice system
rendered strict compliance with all the steps for commencing a fifth delinquency proceeding
unnecessary and affirm on that basis.