FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
PATRICK M. SCHREMS STEVE CARTER
Bloomington, Indiana Attorney General of Indiana
JOBY JERRELLS
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
SHAHID IQBAL, )
)
Appellant-Defendant, )
)
vs. ) No. 55A04-0311-CR-564
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
APPEAL FROM THE MORGAN SUPERIOR COURT 3
The Honorable Jane Spencer Craney, Judge
Cause No. 55D03-0208-MR-225
March 22, 2004
OPINION - FOR PUBLICATION
RILEY, Judge
STATEMENT OF THE CASE
Appellant-Defendant, Shahid Iqbal (Iqbal), appeals his conviction for Count I, murder, Ind. Code
§§ 35-42-1-1(1), 35-50-2-3; Count II & III, criminal confinement with a deadly weapon,
a Class B felony, I.C. §§ 35-42-3-3(1), 35-50-2-5; Count IV, neglect of a
dependent, a Class D felony, I.C. §§ 35-46-1-4(a)(1), 35-50-2-5; Count V, carrying a
handgun without a license, a Class A misdemeanor, I.C. §§ 35-47-2-1, 35-50-3-2; and
Count VI, invasion of privacy, a Class B misdemeanor, I.C. §§ 35-46-1-15.1(a)(1), 35-50-3-3.
We affirm.
ISSUES
Iqbal raises two issues on appeal, which we restate as follows:
1. Whether the trial court erred by admitting evidence of Iqbals prior bad acts
to show intent, motive, relationship of the parties, or absence of mistake or
accident when it balanced the probative value of the evidence against its prejudicial
effect by limiting the evidence to events that occurred one year prior to
the victims death; and
2. Whether the trial court erred by admitting into evidence expert testimony on domestic
violence.
FACTS AND PROCEDURAL HISTORY
Iqbal and Tammy Iqbal (Tammy) were married in 1995. Iqbal was originally
married to Tammys mother; however, after their divorce he married Tammy.
See footnote Iqbal
and Tammy had a rocky and unstable marriage and by July 6, 2002,
Tammy had moved into an apartment at 66 East Main Street, in Mooresville,
Indiana. She was in the process of divorcing Iqbal and had a
new boyfriend. At first, Iqbal accepted Tammys decision, but later he told
Tammys sister that nobody could ever have her if he couldnt have her.
(Transcript pp. 903-04).
Previously, on March 18, 2002, Iqbal placed a gun against Tammys head and
threatened to kill her. She managed to talk the gun down and
when Iqbal placed the gun on the refrigerator, she fled to Allens Body
Shop. (Tr. p. 731). Captain Richard Allen of the Mooresville Police
Department (Captain Allen) questioned Iqbal, who denied the fight with Tammy and the
existence of the gun in the apartment. Nonetheless, Captain Allen discovered the
gun on top of the refrigerator. As a result of Iqbals action,
the trial court issued a protective order. The State charged Iqbal with
criminal confinement, pointing a firearm, and trespassing. These charges were pending as
of July 4, 2002.
On July 4, 2002, ten-year-old A.I. spent the night with her father, Iqbal,
and returned to her mothers apartment the next day. When A.I. awoke
on the morning of July 6, 2002, Iqbal was in the apartment arguing
with Tammy while he had a gun in his hand. Although Tammy
and A.I. attempted to leave the apartment several times, Iqbal continually grabbed Tammys
shoulder while holding the gun. While in the front room of the
apartment, Tammy took the gun from Iqbal, removed the bullets from the magazine,
and threw them on the floor. During this argument, A.I. was scared and
dropped down on the floor several times. Eventually, Iqbal grabbed Tammys fingers,
pulled them backwards, and wrestled the gun from Tammys hands. Once he
gained control over the weapon, Iqbal reloaded it.
When the argument quelled, Iqbal and Tammy resumed talking. Iqbal stood at
the end of a counter while Tammy sat a few feet away in
a chair at the kitchen table. A.I. was nearby, playing with her
brothers game boy when she heard a gunshot. Immediately after the shot,
A.I. noticed the gun on the counter and observed Iqbal sitting on the
couch. A.I. started crying, threw the game boy across the room, and
ran from the apartment. Janice Smith (Janice), a neighbor who was standing
on her porch, attempted to calm A.I. When Janice took A.I. back
to the apartment, she observed Iqbal with the telephone in his hand, picking
up the gun from the counter. At no time did Iqbal approach
Tammy or console A.I. During interrogation by the Mooresville Police Department, Iqbal
claimed that the gun went off by itself. (Appellants App. p. 128).
He further stated that he and Tammy were getting along well and
had sex and everything the night before he shot her. (Appellants App.
p. 83). Tammy later died from her wounds at the hospital.
On July 8, 2002, the State filed an information against Iqbal, charging him
with Count I, reckless homicide, later amended to murder, Ind. Code §§ 35-42-1-1(1),
35-50-2-3; Count II & III, criminal confinement with a deadly weapon, a Class
B felony, I.C. §§ 35-42-3-3(1), 35-50-2-5; Count IV, neglect of a dependent, a
Class D felony, I.C. §§ 35-46-1-4(a)(1), 35-50-2-5; Count V, carrying a handgun without
a license, a Class A misdemeanor, I.C. §§ 35-47-2-1, 35-50-3-2; and Count VI,
invasion of privacy, a Class B misdemeanor, I.C. §§ 35-46-1-15.1(a)(1), 35-50-3-3. On
September 10, 2002, the State filed its 404(b) Motion, amended on February 12,
2003, to introduce the evidence of Iqbals prior bad acts during trial.
On May 1, 2003, the trial court conducted a hearing on the States
Motion to introduce 404(b) evidence. Subsequently, on May 30, 2003, the trial
court issued its Order, stating in pertinent part:
[t]herefore the [c]ourt, having evaluated the evidence the State seeks to admit by
the standards set out above, now finds the evidence is relevant because [Iqbal]
denies any intent to commit murder and specifically alleges that the shooting was
accidental. The [c]ourt finds that the probative value of the evidence which
occurred one year prior to Tammys death on July 6, 2002, outweighs the
prejudicial effect. However, no 404(b) evidence for incidents prior to July 7,
2001, will be allowed unless the defense would open the door to such
evidence. Because [Iqbal] has gone beyond merely denying he intentionally committed the
shooting and is claiming accident, the State may refer to the allowable 404(b)
evidence prior to [Iqbal] putting it in issue at the trial if the
evidence is legally admissible on all other grounds.
(Appellants App. p. 43).
On June 2 through June 6, 2003, a jury trial was held.
During the jury trial, the trial court issued a limine instruction to the
jury advising them to consider the character evidence only as it related to
Iqbals intent, motive, relationship with Tammy, and absence of mistake or accident.
At the end of the jury trial, the jury returned a guilty verdict
on all charges. On July 3, 2003, the trial court conducted a
sentencing hearing. During this hearing, the trial court sentenced Iqbal to a
cumulative term of fifty-eight years at the Indiana Department of Correction.
Iqbal now appeals. Additional facts will be provided as necessary.
DISCUSSION AND DECISION
I. Prior Bad Acts
Iqbal first alleges that the trial court committed reversible error by allowing the
State to introduce evidence during its case-in-chief of his prior bad acts committed
between July 7, 2001, and July 6, 2002. Specifically, Iqbal asserts that
the trial court erred when it admitted evidence of these prior acts, in
particular the March 18, 2002 incident, because Iqbal never went beyond a mere
denial of the murder and affirmatively presented a claim of contrary intent.
Conversely, the State contends that the trial court properly admitted the character evidence
to show, individually or a combination of, motive, intent, relationship between the parties,
or lack of accident or mistake. Alternatively, even if the admission of
the evidence was erroneous, the State maintains that the error was harmless due
to the substantial amount of evidence of Iqbals intent to commit murder presented
at trial.
A. Standard of Review
We review a trial courts decision to admit or exclude evidence for an
abuse of discretion. Timberlake v. State, 690 N.E.2d 243, 255 (Ind. 1997),
rehg denied, cert. denied. An abuse of discretion occurs if a trial courts
decision is clearly against the logic and effect of the facts and circumstances
before the court. Joyner v. State, 678 N.E.2d 386, 390 (Ind. 1997),
rehg denied. However, if a trial court abused its discretion by admitting
the challenged evidence, we will only reverse for that error if the error
is inconsistent with substantial justice or if a substantial right of the party
is affected. Timberlake, 690 N.E.2d at 255. Any error caused by
the admission of evidence is harmless error for which we will not reverse
a conviction if the erroneously admitted evidence was cumulative of other evidence appropriately
admitted. Stephenson v. State, 742 N.E.2d 463, 481 (Ind. 2001), cert. denied.
Indiana Evidence Rule 404(b) provides, in pertinent part, that:
Evidence of other crimes, wrongs, or acts is not admissible to prove the
character of a person in order to show action in conformity therewith.
It may, however, be admissible for other purposes, such as proof of motive,
intent, preparation, plan, knowledge, identity, or absence of mistake or accident . .
.
This rule is designed to prevent the jury from assessing a defendants present
guilt on the basis of his past propensities, the so-called forbidden inference.
Hicks. v. State, 690 N.E.2d 215, 218-19 (Ind. 1997). Thus, in assessing
the admissibility of evidence under Ind. Evidence Rule 404(b), the trial court must:
(1) determine whether the evidence of other crimes, wrongs, or acts is
relevant to a matter at issue other than the defendants propensity to commit
the charged act; and (2) balance the probative value of the evidence against
its prejudicial effect pursuant to Evid. R. 403. Id. at 221.
To determine whether the trial court abused its discretion, we employ the same
test. See, e.g., id. at 221-23.
B. Intent
Iqbal alleges that the trial court erred by admitting his prior bad acts
as evidence of intent since he did not affirmatively present a claim of
contrary intent during his counsels opening statement or during the trial itself.
On the other hand, the State contends that the combination of Iqbals pre-trial
statement and his counsels opening statement was sufficient to raise a claim of
contrary intent. As such, the State maintains that the trial court properly
admitted evidence of Iqbals prior bad acts.
Evidence of prior bad acts is relevant to negate a claim of contrary
intent. In Wickizer v. State, 626 N.E.2d 795 (Ind. 1993), our supreme
court provided guidance on the application of Evid. R. 404(b) in future cases,
examining specifically the intent exception of the rule. Wickizer held that the
intent exception was available only when a defendant went beyond merely denying the
charged culpability and affirmatively presented a claim of particular contrary intent. Id.
at 799.
In this respect, intent is unlike the other listed exceptions in Evid. R.
404(b). Intent is often an element of the crime and is likely
to be found relevant. See Hicks, 690 N.E.2d at 224 fn. 12.
A prior intent to commit a bad act, however, although of some
relevance, introduces the substantial risk of conviction based predominately on bad character, because,
since the defendant meant to cause harm before, he must therefore have meant
to cause harm in this case. Wickizer, 636 N.E.2d at 797.
Because of this danger, our supreme court in Wickizer narrowly construed the intent
element. Id. at 799.
Consequently, the intent exception in Evid. R. 404(b) will only be available when
a defendant alleges a particular contrary intent, whether in opening statement, by cross-examination
of the States witnesses, or by presentation of his own case-in-chief. Id.
The State may then respond by offering evidence of prior crimes, wrongs,
or acts to the extent genuinely relevant to prove the defendants intent at
the time of the charged offense. Id. This narrow construction was
somewhat extended in Whitehair v. State, 654 N.E.2d 296 (Ind. Ct. App. 1995).
In Whitehair, we found that the effect of a defendants pre-trial statement
to police, combined with his counsels opening remarks, placed defendants intent at issue.
Id. at 302.
We disagree with the State that, in the present case, a combination of
Iqbals pre-trial statement to Captain Allen and his counsels opening statement was sufficient
to raise a claim of contrary intent in the present case. During
Iqbals interrogation by Captain Allen, the following exchange occurred:
CAPTAIN ALLEN: [Iqbal], Im going to ask you again, did you intend
to shoot your wife?
IQBAL: No, I, . . oh my God, I loved that woman
so much. I still . . my heart is full of her
pictures. My house, I still got her pictures. Any girl will
talk to me and Ill say Im still married.
. . .
CAPTAIN ALLEN: [Y]ou never intended to shoot your wife?
IQBAL: No. And anybody . . I wont even shoot a
dog.
. . .
IQBAL: [W]ell the thing was I didnt intend to just pull the
trigger or something. It just . . it just came halfway.
It wasnt like, you know pointed at her.
(Appellants App. pp. 80-3). However, our review of the record discloses that,
besides attempting to insert doubt as to the States burden of proof, Iqbals
defense counsel did not claim during trial that Iqbal unintentionally shot Tammy.
Thus, mindful of the narrow intent construction promulgated by our supreme court, evidence
of Iqbals prior bad acts cannot be admitted under the intent exception of
Evid. R. 404(b) since he did not affirmatively present a particularized claim of
contrary intent. See Wickizer, 690 N.E.2d at 799.
C. Motive, relationship between the parties, absence of mistake or accident
Next, the State contends that evidence of Iqbals prior bad acts, in particular
the March 18, 2002 incident, was properly admitted as relevant evidence of motive,
relationship between Iqbal and Tammy, and absence of mistake or accident. We
agree.
In Hicks, our supreme court clearly distinguished the intent exception of Evid. R.
404(b) from the other exceptions under this rule. See Hicks, 690 N.E.2d
at 224 fn.12. The relevance and admissibility of motive is tied to
the facts of the specific crime. Id. A bad relationship between
the defendant and another person does not bear on the defendants motive to
harm the victim and will rarely be either relevant or admissible to show
motive for the charged conduct. Id. For this reason, evidence offered
to show motive is less likely than intent to be relevant as a
general matter and thus to create the forbidden inference. Id. Accordingly,
our supreme court expressly held that Wickizer does not apply to all exceptions
under Evid. R. 404(b). Id. Consequently, Iqbal does not need to
affirmatively advance a contrary claim of motive or absence of accident prior to
the States introduction of prior bad act evidence. Rather, it is sufficient
that the evidence of Iqbals prior bad acts is relevant to a matter
at issue, other than Iqbals propensity to murder Tammy. See, e.g., Pickens
v. State, 764 N.E.2d 295, 298 (Ind. Ct. App. 2002)
Numerous cases have held that where a relationship between parties is characterized by
frequent conflict, evidence of the defendants prior assaults and confrontations with the victim
may be admitted to show the relationship between the parties and motive for
committing the crime. See Hicks, 690 N.E.2d at 222; see also, e.g.,
Haggenjos v. State, 441 N.E.2d 430, 431 (Ind. 1982) (the supreme court held
that Haggenjos jealous behavior after his wife filed for divorce was admissible as
evidence of his motive for killing her).
Here, we find the March 18, 2002 incident probative of the relationship between
Iqbal and Tammy and his hostility towards her. Specifically, the record reflects
that on March 18, 2002, Iqbal argued with Tammy, put a gun to
her head, and threatened to kill her. Questioned by the Mooresville police
regarding this incident, Iqbal claimed that, other than a minor disagreement, nothing had
happened. He further denied the existence of a gun. Nevertheless, the
record indicates that Iqbal was arrested, charges were filed and pending at the
time of the murder, and a protective order was issued. Moreover, in
his statement to Captain Allen on July 6, 2002, Iqbal asserts that prior
to shooting her, he had sex and everything with Tammy. (Appellants App.
pp. 82-3). He emphatically denied arguing with Tammy on that day.
Based on these facts, we find the evidence relating to the March 18,
2002 incident indicative of Iqbals relationship with Tammy and highly relevant for his
motive to shoot her. See Hicks, 690 N.E.2d at 222.
Furthermore, Iqbal contends that his pre-trial statement, [t]he gun went off by itself
does not constitute an accident theory for the purpose of invoking Evid. R.
404(b) because he did not affirmatively advance a contrary defense during trial.
Rather, Iqbal contends that this statement goes towards his intent. We disagree.
Iqbals assertion of an accident is indicative of the nature of the
relationship between the parties, characterized by jealousy and denial, and ultimately culminating into
hostility and murder. Since the statement is relevant to the nature of
the relationship between Iqbal and Tammy, the State can introduce evidence of prior
acts, without Iqbal specifically advancing a contrary defense. See, e.g., Pickens, 764
N.E.2d at 298.
Moreover, Iqbals statement is also a reference to a possible accident defense which
would allow the State to introduce evidence of other crimes or acts to
show the absence of an accident. See Evid. R. 404(b). Particularly,
the record reflects that Iqbal used a gun to subdue Tammy during the
March 18, 2002 incident. Furthermore, Iqbals friend, Tim Grafe, testified that Iqbal
had shot weapons before and was pretty proficient in handling them. Therefore,
this evidence is relevant to show the absence of the gun accidentally being
fired. Consequently, we find this evidence admissible under Evid. R. 404(b).
See Hicks, 690 N.E.2d at 222.
D. Probative Value
Although the evidence was relevant to show motive, relationship between the parties, and
absence of mistake, it may still be inadmissible under the second prong of
the 404(b) test if its probative value is substantially outweighed by the danger
of unfair prejudice pursuant to Evid. R. 403. See Hicks, 690 N.E.2d
at 221. When inquiring into relevance, the trial court may consider any
factor it would ordinarily consider under Rule 402. Id. Such factors
include the similarity and proximity in time of the prior act, as well
as tying the prior act to the defendant. Id.
We agree with the State that the trial court properly balanced the evidence
against its prejudicial effect by limiting the amount of admissible character evidence.
Here, the trial courts pre-trial order prohibited the State from inquiring into any
incidents prior to July 7, 2001, one year prior to Tammys death, even
though the State had evidence of prior bad acts dating to 1998.
Therefore, we find that, while the facts of the March 18, 2002 incident
may be prejudicial, its probative value regarding Iqbals motive and relationship with Tammy
was not outweighed. See id. Moreover, the trial court specifically instructed
the jury to consider the prior bad acts only on the issue of
motive, relationship with Tammy, and absence of mistake or accident. Consequently, we
conclude that the trial court did not abuse its discretion by admitting Iqbals
prior bad acts under Evid. R. 404(b). See id.
II. Expert Testimony
Lastly, Iqbal claims that the trial court erred by admitting expert testimony on
domestic violence. Specifically, he asserts that the States use of the phrase
domestic violence during voir dire was highly prejudicial in nature. Further, Iqbal
contends that the expert testimony regarding domestic violence was merely introduced to bolster
certain aspects of the States case. Conversely, the State maintains that, under
Evid. R. 702(a), the trial court did not abuse its discretion by admitting
expert testimony to educate the jury on domestic violence.
Indiana evidence rule 702 provides that a witness may be qualified as an
expert by virtue of the witnesss knowledge, skill, experience, training, or education.
Kubsch v. State, 784 N.E.2d 905, 921 (Ind. 2003). Expert scientific testimony
is admissible if: (1) it satisfies the above standard, (2) the scientific
principles upon which the expert testimony rests are reliable, and (3) the testimonys
probative value is not substantially outweighed by the danger of unfair prejudice.
Hall v. State, 796 N.E.2d 388, 399 (Ind. Ct. App. 2003), trans. denied.
It is within the trial courts sound discretion to decide whether a
person is qualified as an expert witness. Id.
At the outset we observe that although Iqbal objected to the use of
the term domestic violence during the States voir dire, he nevertheless fails to
raise a coherent argument on appeal. See Ind. Appellate Rule 46(A)(8)(a).
Therefore, we find this argument waived.
Furthermore, we find Iqbals contention that the experts testimony merely politicized certain aspects
of the States case to be without merit. Our supreme court has
previously held that expert testimony of battered womans syndrome
See footnote introduced against the husband/defendant
is admissible provided it is relevant.
See Isaacs v. State, 659 N.E.2d
1036, 1041 (Ind. 1995), cert. denied. Here, the State proffered the expert
testimony to explain Tammys reason for allowing Iqbal to enter her home on
July 6, 2002, despite testimony that he assaulted her on March 18, 2002,
and a protective order was in place. Additionally, our review of the
experts testimony reveals that the expert did not have personal knowledge of the
case and had not counseled Tammy. Rather, the expert merely educated the
jury on the complexity of behavior of domestic violence victims. As such,
the testimony did not cross the line into impermissible vouching. Accordingly, we
find that the experts testimony is relevant and its probative value is not
substantially outweighed by the danger of unfair prejudice. See Hall, 796 N.E.2d
at 399. Therefore, we conclude that the trial court did not abuse
its discretion in allowing the expert to testify regarding domestic violence. See
id
CONCLUSION
Based on the foregoing, we find that the trial court properly admitted evidence
of Iqbals prior bad acts to show motive, relationship of the parties, and
absence of accident when it balanced the probative value of the evidence against
its prejudicial effect by limiting the evidence to events that occurred one year
prior to Tammys death. We further hold that the trial court did
not err by admitting expert testimony on domestic violence.
Affirmed.
DARDEN, J., and BAILEY, J., concur.
Footnote:
The record shows that Iqbal was Tammys step-father, not her biological father.
Footnote: We use the term battered woman syndrome as a synonym for domestic
violence.