FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
TERESA D. HARPER STEVE CARTER
Bloomington, Indiana Attorney General of Indiana
NICOLE M. SCHUSTER
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
RYAN MCGINITY, )
)
Appellant-Defendant, )
)
vs. ) No. 34A02-0404-CR-345
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
APPEAL FROM THE HOWARD SUPERIOR COURT
The Honorable Stephen M. Jessup, Judge
Cause No. 34D02-0201-FA-36
April 4, 2005
OPINION - FOR PUBLICATION
VAIDIK, Judge
Case Summary
Ryan McGinity appeals his eight-year sentence imposed pursuant to a plea of guilty
to Operating While Intoxicated (OWI) Resulting in Death and Reckless Homicide. Specifically,
he asserts that his enhanced sentence violates the United States Supreme Courts recent
decision in Blakely v. Washington, ___ U.S. ___, 124 S. Ct. 2531 (2004),
rehg denied, because his Sixth Amendment right to have the facts supporting the
enhancement of his sentence tried to a jury was violated. Because we
find one valid aggravator that does not violate Blakely and two mitigators, we
vacate his sentence and remand to the trial court for resentencing.
Facts and Procedural History
Late one evening in January 2002, McGinity and a couple of friends visited
a bar in Kokomo, Indiana. McGinity drove his friends to the bar
in his Ford Mustang. While in the bar, he became extremely intoxicated
and decided to go outside to his car to sleep and to sober
up. He was asleep in the drivers seat of his vehicle, which
was running and had the heater on because of the cold weather, when
one of his friends climbed into the passenger seat, shook McGinity, and urgently
informed McGinity that they needed to leave the premises immediately. McGinity looked
up and saw some people around his car with Anthony Blankenberger standing directly
in front of the car. McGinity, intoxicated and groggy from being awakened,
did not know why the people were surrounding his car and decided that
he wanted to leave the scene. The car either lunged forward or
quickly accelerated and struck Blankenberger. McGinity traveled approximately two hundred feet with
Blankenberger on the Mustangs hood. McGinity abruptly hit the brakes, and Blankenberger
fell off the car onto the pavement. McGinity left the scene at
a high rate of speed. Blankenberger, who sustained severe injuries, was transported
from the scene by ambulance and died approximately eleven days later.
A short time after fleeing the scene, McGinity was apprehended by the police,
and he was arrested. McGinity was charged with Voluntary Manslaughter as a
Class A felony,
See footnote
which was later dismissed by the State, OWI Resulting in
Death as a Class C felony,
See footnote
and Reckless Homicide, a Class C felony.
See footnote
McGinity pled guilty to OWI Resulting in Death and Reckless Homicide.
He was sentenced to eight years on each count, the maximum sentence for
a Class C felony,
See footnote
to run concurrently,
See footnote
and he now appeals his sentence.
Discussion and Decision
McGinity relies on the United States Supreme Courts recent Blakely decision and argues
that his Sixth Amendment right to have a jury determine the facts supporting
the enhancement of his sentence was violated. We conclude that one aggravator
found by the trial court is valid under Blakely, but because there are
two valid mitigators, we remand to the trial court for resentencing.
See footnote
Blakely applied the rule of Apprendi v. New Jersey, 530 U.S. 466 (2000),
to a state sentencing scheme and found that it was unconstitutional. Other
than the fact of a prior conviction, any fact that increases the penalty
for a crime beyond the prescribed statutory maximum must be submitted to a
jury, and proved beyond a reasonable doubt. Blakely, 124 S. Ct. at
2536-38 (quoting Apprendi, 530 U.S. at 490). The key to Blakely is
whether the case involves a sentence greater than what state law authorized on
the basis of the verdict alone. Id. at 2538. The Blakely
court observed that the statutory maximum for Apprendi purposes is the maximum sentence
a judge may impose solely on the basis of the facts reflected in
the jury verdict or admitted by the defendant. Id. at 2537.
As an initial matter, we address the States arguments, in a Brief submitted
before our supreme courts decision in
Smylie v. State, ___ N.E.2d ___ (Ind.
2005), that Blakely does not apply to Indianas sentencing scheme and
that Mc
Ginity
waived any argument under Blakely because he did not make an objection at
the time of sentencing.
Smylie
decided both of these issues contrary to
the States position. See slip op. at 4-5, 12.
At sentencing, the trial court found the following aggravating factors: (1)
the
imposition of a reduced or suspended sentence would depreciate the seriousness of the
crime; (2) lack of remorse; and (3) the nature and circumstances of the
crime. In addition, the judge found these factors as mitigators: (1)
that McGinity has no known delinquent or criminal convictions,
See footnote
and (2) McGinitys character
and attitude. The court found that the aggravators outweigh the mitigators by
the great weight. Tr. p. 123. Also, the court observed that
the aggravating circumstances outweigh the mitigating . . . because they do show
an inclination that you havent learned anything from this and it could happen
again. Id.
As to the first aggravator, the trial court found that the imposition of
a reduced or totally suspended sentence would depreciate the seriousness of this offense.
Id. at 122. This aggravating factor is used to support a
refusal to reduce the presumptive sentence. Leffingwell v. State, 793 N.E.2d 307,
310 (Ind. Ct. App. 2003). In other words, as the trial judge
specifically recognized here the so-called depreciate the seriousness aggravator is not an aggravator
to go above the presumptive sentence. See id. Because this aggravator
cannot justify a sentence above the statutory maximum, i.e., the presumptive sentence, its
use does not implicate Blakely concerns. See Ruiz v. State, 818 N.E.2d
927, 928 (Ind. 2004) (explaining that with a presumptive sentence there is no
Blakely issue). But see Wickliff v. State, 816 N.E.2d 1165, 1167 (Ind.
Ct. App. 2004) (explaining that the imposition of a reduced or suspended sentence
would depreciate the seriousness of the crime was exempt from Blakely because it
was based on admissions by the defendant taken from the defendants testimony), trans.
denied.
Regarding the second aggravatorlack of remorsethe trial judge made the following statement:
And finally, I find as a third aggravating factor and prob [sic]maybe at
least today it feels like to me the most important and that is
a lack of remorse. I believe you that youre remorseful that the
victim died in this case. And I believe you that you feel
for his family. I dont believe for one second that you accept
any responsibility at least any major responsibility for that. And without that
you cannot feel remorseful.
Id. at 122. Here, the judges explanation as detailed above, especially his
belief that McGinity accepted no responsibility and that there cannot be remorse without
that acceptance, shows that the judge relied on testimony and evidence other than
facts that were admitted by McGinity or found beyond a reasonable doubt by
a jury. As such, this aggravator violates the mandate of Blakely and
is invalid.
Finally, the judge found the nature and circumstances of the crime to be
an aggravator. To that end, the judge made these comments at the
sentencing hearing:
The nature and circumstances of the crime committed. . . . I
can and do consider your actions after the crime took place. The
fact that you sped away without checking the condition of the victim.
The fact that you didnt stop when the patrol car attempted to stop
you. And the fact, also, that youve never approached anybody in [the
victims] family with the sentiments that you expressed here today. . . .
I find as a[n] . . . aggravating circumstance[] as Ive described
them, the actions that you undertook after you committed this crime.
Id. at 121-22.
See footnote
McGinity admitted in his testimony at the sentencing hearing
that he abruptly left the scene of the crime in his car without
checking on the condition of the victim, id. at 31, and that he
had not apologized or otherwise expressed feelings of sorrow or remorse to the
victims family. Id. at 34. From the record, it is apparent
that McGinity also admitted to the fact that he did not initially stop
when the police were trying to stop him after he fled from the
scene in that McGinity stipulated to the admission of and admitted to the
facts as stated in the Probable Cause Affidavit as the factual basis for
his guilty plea. The Probable Cause Affidavit explained that McGinity did not
stop his vehicle when the first patrol car activated its lights and attempted
to initiate a traffic stop; rather, McGinitys car did not stop until a
second patrol car, assisting with the traffic stop, drove in front of McGinitys
car. See Appellants App. p. 15. As such, McGinity admitted to
all the facts underlying the nature and circumstances aggravator. Under Blakely if
a defendant admits to facts underlying an aggravator, the jury does not have
to determine beyond a reasonable doubt whether that aggravator exists.
In the end there are two mitigators, namely, McGinitys lack of criminal history
and his character and attitude, and one valid aggravatorthe nature and circumstances of
the crime. It is undoubtedly true that one aggravator is sufficient to
justify a sentence enhancement.
Powell v. State, 769 N.E.2d 1128, 1135 (Ind.
2002), rehg denied. However, in this case we cannot say with confidence
that the single remaining aggravator would have led to the same result.
Day v. State, 560 N.E.2d 641, 643 (Ind. 1990). In other words,
it is apparent to us that the impermissible factor, McGinitys lack of remorse,
played an important role in the trial courts decision to enhance McGinitys sentence.
Id. In such a situation, we can remand for resentencing by
the trial court or correct the sentencing on appeal. In this case,
we choose the former.
Reversed and remanded.
KIRSCH, C.J., and NAJAM, J., concur.
Footnote:
Ind. Code § 35-42-1-3(a).
Footnote:
Ind. Code § 9-30-5-5.
Footnote:
Ind. Code § 35-42-1-5.
Footnote:
Ind. Code § 35-50-2-6.
Footnote:
As to the why the sentences were not to be served consecutively,
the trial court explained, Its the law of this state that when these
two specific crimes are committed resulting in the death of a single individual,
sentences cannot be consecutive. The State would have me challenge this law,
but this cannot be done by a trial court. Tr. p. 120.
Footnote:
In light of our disposition, we do not reach McGinitys second issue
of whether his sentence was inappropriate under Indiana Appellate Rule 7(B).
Footnote:
The judge made it clear that he gave this mitigator strong consideration,
Tr. p. 121, but that the mitigator was not as strong a mitigating
factor as it would have been had I not had knowledge of your
illegal behavior over an extended period of time in the past. Id.
at 122. The judge was apparently referencing portions of the Pre-Sentence Investigation
Report in which by [McGinitys] own admission, Id. at 121, he had experimented
with alcohol for the first time at age 15; tried marijuana at the
age of 18; and used marijuana a couple of times a month until
four years prior to the instant offense. Appellants App. p. 61.
At sentencing the judge explained, I cant find that theres a lack of
criminal behavior. I can find that theres a lack of a criminal
record. Tr. p. 121 (emphasis added).
Footnote:
We observe that two of the facts listed by the judge are,
in fact, separate crimes. See Ind. Code § 9-26-1-8(a) (explaining that it
is a crime to fail to stop in a motor vehicle after causing
injury to a person); Ind. Code § 35-44-3-3(a)(3) (explaining that fleeing from a
law enforcement officer after the officer has, by visible or audible means, identified
himself and ordered the person to stop is a Class A misdemeanor).
In this case, these facts, part of the defendants course of conduct on
the evening in question, were admitted by the defendant in the course of
his guilty plea hearing. Blakely requires that the facts that support the
aggravation of a sentence be admitted by the defendant and here the facts
that supported the aggravator of the nature and circumstances of the crime were
admitted by McGinity, thus there is no Blakely violation. We also take
note of the judges comment about McGinitys failure to contact Blankenbergers family and
apologize or express remorse. McGinity has a right under the Fifth Amendment
to the United States Constitution to avoid incriminating himself, has a right to
maintain his innocence, and is clothed with a presumption of innocence. See,
e.g., Mayberry v. State, 605 N.E.2d 244, 250 (Ind. Ct. App. 1992), trans.
denied.