FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
LESA LUX JOHNSON STEVE CARTER
Indianapolis, Indiana Attorney General of Indiana
MATTHEW D. FISHER
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
JOSHUA KENDALL, )
)
Appellant-Defendant, )
)
vs. ) No. 49A02-0312-CR-1032
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
APPEAL FROM THE MARION SUPERIOR COURT
The Honorable William E. Young, Judge
Cause No. 49G20-0012-CF-221196
April 18, 2005
OPINION - FOR PUBLICATION
BARNES, Judge
Case Summary
Joshua Kendall appeals his convictions and sentence for dealing in cocaine as a
class A felony and resisting law enforcement as a class A misdemeanor.
The State cross-appeals the trial courts failure to enter a judgment of conviction
on the jurys additional guilty verdict for one count of possession of cocaine
and a firearm, a class C felony. We affirm in all respects.
Issues
Kendall raises the following issues for our review:
I. whether the trial court abused its discretion when it denied his motion for
severance of his trial from that of his co-defendant and brother, Thomas Kendall;
II whether the trial court abused its discretion when it denied his Batson challenge
to the States peremptory strikes of African-American jurors;
III. whether the trial court abused its discretion when it denied his motion to
suppress evidence;
IV. whether the trial court erred when it made an alleged nunc pro tunc
entry regarding its ruling on the motion to suppress; and
V. whether his sentence is inappropriate.
See footnote
The States sole cross-appeal issue is whether the trial court erred when it
vacated Kendalls possession of cocaine and a firearm conviction on double jeopardy grounds.
Facts
The facts most favorable to the judgment reveal that at around 8:00 p.m.
on December 5, 2000, Indianapolis Police Department Officers Jack Tindall and Christopher Lawrence
were dispatched to 407 North Hamilton in Indianapolis to investigate an anonymous tip
that someone in that house was cooking drugs. Tr. at p. 272.See footnote
The residence is a duplex, with 407 North Hamilton on the left
side (looking from the front) and 405 North Hamilton on the right.
There is a sidewalk that runs from the front porch of 407 North
Hamilton, along the north side of the house, to the back door.
After Officers Tindall and Lawrence arrived at the residence, they walked to the
front porch. When no one answered Officer Tindalls first knock, he knocked
again and said, Police Department[.]
Id. at 278. At that point,
Albert Hardister and an unidentified man came to the window and pulled aside
a sheet covering it to look outside. Officer Tindall shined his flashlight
on his uniform and badge and repeated, Police Department[.] Id. Hardister
and the other man then took off running toward the back of the
house.
Believing that the persons inside the house would try to flee out the
back door, Officers Tindall and Lawrence ran along the sidewalk on the north
side of the home. Officer Lawrence stopped and looked through a window
on the north side of the house that was partially covered with newspaper.
He saw three African-American males standing together in what appeared to be
a kitchen. Meanwhile, Officer Tindall ran to the back of the house,
and through an uncovered window near the back door, he observed Hardister pouring
what appeared to be cocaine down the drain of the kitchen sink while
the water was running. The officer yelled at Hardister to open the
door, but Hardister and another person ran toward the front of the house.
Next, both officers proceeded back to the front of the house. By
that time, other officers had arrived at the scene and ordered two persons
who had crawled out a second-story window, later identified as Thomas Kendall and
Kyle Kendall, to kneel down on the roof. Joshua Kendall had also
crawled out the window, but he refused to comply with the officers commands.
He dropped one bag of what was later determined to be cocaine
on the ground. He then ran to the edge of the roof
and tossed another bag of cocaine. Next, he ran along the roof
and jumped to the roof of the neighboring duplex. He then ran
back and re-entered the second-story window at 407 North Hamilton.
In the meantime, several officers had received permission from the residents at 405
North Hamilton to enter so that the officers could reach the roof.
Once on the roof, the officers entered 407 North Hamilton through the same
second-story window and yelled for everyone to come out. Frederick Pace came
out of a bedroom, and the police placed him under arrest. The
officers found Kendall and Hardister hiding in the attic and arrested them both.
During a pat down search, the officers found $1,600 on Kendall.
Subsequently, and pursuant to a search warrant, the officers searched the entire residence
and recovered the following: cocaine on a shelf in a bedroom closet;
approximately $1,700 in a bathroom cabinet; a surveillance system that included a camera,
video monitor, and a warning light that lit when someone pushed the doorbell;
a loaded handgun and cocaine packaged for sale in the basement; a shotgun
behind the couch in the living room; and a digital scale and cocaine
in the kitchen. The officers recovered a total of 319.46 grams of
cocaine from the home, including the cocaine Kendall had thrown from the roof.
On December 7, 2000, the State filed an eight-count information which named Kendall,
his brother Thomas, Hardister, and Pace as defendants. In particular, the State
charged Kendall with dealing in cocaine by possession with intent to deliver, possession
of cocaine, possession of cocaine and a firearm, and resisting law enforcement.
Before trial, Kendall filed a motion to suppress the evidence the officers had
recovered from the home. Following a hearing, the trial court denied his
motion.
See footnote Kendall also filed a motion to sever his trial from that
of his co-defendants, Thomas and Hardister, which was also denied.See footnote Kendall renewed
both motions at trial, and both were again denied.
After the jury was selected, Kendall joined in an oral motion for a
new trial based on
Batson v. Kentucky, 476 U.S. 79, 106 S. Ct.
1712 (1986). Kendall claimed that the State violated the Fourteenth Amendment to
the United States Constitution because it peremptorily struck several African-Americans from the jury
pool. The trial court denied the motion.
On July 21, 2003, the jury found Kendall guilty as charged. On
August 26, 2003, following a sentencing hearing, the trial court identified the following
aggravating circumstances: (1) Kendalls criminal history; (2) the particular facts and circumstances
of his crimes, including the substantial amount of cocaine, large amounts of money,
and the weapons; and (3) at some point during the proceedings, Kendall threatened
to kill his brother Thomas. The court identified Kendalls difficult family life
as mitigating, but determined that that factor was not given much weight since
Kendall had been offered services throughout his life that he had declined to
accept. The court sentenced him to forty years for dealing in cocaine,
eight years for possession of cocaine and a firearm, and one year for
resisting law enforcement, with all sentences to be served concurrently. The court
did not enter judgment on the possession of cocaine charge.
Thereafter, Kendall filed a motion to correct error alleging in part that the
trial court had erred when it found as aggravating that Kendall had threatened
his brother. The trial court agreed there was insufficient evidence to support
that allegation. It also decided not to enter judgment on the possession
of cocaine and a firearm charge because of double jeopardy concerns. It
then proceeded to impose an identical forty-year aggregate sentence as it had done
before. Kendall now appeals.
Analysis
I. Severance Motion
Kendall first asserts that the trial court abused its discretion when it denied
his motion to sever his trial from that of his co-defendants Thomas and
Hardister. Specifically, he claims that his defense and his brother Thomas defense
were mutually antagonistic and, therefore, the trial court was required to grant his
motion for severance.
Several defendants may be joined in a single prosecution. Lee v. State,
684 N.E.2d 1143, 1147 (Ind. 1997) (citing Ind. Code § 35-34-1-9). However,
upon a motion by a defendant, the trial court may order a separate
trial whenever the court determines that a separate trial is necessary to protect
a defendants right to a speedy trial or is appropriate to promote a
fair determination of the guilt or innocence of a defendant. Id. (quoting
Ind. Code § 35-34-1-11(b)). The trial court has discretion to grant or
deny a motion for separate trials. Id. However, a trial court
must grant severance of trials where there are mutually antagonistic defenses and the
acceptance of one defense would preclude the acquittal of the other. Id.
Upon review, the trial courts decision is measured by what actually occurred
at trial rather than what is alleged in the motion. Id.
Kendall moved for a separate trial because he claimed that his brother would
testify that he was visiting Kendall at his house on the night in
question and that he had no knowledge of the contraband found inside the
house. Thomas did, in fact, testify to that effect. Thus, Thomas
defense that he was merely visiting the home and that Kendall lived there
did implicate Kendall.
However, the mere fact that one defendant implicates another does not entitle the
latter to a separate trial, and there is not a constitutional right to
be protected from damaging evidence. Id. Such protection would result in
separate trials as a matter of right for all cases with more than
one defendant. Id. We conclude that the trial court did not
abuse its discretion when it denied Kendalls motion for a separate trial because
Kendall was merely implicated by his co-defendants defense.
See footnote
Further, even if this were a case of mutually antagonistic defenses, Kendall must
show actual prejudice resulting from the trial courts failure to grant the severance
motion.
See id. at 1148 (citing Castro v. State, 580 N.E.2d 232,
234 (Ind. 1991)). Kendall cannot show prejudice here because Thomas would have
been permitted to testify in a separate trial that he was visiting Kendall
at 407 North Hamilton. See id. (evaluating whether defendant was prejudiced by
denial of motion for separate trial and stating defendant had not pointed to
any specific testimony or evidence that could not have been admitted had defendant
been tried separately). In Lee, 684 N.E.2d at 1148-49, our supreme
court quoted the following language from Zafiro v. United States, 506 U.S. 534,
540 (1993):
While an important element of a fair trial is that a jury consider
only relevant and competent evidence bearing on the issue of guilt or innocence,
. . . a fair trial does not include the right to exclude
relevant and competent evidence. A defendant normally would not be entitled to
exclude the testimony of a former codefendant if the district court did sever
their trials, and we see no reason why relevant and competent testimony would
be prejudicial merely because the witness is also a codefendant.
(Emphasis, quotations, and citations omitted). Thus, Kendall cannot demonstrate that he was
actually prejudiced by the trial courts denial of his motion for severance.
II. Batson Challenge
Next, Kendall claims that the trial court erred when it denied his Batson
challenge. The exercise of racially discriminatory peremptory challenges is constitutionally impermissible.
Wright v. State, 690 N.E.2d 1098, 1104 (Ind. 1997) (citing Batson, 476 U.S.
79 (1986)). To raise a prima facie constitutional claim, a defendant must
establish that: (1) the juror is a member of a cognizable racial
group; (2) the prosecutor has exercised peremptory challenges to remove that groups members
from the jury; and (3) the facts and circumstances of the case raise
an inference that the exclusion was based on race. Id. Once
a defendant makes the requisite prima facie showing, the burden shifts to the
prosecutor to provide a race-neutral explanation for the peremptory strike. Wright, 690
N.E.2d at 1104. Then the trial court must determine whether the defendant
has carried his burden of proving purposeful discrimination. Id. The trial
courts decision on the ultimate question of discriminatory intent represents a finding of
fact that is accorded great deference on appeal because the best evidence of
discriminatory intent often will be the demeanor of the attorney who exercises the
challenge. Id.
Here, after the parties had completed their peremptory challenges, counsel for one of
Kendalls co-defendants made a Batson challenge, and Kendalls counsel joined in the motion.
The basis of that challenge was that the State had used five
of its six peremptory challenges to strike African-American jurors. The trial judge
denied the challenge without requiring the State to provide a race-neutral explanation for
its challenges, noting that the State had left two African-Americans in the jury
pool, one of whom was struck by defense counsel and one who was
impaneled.
Kendall asserts that the trial court abused its discretion when it concluded that
the defendants did not make a prima facie showing of purposeful discrimination.
We disagree. The removal of some African-American jurors by the use of
peremptory challenges does not, by itself, raise an inference of racial discrimination.
Kent v. State, 675 N.E.2d 332, 340 (Ind. 1996). This case is
similar to others in which it has been held there was no prima
facie showing of racial discrimination. See Phillips v. State, 496 N.E.2d 87,
89 (Ind. 1986) (holding States use of peremptory challenges to remove three of
four African-Americans from jury venire did not raise inference of discrimination where remaining
African-American was seated on the jury). We cannot say the trial court
abused its discretion in concluding Kendall did not establish a prima facie case
where the State left two African-Americans in the pool, one of whom was
struck by one of the defendants and one of whom was seated on
the jury. Kendall has not shown that the trial court erred when
it denied his Batson challenge.
III. Motion to Suppress
Kendall claims in his next argument that the trial court erred in denying
his motion to suppress the evidence recovered from 407 North Hamilton. However,
as noted Kendall did not pursue an interlocutory appeal from the original denial
of his motion and instead proceeded to trial, during which an objection to
the evidence was renewed. Thus, the issue is actually whether the trial
court abused its discretion by admitting the evidence at trial. Packer v.
State, 800 N.E.2d 574, 578 (Ind. Ct. App. 2003), trans. denied. A
trial court has broad discretion in ruling on the admissibility of evidence and
we will reverse such a ruling only for an abuse of that discretion.
Id. An abuse of discretion involves a decision that is clearly
against the logic and effect of the facts and circumstances before the court.
Id.
Although Kendall appears to challenge primarily the admission of evidence recovered under the
search warrant, his argument is focused on the warrantless activity by the police
that preceded the search warrants issuance; he does not challenge the warrant itself
per se. The Fourth Amendment to the United States Constitutions protection against
unreasonable searches and seizures generally is protected by the requirement that a warrant
be issued by a neutral judicial officer prior to a search being conducted.
See footnote
Black v. State, 810 N.E.2d 713, 715 (Ind. 2004). There are,
however, exceptions to the warrant requirement. Id. If a search is
conducted without a warrant, the burden is upon the State to prove that,
at the time of the search, an exception to the warrant requirement existed.
Id. One such exception to the warrant requirement is when exigent
circumstances exist. Smock v. State, 766 N.E.2d 401, 404 (Ind. Ct. App.
2002). Exigent circumstances include an objective and reasonable fear on the part
of police officers that evanescent evidence is in immediate danger of destruction by
people within the premises. See Esquerdo v. State, 640 N.E.2d 1023, 1027
(Ind. 1994).
The first and central issue we address is whether it was permissible for
Officer Tindall to peer through the window of 407 North Hamilton and, therefore,
to view Hardister apparently attempting to dispose of cocaine down the kitchen sink.
See footnote
The question essentially is whether Officer Tindall made a proper open view
observation into the house. T
he concept of
open view
is used in
situations in which a law enforcement officer observes something from an area that
is not constitutionally protected, but rather is in a place where the officer
is lawfully entitled to be.
Justice v. State, 765 N.E.2d 161, 165
(Ind. Ct. App. 2002). In such situations, anything that is within
open
view may be observed without having to obtain a search warrant because making
such open view observations do not constitute a search in the constitutional sense.
See footnote
Id.
Fourth Amendment protection is extended to a homes curtilage, which is defined by
reference to the factors that determine whether an individual reasonably may expect that
an area immediately adjacent to the home will remain private. Oliver v.
United States, 466 U.S. 170, 180, 104 S. Ct. 1735, 1742 (1984).
Additionally, the curtilage is not protected from all police intrusion. Police may
enter onto the curtilage to conduct legitimate police business, such as investigating an
anonymous tip. Divello v. State, 782 N.E.2d 433, 437-38 (Ind. Ct. App.
2003), trans. denied. In doing so, however, police must utilize normal means
of access to and egress from the house and stay within recognized means
of access to the house that are reasonable under the circumstances. Id.
Professor LaFave has summarized as follows:
Thus, when the police come on to private property to conduct an investigation
or for some other legitimate purpose and restrict their movements to places visitors
could be expected to go (e.g., walkways, driveways, porches), observations made from such
vantage points are not covered by the Fourth Amendment. But other portions of
the lands adjoining the residence are protected, and thus if the police go
upon these other portions and make observations there, this amounts to a Fourth
Amendment search, and this is so even if these other portions are themselves
clearly visible from outside the
curtilage.
1 Wayne R. LaFave,
Search and Seizure 2.3(f) (3d. ed. 1996) (footnotes omitted).
This court also stated in Divello:
The circumstances determining which portions of property may reasonably be viewed as open
to visitors are determined on a case-by-case basis and will necessarily include consideration
of the features of the property itself, such as the existence of walkways
and fences or other obstructions to access or viewing, the location of primary
residential entryways, as well as the nature or purpose for the visitors call.
Common experience teaches that under normal circumstances, uninvited visitors coming to a
residence to speak with an owner or resident are expected to come to
the residences most direct, obvious and prominent entryway, which in most cases is
its front door.
Under most circumstances, uninvited visitors are also expected to leave by the same
route after knocking on the front door and receiving no response. Of
course, the nature of the circumstances surrounding the visit can also affect the
scope of the property open by implication. For example, persons previously invited
to access a residence by alternate entryways, or those coming on truly pressing
or emergency matters could reasonably be expected to seek out residents through areas
other than the front door.
782 N.E.2d at 438. The Oregon Court of Appeals also made the
following observation, after stating that police officers conducting an investigation generally have no
more right to enter upon a citizens property than any other stranger:
Going to the front door and knocking [is] not a trespass. . .
. Doing so is common in this society that, unless there are
posted warnings, a fence, a moat filled with crocodiles, or other evidence of
a desire to exclude casual visitors, the person living in the house has
impliedly consented to the intrusion. Going to the back of the house
is a different matter. Such an action is both less common and
less acceptable in our society. . . . We do not place
things of a private nature on our front porches that we may very
well entrust to the seclusion of a backyard, patio or deck.
State v. Somfleth, 168 Or. App. 414, 422, 8 P.3d 221, 225 (2000)
(quoting State v. Ohling, 70 Or. App. 249, 252-53, 688 P.2d 1384, 1386
(1984), rev. denied) (internal quotations omitted); cf. also California v. Ciraolo, 476 U.S.
207, 213, 106 S. Ct. 1809, 1812 (1986) (stating [t]he Fourth Amendment protection
of the home has never been extended to require law enforcement officers to
shield their eyes when passing by a home on public thoroughfares) (emphasis added).
It is reasonable to conclude that persons living in a house with
a publicly accessible front door and a back door not connected to the
front of the house by any recognizable pathway would be highly surprised and
quite possibly angered if a delivery person or solicitor approached their back door
looking for them after they declined to answer the front door. Depending
on the circumstances, a person might even reasonably feel alarmed or frightened if
an uninvited stranger came knocking on their back door after the person refused
to answer the front door.
However, going to the back door of a house is not automatically improper.
As this court held in Divello, [w]hen there are open and obvious
clues that a door other than the front door is to be used
as a direct and primary entryway, then that door may also be approached
by uninvited visitors. 782 N.E.2d at 438. In that case, because
a sidewalk led from the defendants driveway to a porch adjoining the back
door, and the defendant also acknowledged that it was normal for visitors to
come to either the front or back door, this court concluded that officers
had properly approached the back door rather than the front door. Id.
Here, after Officers Tindall and Lawrence knocked on the front door of 407
North Hamilton and identified themselves as police officers, in response to an anonymous
tip regarding drug manufacturing at the residence, they heard the occupants running inside
the house. Thus, in this case the occupants of the house did
more than merely refuse to answer the door. Their conduct in running
to the back of the house, combined with the anonymous tip, did not
mean that the officers legitimate police business was finished and that they had
to leave the premises immediately after the occupants failed to answer the door.
Instead, they were entitled to pursue their investigation using constitutional methods.
In so doing, Officer Tindall followed a sidewalk that led directly to the
rear patio of the residence. There was no gate or obstruction blocking
access to the backyard. Officer Tindall then stepped slightly off of the
patio in order to look through the uncovered kitchen window. This de
minimis straying off the beaten path does not render Officer Tindalls conduct unconstitutional
or unreasonable. Instead, he remained primarily on a recognizable means of access
to the rear of the property that was reasonable under the circumstances.
This case is unlike that part of Divello in which this court held
it was improper for officers to cross through a private backyard and a
privacy gate in order to access another property. 782 N.E.2d at 438-39.
Additionally, Officer Tindall testified that there was no covering on the kitchen
window that he looked through. Thus, his observation of Hardister disposing of
what appeared to be cocaine down the kitchen sink was constitutional. See
Sayre v. State, 471 N.E.2d 708, 713 (Ind. Ct. App. 1984) (holding police
officer properly viewed drug paraphernalia through window with open curtain where [t]here was
no substantial or unreasonable departure from the access route to the front door
nor was a particularly intrusive method of viewing used.), trans. denied (1985), cert.
denied, 475 U.S. 1027, 106 S. Ct. 1226 (1986).
Having responded to an anonymous tip of alleged drug manufacturing at the residence,
having heard the occupants run through the house after seeing Officers Lawrence and
Tindall, and then having permissibly observed Hardister dumping what appeared to be cocaine
down a sink, police officers possessed probable cause that the residence did in
fact contain contraband. Furthermore, exigent circumstances clearly existed with respect to the
imminent destruction of evidence, thus justifying an immediate warrantless entry into the house
to prevent that destruction without having to wait for a search warrant.
Kendall cites State v. Williams, 615 N.E.2d 487 (Ind. Ct. App. 1993), for
the proposition that the police officers created the exigent circumstances here. We
find Williams to be readily distinguishable. There, a police officer already had
probable cause to believe there were drugs in a residence before he knocked
on the door and it thus was clearly foreseeable that the occupant would
attempt to destroy contraband when the officer knocked and identified himself. Id.
at 488-89. We held the officers subsequent entry into the residence after
observing the occupant run through the house was unconstitutional and noted that there
was no explanation as to why a search warrant had not been obtained
before approaching the residence. Id. Here, by contrast, the police officers
did not have probable cause that 407 North Hamilton contained drugs, only an
anonymous tip to that effect. They could not have obtained a search
warrant before knocking on the door and the occupants response to the officers
appearance was not clearly foreseeable, unlike in Williams, but only served to partially
corroborate a tip regarding illegal activity at the residence. In sum, the
trial court did not abuse its discretion in admitting the evidence recovered during
the search of 407 North Hamilton.
See footnote
IV. Purported Nunc Pro Tunc Entry
Kendall next argues that the trial court improperly modified its pretrial ruling on
the motion to suppress when, during trial, it changed the wording of the
order to reflect that Kendall, not Pace, was the individual who jumped out
of the second-story window, threw the bags of cocaine, and leaped onto the
roof of the adjoining half of the duplex. The trial court made
the alteration after it stated that the original order did not accurately reflect
the courts own notes taken at the suppression hearing. Kendall asserts that
res judicata precluded the State from arguing at trial that Kendall was that
individual because the trial courts original order identified that person as Pace and
the trial court could not change the original order.
Both parties focus their attention on whether the trial courts alteration of the
wording in the motion to suppress order was an improper nunc pro tunc
entry or a permissible correction of a clerical error under Indiana Trial Rule
60(A). We deem it unnecessary to resolve this dispute. This is
because it is axiomatic that a trial court has the inherent power to
reconsider, vacate, or modify any previous order so long as the case has
not proceeded to final judgment. Stephens v. Irvin, 730 N.E.2d 1271, 1277
(Ind. Ct. App. 2000), trans. denied. It is also well-settled that a
pretrial ruling on a motion to suppress is not a final judgment for
res judicata purposes and that such a ruling may be modified by the
court that issued the ruling or another court being asked to reconsider the
ruling. See Joyner v. State, 678 N.E.2d 386, 393 (Ind. 1997); see
also Gasaway v. State, 249 Ind. 241, 243, 231 N.E.2d 513, 514 (1967)
(holding that pretrial ruling on motion to suppress was in no sense a
final judgment for res judicata purposes). Here, the trial court did not
even change the result of its previous ruling, but only the wording of
the order and some of the facts noted therein that were irrelevant to
the suppression determination. The trial court was entirely free to amend its
order at any time before final judgment was entered. There is no
error on this issue.
V. Sentence
Kendalls final contention is that his forty-year sentence is inappropriate under Indiana Appellate
Rule 7(B). Under Article 7, Section 6 of the Indiana Constitution, we
have the constitutional authority to review and revise sentences. Foster v. State,
795 N.E.2d 1078, 1092 (Ind. Ct. App. 2003), trans. denied. However, we
exercise with great restraint our responsibility to review and revise sentences, recognizing the
special expertise of the trial bench in making sentencing decisions. Id.
A sentence that is authorized by statute will not be revised unless it
is inappropriate in light of the nature of the offense and the character
of the offender. Id. (citing Ind. Appellate Rule 7(B)).
Kendall claims that this court should remand for re-sentencing for the minimum sentence
because he was only nineteen when he committed the crimes and has a
relatively minor criminal history. In support of his argument that his sentence
is inappropriate, Kendall relies on Evans v. State, 725 N.E.2d 850 (Ind. 2000),
and Love v. State, 741 N.E.2d 789 (Ind. Ct. App. 2001). Those
cases are distinguishable in part because they involve nineteen-year-old defendants who were sentenced
to the maximum term of fifty years for class A felony drug convictions.
Here, the trial court imposed an enhanced, but not maximum, sentence of
forty years.
Further, as the trial court noted at sentencing, the nature of Kendalls offense
weighs in favor of an enhanced sentence. The officers discovered over 300
grams of cocaine in and around the home, and it was clear that
the home was being used as a crack house. In addition, Kendalls
criminal history shows that, despite repeated contacts with the criminal justice system, he
has continued along a path of criminal behavior. He has three true
findings as a juvenile. Therefore, we conclude that Kendalls forty-year sentence is
appropriate in light of the nature of his offenses and his character.
See footnote
VI. Double Jeopardy Cross-Appeal
The State cross-appeals and asserts that the trial court erred when it sua
sponte vacated Kendalls conviction for possession of cocaine and a firearm on double
jeopardy grounds. The State argues that Kendalls convictions for class A felony
dealing in cocaine and class C felony possession of cocaine and a firearm
violate neither the statutory elements test nor the actual evidence test under the
Double Jeopardy Clause of the Indiana Constitution. We conclude, however, that it
is unnecessary to determine whether these dual convictions run afoul of the Indiana
Constitution. This is because we must follow a series of rules of
statutory construction and common law that are separate and in addition to the
protections afforded by the Indiana Double Jeopardy Clause. Spivey v. State, 761
N.E.2d 831, 834 (Ind. 2002). One of these rules prohibits [c]onviction and
punishment for a crime which is a lesser-included offense of another crime for
which the defendant has been convicted and punished. Guyton v. State, 771
N.E.2d 1141, 1143 (Ind. 2002) (quoting Richardson v. State, 717 N.E.2d 32, 56
(Ind. 1999) (Sullivan, J., concurring)). In our view, the conviction for class
C felony possession of cocaine necessarily is an included offense of class A
felony dealing in cocaine based on Kendalls possession of cocaine with intent to
deal. There are numerous cases from our court and our supreme court
that support that proposition.
Indiana Code Section 35-38-1-6 provides that if a defendant is charged with an
offense and an included offense in separate counts and is found guilty of
both counts, judgment and sentence may not be entered against the defendant for
the included offense. Indiana Code Section 35-41-1-16 states:
Included offense means an offense that:
(1) is established by proof of the same material elements or less than all
the material elements required to establish the commission of the offense charged;
(2) consists of an attempt to commit the offense charged or an offense
otherwise included therein; or
(3) differs from the offense charged only in the respect that a less
serious harm or risk of harm to the same person, property, or public
interest, or a lesser kind of culpability, is required to establish its commission.
If the evidence indicates that one crime is independent of another crime, it
is not an included offense. Iddings v. State, 772 N.E.2d 1006, 1017
(Ind. Ct. App. 2002), trans. denied.
It has been held repeatedly that possession of cocaine is a lesser-included offense
of possession of cocaine with intent to deliver. See, e.g., Molino v.
State, 546 N.E.2d 1216, 1219 (Ind. 1989); Davenport v. State, 734 N.E.2d 622,
624 (Ind. Ct. App. 2000), trans. denied. Most recently, we held that
it violated double jeopardy to convict a defendant of both possession of cocaine
with intent to deliver as a class A felony and possession of cocaine
within 1000 feet of a school as a class A felony, where possession
of the same cocaine at the same time supported both charges. Jones
v. State, 807 N.E.2d 58, 67 (Ind. Ct. App. 2004), trans. denied.
The State, in fact, conceded in that case that the dual convictions violated
double jeopardy.
See footnote
In this case, the State specifically charged Kendall with dealing in cocaine by
possessing the drug with intent to deliver it.
See Ind. Code §
35-48-4-1(a)(1)(C). The State also alleged that Kendall knowingly possessed cocaine and was
also in possession of a firearm, namely, a handgun and a shotgun.
See I.C. § 35-48-4-6(b)(1)(B). The amount of cocaine, plus the other evidence
adduced, convincingly leads to the conclusion that there was dealing afoot here.
However, the same possession of cocaine used to support the A felony dealing
charge was also used to support the C felony possession of a cocaine
and firearm charge. The State posits that there is no double jeopardy
problem in this case because Kendalls possession of a firearm was only necessary
to support the C felony conviction, but was not needed to support the
A felony conviction. Although that is technically accurate, we cannot agree that
it is proper to allow the C felony conviction to stand.
Pursuant to binding supreme court authority as announced in Molino, it is indisputable
that Kendall could not have been convicted of the base offense of class
D felony possession of cocaine in addition to a class A felony conviction
for possession of cocaine with intent to deliver. It would be illogical
to hold that such a conviction could not have stood, but the enhanced
class C felony offense based on Kendalls possession of a firearm is permissible.
We also observe that in Jones, the fact that the defendant possessed
cocaine within 1000 feet of a school was necessary to convict him of
class A felony cocaine possession, but was not necessary to convict him of
class A felony dealing in cocaine because more than three grams of the
drug were involved. Compare I.C. § 35-48-4-1(b)(1) with I.C. § 35-48-4-6(b)(3).
However, we still directed that the cocaine possession conviction be vacated.
We conclude that the correct way to approach this case is that the
enhancement of a cocaine possession charge because of simultaneous possession of a gun
or proximity to a school or park is irrelevant to the lesser-included offense
analysis there is only one base offense of possession of cocaine with
multiple possible penalty enhancements, not multiple possible offenses of possession of cocaine within
1000 feet of a school, simultaneous possession of cocaine and a gun, and
so forth. First, we observe that although a defendant must knowingly or
intentionally possess cocaine in order to be convicted of possession of cocaine under
Indiana Code Section 35-48-4-6(a), there is no mens rea assigned to enhancing factors
under subsection (b) such as possession of a firearm, the quantity of the
drug, or proximity to a school or park. See Walker v. State,
668 N.E.2d 243, 244-45 (Ind. 1996) (holding that dealing in cocaine statute requires
no mens rea or scienter with respect to whether cocaine was possessed within
1000 feet of a school).
Second, in Thomas v. State, 684 N.E.2d 222, 223 (Ind. Ct. App. 1997),
this court characterized carrying a handgun without a license, enhanced to a class
C felony because the defendant had a prior felony conviction, as a separate
and distinct crime from unenhanced A misdemeanor carrying a handgun without a license.
Our supreme court rejected this conclusion in Ross v. State, 729 N.E.2d
113, 117 n.17 (Ind. 2000). Also relevant is Belser v. State, 727
N.E.2d 457 (Ind. Ct. App. 2000), trans. denied. There, we held that
double jeopardy principles precluded the defendants convictions for two counts of arson based
on the intentional setting of one fire, where one count alleged arson resulting
in damage to a dwelling and the other count alleged arson under circumstances
that endangered human life. Id. at 462. We noted that the
charges we examine today are merely enhanced charges of the base offense of
arson and that allowing multiple convictions based on different enhancing factors was a
hybrid violation of the double jeopardy violations Justice Sullivan discusses in his concurring
opinion in Richardson. Id. Belser and Ross and the language of
the cocaine possession statute itself instruct us that, like the carrying a handgun
without a license and arson statutes, we should regard possession of cocaine under
Indiana Code Section 35-48-4-6 (that is, possession without intent to deliver) as one
crime under all circumstances that is not made a different, separate, or distinct
crime by whatever enhancing circumstances might exist. As such, possession of cocaine
under Section 35-48-4-6 is a lesser-included offense of possession of cocaine with intent
to deliver under Section 35-48-4-1(a)(2).
We also note the holding in Davis v. State, 770 N.E.2d 319 (Ind.
2002). There, our supreme court held that where a single act [i.e.
one that results in serious bodily injury] forms the basis of both a
class A felony burglary conviction and also the act element of an attempted
murder conviction, the two cannot stand. Id. at 324. This was
so as a matter of statutory construction and common law, even though the
convictions for both attempted murder and class A felony burglary did not violate
the Richardson/Spivey actual evidence test because the burglary conviction required proof of elements
not required for the attempted murder conviction. Id. As a remedy,
our supreme court directed that the burglary conviction be reduced to a class
B felony, because that level of burglary does not require proof of bodily
injury.
In the case before us, a single act possession of cocaine
forms the basis of both the class A felony dealing conviction and class
C felony simple possession conviction. Here, unlike in Davis, we cannot remedy
the problem of using this single act twice by reducing the seriousness of
the class C felony possession conviction; if we disregard the single act of
cocaine possession, there simply is no lesser crime of which Kendall could be
convicted in addition to class A felony possession of cocaine with intent to
deliver. In sum, we cannot say that Kendalls possession of cocaine and
a firearm is independent of his possession of the very same cocaine with
intent to deliver and, therefore, it is a lesser included offense. We
conclude the trial court properly vacated Kendalls class C felony possession of cocaine
conviction.
See footnote
Conclusion
The trial court did not abuse its discretion in denying Kendalls motion for
severance and his challenge to the States use of peremptory strikes, and in
admitting evidence recovered during the search of 407 North Hamilton. The trial
court also did not err in modifying the findings of its pretrial motion
to suppress ruling during trial. We find Kendalls sentence to be appropriate.
Finally, we reject the States argument that the trial court erred in
refusing to enter a judgment of conviction for possession of cocaine and a
firearm in addition to a judgment of conviction for dealing in cocaine by
possession of cocaine with intent to deliver. We affirm.
Affirmed.
SULLIVAN, J., concurs.
NAJAM, J., concurs in part and dissents in part, with opinion.
IN THE
COURT OF APPEALS OF INDIANA
JOSHUA KENDALL, )
)
Appellant, )
)
vs. ) No. 49A02-0312-CR-1032
)
STATE OF INDIANA, )
)
Appellee. )
NAJAM, Judge, concurring in part and dissenting in part.
I fully concur with the majority on Issues I, II, IV, and V,
but respectfully dissent from the majoritys determinations on Issue III and the States
cross-appeal. Consistent with the panel in Hardister v. State, 821 N.E.2d 912
(Ind. Ct. App. 2005), I would hold that the officers in this case
violated the Fourth Amendment when, after the occupants exercised their right not to
answer the front door, the officers ran to the back door of the
residence in pursuit of those inside. Further, the trial court erred when
it sua sponte vacated Kendalls possession of cocaine and a firearm conviction because
possession of cocaine and a firearm is not a lesser-included offense of possession
with intent to deliver.
Motion to Suppress
The unlawful manufacture, possession, dealing, and use of controlled substances is a scourge
upon our society, devastating the lives of individuals and families alike, and placing
an enormous burden on law enforcement and the criminal justice system.
Recently, the impact of methamphetamine has been especially pernicious. But the epidemic
of unlawful drugs also sometimes threatens the Fourth Amendment. This is such
a case.
As the United States Supreme Court has recognized, the Fourth Amendment embodies the
centuries-old principal of respect for the privacy of the home. See Wilson
v. Layne, 526 U.S. 603, 609-10 (1999). Thus, the warrantless search of
a persons house carries with it the greatest risk for violation of a
persons constitutional right to privacy. In this context, we must be especially
vigilant that judicial hairsplitting does not chip away at the constitution. As
we said in Harless v. State, 577 N.E.2d 245, 248 (Ind. Ct. App.
1991), Courts should take a very hard line against the search of a
persons home without a warrant or consent; and, therefore, [courts should] demand a
genuine showing of an emergency before they will excuse the polices failure to
obtain a warrant. (Citing United States v. Salgado, 807 F.2d 603, 609
(7th Cir. 1986) cert. denied, 487 U.S. 1233 (1988)).
In this case, as the officers stood on the front porch of 407
North Hamilton, the occupants signaled that they did not want to answer the
door. The occupants had no legal duty to answer the door.
At that point, there was no contraband in plain view, and there were
no exigent circumstances. The officers did not have probable cause to obtain
a warrant. Rather, all they had was an uncorroborated anonymous tip.
An uncorroborated anonymous tip has no constitutional significance and is not a license
to search the premises. An anonymous tip, by itself, cannot provide the
basis for probable cause. See Illinois v. Gates, 462 U.S. 213, 268
(1983). In Hardister, we concluded that neither the occupants refusal to answer
the door, nor the occupants movements inside home, provided probable cause to search
this residence. 812 N.E.2d at 920. Based on no more than
an uncorroborated anonymous tip, the officers in this case undertook a warrantless search
that was unreasonable as a matter of law.
In the end, the officers hit the jackpot, which would be laudable, except
that a post hoc justification cannot overcome a Fourth Amendment violation. See,
e.g., Jaggers v. State, 687 N.E.2d 180, 185-86 (Ind. 1997) (rejecting argument that
good faith exception applied to unlawfully issued warrant based solely on uncorroborated hearsay
and stating reasonable police officer should know that corroboration of anonymous tip is
necessary to obtain a warrant). Kendall had a reasonable expectation of privacy
in the curtilage surrounding his home. The officers search of the premises,
which occurred following a lawful refusal to answer the door, and was based
on no more than an uncorroborated anonymous tip, was per se unreasonable under
the Fourth Amendment.
As this court explained in Hayes v. State, 794 N.E.2d 492, 495 (Ind.
Ct. App. 2003), trans. denied:
The Fourth Amendment provides:
The right of the people to be secure in their persons, houses, papers,
and effects, against unreasonable searches and seizures, shall not be violated, and no
Warrants shall issue, but upon probable cause, supported by Oath or affirmation, and
particularly describing the place to be searched, and the persons or things to
be seized.
It is axiomatic that the physical entry of the home is the chief
evil against which the wording of the Fourth Amendment is directed. State
v. Straub, 749 N.E.2d 593, 597 (Ind. Ct. App. 2001) (quoting United States
v. United States District Court, 407 U.S. 297, 313 (1972)). A principal
protection against unnecessary intrusions into private dwellings is the warrant requirement imposed by
the Fourth Amendment on agents of the government who seek to enter a
residence for purposes of search or arrest. Id. Thus, searches and
seizures inside a home without a warrant are presumptively unreasonable. Id.
But there are a few . . . and carefully delineated exceptions to
the warrant requirement. Id. (quoting United States District Court, 407 U.S. at
318).
(Footnote omitted).
One exception to the warrant requirement is when there are exigent circumstances.
See Smock v. State, 766 N.E.2d 401, 404 (Ind. Ct. App. 2002).
Exigent circumstances which justify a warrantless search have been delineated as the risk
of bodily harm or death, aiding a person in need of assistance, protecting
private property, or actual or imminent destruction or removal of evidence before a
search warrant may be obtained. Sloane v. State, 686 N.E.2d 1287, 1293
(Ind. Ct. App. 1997), trans. denied. Specifically, as our supreme court explained
in Esquerdo v. State, 640 N.E.2d 1023, 1027 (Ind. 1994):
Exigent circumstances justifying a warrantless search exist where the police have an objective
and reasonable fear that the evidence is about to be destroyed; the arresting
officers must have a reasonable belief that there are people within the premises
who are destroying or are about to destroy the evidence. In such
cases, the evidences nature must be evanescent and the officers must fear its
imminent destruction. The fact that narcotics are involved does not, standing alone,
amount to exigent circumstances justifying a warrantless search or arrest.
(Citation omitted, emphasis added).
The State asserts, and the majority agrees, that the officers entry into the
home is justified under the exigent circumstances exception to the warrant requirement.
But while exigent circumstances justify dispensing with a search warrant, they do not
eliminate the need for probable cause. Cudworth v. State, 818 N.E.2d 133,
140 (Ind. Ct. App. 2004), trans. denied. In validating a warrantless search
based on the existence of an emergency, as with any other situation falling
within the exigent circumstances exception, the Government must demonstrate both exigency and probable
cause. Id. (citing United States v. Holloway, 290 F.3d 1331, 1337 (11th
Cir. 2002), cert. denied, 537 U.S. 1161 (2003)). Here, just as in
Cudworth, the State failed to demonstrate either exigent circumstances or probable cause required
to support a lawful warrantless search. See id. at 141. The
threshold and dispositive issue is whether Officers Tindall and Lawrence violated the Fourth
Amendment when, after two occupants acknowledged the officers but refused to open the
front door, the officers proceeded to run along the sidewalk toward the back
of the house hoping that they would catch the occupants exiting the house
through the back door.
It is well established that [i]t is not unreasonable for police officers, in
the pursuit of criminal investigations, to seek interviews with suspects or witnesses at
their homes[.] 1 Wayne R. LaFave, Search and Seizure § 2.3(b) at
476 (3d ed. 1996) (citing State v. Crider, 341 A.2d 1 (Me.
1975)). But it is also well established that persons have the right
under the Fourth Amendment to refuse to consent to a warrantless entry of
their home. See Camara v. Mun. Court of City & County of
San Francisco, 387 U.S. 523, 540 (1967) (concluding appellant had constitutional right to
insist that municipal inspectors obtain warrant before entering his home); see also Robinson
v. State, 814 N.E.2d 704, 707 (Ind. Ct. App. 2004) (acknowledging right to
reasonably resist unlawful entry of police officer into persons home). Implicit in
the right to refuse entry is the right to refuse to answer the
door. See, e.g., Cox v. State, 696 N.E.2d 853, 858 (Ind. 1998)
(There is no question that police are required by the federal constitution to
obtain a warrant to arrest a suspect who hunkers down inside his home
and refuses to leave or answer the door.). In addition, a persons
assertion of that right cannot be a crime. See Camara, 387 U.S.
at 540 (concluding appellant could not be convicted for refusing to consent to
warrantless inspection of home).
Kendall characterizes the initial police contact in this case as a knock and
talk. Brief of Appellant at 13. We explained knock and talk
investigations in Hayes as follows:
A knock and talk investigation involves officers knocking on the door of a
house, identifying themselves as officers, asking to talk to the occupant about a
criminal complaint, and eventually requesting permission to search the house. If successful, it
allows police officers who lack probable cause to gain access to a house
and conduct a search. Both federal and state appellate courts which have
considered the question, including the United States Court of Appeals for the Seventh
Circuit, have concluded that the knock and talk procedure does not per se
violate the Fourth Amendment.
Though the knock and talk procedure is not automatically violative of the Fourth
Amendment, it can become so. The constitutional analysis begins with the knock
on the door. The prevailing rule is that, absent a clear expression
by the owner to the contrary, police officers, in the course of their
official business, are permitted to approach ones dwelling and seek permission to question
an occupant.
794 N.E.2d at 496 (citations omitted).
Officers Tindall and Lawrence went to 407 North Hamilton to investigate an anonymous
tip that someone was inside the house cooking drugs. Transcript at 272.
Without attempting to corroborate that tip, however, the officers went directly to
that address and knocked on the door. They did so without probable
cause, or even reasonable suspicion. See Jaggers, 687 N.E.2d 184 (concluding anonymous tip
insufficient to support issuance of warrant); see also Washington v. State, 740 N.E.2d
1241, 1246 (Ind. Ct. App. 2000) (concluding anonymous tip insufficient to justify investigatory
detention), trans. denied.
See footnote
The officers reason for going to the home and
knocking on the door was legitimate, namely, to investigate an anonymous tip, but
at the time they knocked on the door the officers had no constitutionally
significant grounds for believing that anything illegal was going on inside the home.
After the officers knocked on the door, two occupants, at two different times,
came to the front window next to the door and pulled back the
curtain to see who was there. Officer Tindall testified that he shined
his flashlight on his badge and said, Police Department. Transcript at 278.
After making eye contact with the officers at the front door, the
occupants refused to answer and, instead, headed toward the back of the house.
To the extent that the majority questions whether the occupants actions constituted a
refusal, the evidence clearly shows that the occupants communicated to the officers that
they would not open the door. Again, a person is under no
obligation to answer or open his door when police have no warrant or
probable cause. Here, the occupants exercised their Fourth Amendment right not to
answer or open the front door. Thus, the question is whether, given
the occupants refusal, it was reasonable for the officers to run to the
back of the home to see whether the occupants were leaving through the
back door. It was not.
As this court explained in Divello v. State, 782 N.E.2d 433, 437-38 (Ind.
Ct. App. 2003), trans. denied:
When police enter onto private property in order to conduct an investigation or
for another legitimate purpose and restrict their entry to places that other visitors
would be expected to go, such as walkways, driveways, or porches, any observation
made from these areas is permissible under the United States Constitution and the
Fourth Amendment thereto. Accordingly, an individual does not have a reasonable expectation
of privacy with regard to things or activities within a residence that may
be observed by persons using their natural senses from places impliedly open to
a visitors entry. In general, this means that if police utilize normal
means of access to and egress from the house for some legitimate purpose,
such as to make inquiries of the occupant . . ., it is
not a Fourth Amendment search for the police to see or hear or
smell from that vantage point what is happening inside the dwelling. The
implied invitation, however, extends only to those with legitimate business, and applies only
to routes reasonable under the circumstances.
* * *
Under most circumstances, uninvited visitors are . . . expected to leave by
the same route after knocking on the front door and receiving no response.
Of course, the nature of the circumstances surrounding the visit can also
affect the scope of the property open by implication. For example, persons
previously invited to access a residence by alternate entryways, or those coming on
truly pressing or emergency matters could reasonably be expected to seek out residents
through areas other than the front door.
(Citations omitted, emphases added).
The officers in Divello knocked on the door of two residences owned by
the defendant to investigate an anonymous tip of drug activity. We determined
in part that after the officers received no answer at the second residence,
they should have left, as the purpose for their visit to that property
terminated due to the lack of any response from any occupant. Otherwise,
the well-established right of citizens to refuse to answer their door would be
illusory. Id. at 439 (citation omitted).
The facts in this case are even more compelling than those in Divello.
The officers here walked along the sidewalk en route to the north
and back sides of the house because they thought the occupants were going
to run out the back door. Transcript at 28. But at
that point, the occupants had already exercised their Fourth Amendment right not to
answer the front door. Not only were the officers uninvited, but the
occupants communicated to the officers that they were not welcome on the property.
The State presented no evidence to show that uninvited visitors commonly used
the back door to 407 North Hamilton to seek out residents. And
while the officers had information that may have suggested illegal activity, that information
did not rise to the level necessary to justify anything more than a
visit along the most obvious and direct route to the residence. See
Trimble v. State, 816 N.E.2d 83, 90 (Ind. Ct. App. 2004). Simply
put, once the police had encountered the occupants and were turned away, they
should have left the premises by the same route upon which they had
arrived.
As this court warned in Hayes, 794 N.E.2d at 497, while a knock
and talk procedure is not per se unlawful, it pushes the envelope and
can easily be misused. We further stated in Hayes, [k]nock and talk
might more aptly be named knock and enter, because it is usually the
officers goal not to merely talk but to conduct a warrantless search of
the premises. Id. Again, while the knock and talk procedure is
not necessarily unlawful, it is a dangerous short-cut around the bedrock requirement that
police have probable cause to enter a home.
The officers in this case, however, were able to complete only one half
of the knock and talk procedure, namely, they knocked, but the occupants refused
to talk. And the officers had not observed anything that corroborated the
anonymous tip between the time they knocked on the door and when the
occupants twice looked at them through the front window. Rather, the officers
merely heard the two occupants, and saw their silhouettes, move toward the back
of the house. And because this was an encounter between police and
the occupants at a private home, the fact that the occupants were moving
about inside the house did not justify the officers continued pursuit. Cf.
Wardlow, 528 U.S. at 124-25 (holding officer had reasonable suspicion to perform investigatory
stop of person in high crime area who ran away upon seeing law
enforcement approach).
Further, the officers concern that the occupants were going to run out the
back door did not amount to probable cause or exigent circumstances that would
justify pursuit of the occupants while still inside their home. Transcript at
28. Indeed, the States argument in this regard is understandably weak.
The States entire argument regarding the reasonableness of the officers actions is as
follows:
Officer Tindall ran to the rear of the house, hoping to intercept anybody
fleeing out the back, which was a reasonable response under the circumstances.
See [Sayre v. State, 471 N.E.2d 708, 713 (Ind. Ct. App. 1984)] (noting
that in so-called open-view cases where contraband is observed by an officer, in
determining whether the officer has entered constitutionally protected space, the question is not
whether a trespass has occurred but whether the police officers actions were reasonable
under the circumstances).
Brief of Appellee at 11-12. But the occupants were free to leave
their home by the back door. And even if they had exited,
the officers could not have detained them because an anonymous tip is insufficient
to justify an investigative detention. See Washington, 740 N.E.2d at 1246.
Finally, this is not a case in which the officers knocked on the
door, received no response, and then decided to try the back door hoping
to make contact with someone inside the house. My research has revealed
cases involving such factual scenarios. See, e.g., United States v. Anderson, 552
F.2d 1296, 1300 (8th Cir. 1977) (concluding federal agents actions of walking to
back yard were reasonable where their knock at front door went unanswered and
agents saw a light on inside house and heard dog barking); United States
v. Bradshaw, 490 F.2d 1097, 1100 (4th Cir. 1974) (concluding officer acted reasonably
when he walked around to back door after receiving no response at front
door when officer had reason to believe suspect was home), cert. denied, 419
U.S. 895 (1974); State v. Seagull, 632 P.2d 44, 48-49 (Wash. 1981) (concluding
officer acted reasonably when he first knocked at one door, and then after
remembering from previous visit that former occupants could not hear knock at that
door, walked to another door). Here, after Officer Tindall knocked on the
front door, two occupants came to the front window but did not open
the door. As a result, the officers knew people were inside.
Unlike in the cases cited above, there was no need for the officers
in this case to go to the back door to ascertain whether someone
was at home.
In sum, I agree with the Hardister panel that after the occupants refused
to answer the door, the officers were no longer on the property for
legitimate business. See Hardister, 821 N.E.2d at 920; Divello, 782 N.E.2d at
439. Also at that point, any implied invitation the officers may have
had to use the sidewalks or other common areas was extinguished. See
Divello, 782 N.E.2d at 437. Therefore, after the occupants exercised their right
to refuse to answer the door in response to Officer Tindalls knocks, the
officers had no further legitimate business on the premises and were required to
leave by the same route by which they entered onto the property.
See Hardister, 821 N.E.2d at 920; Divello, 782 N.E.2d at 438.
As noted above, our supreme court has stated that [t]he fact that narcotics
are involved does not, standing alone, amount to exigent circumstances justifying a warrantless
search or arrest. Esquerdo, 640 N.E.2d at 1027. The critical and
controlling fact here is that the officers had no more than an uncorroborated
anonymous tip that drug activity was occurring inside the home. And the
fact that the officers heard and observed the occupants who had looked through
the front window move toward the back of the house after they refused
to open the door did not, in itself, justify the officers continued presence
on the property. When the officers ran along the sidewalk to pursue
the persons who had lawfully refused to answer the door, the officers entered
constitutionally protected space without probable cause or reasonable suspicion, and in so doing
violated the Fourth Amendment. This conclusion is consistent with the most basic
purpose of the Fourth Amendment, namely, to secure the right of persons to
be left alone in the privacy of their own homes. See California
v. Ciraolo, 476 U.S. 207, 226 (1986) (Powell, J., dissenting).
See footnote
Further, the Fourth Amendment violation in this case, and the admission of the
evidence seized subsequent to that violation, is not harmless. Admissions of evidence
in violation of the Fourth Amendment are subject to harmless error analysis.
Smock, 766 N.E.2d at 407. Harmless error occurs when the conviction is
supported by substantial independent evidence of guilt which satisfies the reviewing court that
there is no likelihood that the erroneously admitted evidence contributed to the conviction.
Id. Violations of the Fourth Amendment must be harmless beyond a
reasonable doubt. Id. We must find that there is no substantial
likelihood the error contributed to the verdict, or, in other words, that the
error was unimportant in relation to everything else before the jury on the
issue in question. Id.
Here, Kendall asserts that not only must the officers testimony regarding what they
saw through the side and back windows of the home be suppressed, but
all evidence later recovered from the home must also be suppressed, even though
the police eventually obtained a search warrant. I agree. As this
court explained in Sanchez v. State, 803 N.E.2d 215, 221 (Ind. Ct. App.
2004), trans. denied:
[E]vidence obtained pursuant to an unlawful search or seizure has to be excluded
under the fruit of the poisonous tree doctrine. When applied, the fruit
of the poisonous tree doctrine operates to bar not only evidence directly obtained,
but also evidence derivatively gained as a result of information learned or leads
obtained during the unlawful search or seizure. Nonetheless, the United States Supreme
Court has refused to adopt a but for rule, making inadmissible any and
all evidence which comes to light through a chain of events beginning with
an illegal stop or arrest. Rather, the Court stated, the more apt
question in such a case is whether, granting establishment of the primary illegality,
the evidence to which instant objection is made has been come at by
exploitation of that illegality or instead by means sufficiently distinguishable to be purged
of the primary taint. Evidence may be purged of the primary taint
if the causal connection between the illegal police conduct and the procurement of
the evidence is so attenuated as to dissipate the taint of the illegal
action.
(Citations omitted).
In this case, the evidence recovered from the home pursuant to the search
warrant has a causal relationship to the initial illegal police activity. Indeed,
had the officers not run along the sidewalk in pursuit of the occupants
who, according to Officer Tindall, may have planned to exit out the back
door, Officer Tindall would not have seen Hardister pouring cocaine down the drain.
It was that observation that, ultimately, provided both the exigent circumstances and
probable cause to enter the home without a warrant. And the officers
did not obtain a search warrant until after they had entered the home
and secured the occupants.
Still, the State maintains that because Kendall exited the house through the second-story
window and threw what appeared to be two bags of cocaine, he abandoned
that property. Kendall responds that the States abandonment argument must fail because
the initial police action caused the abandonment. Again, I agree with Kendall.
Abandoned property is not subject to Fourth Amendment protection. Swanson v.
State, 730 N.E.2d 205, 210 (Ind. Ct. App. 2000). However, if the
decision to discard property was caused by improper police conduct, the abandonment is
not considered truly voluntary, and the evidence is not admissible. See id.
The testimony during the hearing on Kendalls motion to suppress shows that
back-up officers observed Kendall and his two brothers exiting the second-story window after
Officers Tindall and Lawrence ran to the side and back of the house.
Officer Tindall explained that after he saw Hardister dumping what appeared to
be cocaine down the sink, he ran back toward the front of the
house and heard other officers yelling at persons on the roof. Based
on that evidence, Kendalls decision to exit out the second-story window and throw
the bags of cocaine was caused by the initial, unlawful police action and,
therefore, such evidence was inadmissible.
In sum, all of the evidence the State presented to secure Kendalls convictions,
from Officer Tindalls testimony regarding what he observed through the back window to
the cocaine, guns, and money recovered from the home, should have been excluded
as fruit of the poisonous tree. Without that evidence, the State presented
little if no evidence to support Kendalls convictions, and, therefore, the error in
the admission of evidence obtained in violation of the Fourth Amendment was not
harmless beyond a reasonable doubt. See Smock, 766 N.E.2d at 407.
Accordingly, I would reverse and order the trial court to vacate Kendalls convictions.
Double Jeopardy
I agree with the State that Kendalls convictions for possession of cocaine and
a firearm and possession with intent to deliver violate neither the statutory elements
test nor the actual evidence test under the Indiana Constitution. [T]wo or
more offenses are the same offense in violation of Article I, Section 14
of the Indiana Constitution, if, with respect to either the statutory elements of
the challenged crimes or the actual evidence used to convict, the essential elements
of one challenged offense also establish the essential elements of another challenged offense.
Richardson v. State, 717 N.E.2d 32, 49 (Ind. 1999). Under the
statutory elements test, each offense must contain at least one element that is
separate and distinct from the other offense so that the same evidence is
not necessary to convict for both offenses. Id. at 52. The
actual evidence test, however, prohibits multiple convictions if there is a reasonable possibility
that the evidentiary facts used by the fact-finder to establish the essential elements
of one offense may also have been used to establish the essential elements
of a second challenged offense. Davis v. State, 770 N.E.2d 319, 323
(Ind. 2002) (citing Richardson, 717 N.E.2d at 53). For convictions to violate
the actual evidence test, the defendant must show that the evidentiary facts establishing
the elements of one offense also establish all of the elements of the
second offense. See Spivey v. State, 761 N.E.2d 831, 833 (Ind. 2002).
Thus, even if each charge utilizes the same factual event, no constitutional
violation will be found if the second offense requires additional evidentiary facts establishing
the essential elements. Davis, 770 N.E.2d at 324.
Kendalls convictions for dealing in cocaine and possession of cocaine and a firearm
do not violate the statutory elements test because each crime contains an element
of proof the other does not. The dealing charge required proof of
Kendalls possession of three or more grams of cocaine with the intent to
deliver, see Ind. Code § 35-48-4-1(a)(1)(C) and (b)(1), and the possession of cocaine
and a firearm charge required proof that he possessed a firearm. See
Ind. Code § 35-48-4-6(b)(1)(B).
Regarding the actual evidence test, even if the jury used the same cocaine
to convict Kendall of dealing and possession of cocaine and a firearm, no
constitutional violation occurred. Our supreme court has made clear that the Indiana
Double Jeopardy Clause is not violated when the evidentiary facts establishing the essential
elements of a one offense also establish only one or even several, but
not all, of the essential elements of a second offense. Spivey, 761
N.E.2d at 833. The evidence that Kendall possessed cocaine establishes only one,
but not all, of the essential elements of possession of cocaine and a
firearm.
See footnote
The majority is correct that [e]ven where no constitutional violation has occurred, multiple
convictions may nevertheless violate the rules of statutory construction and common law that
are often described as double jeopardy, but are not governed by the constitutional
test set forth in [
Richardson v. State, 717 N.E.2d 32 (Ind. 1999)].
Vandergriff v. State, 812 N.E.2d 1084, 1088 (Ind. Ct. App. 2004), trans. denied.
These rules fall under broader categories set forth by Justice Sullivan in
his concurring opinion in Richardson and include the following: (1) Conviction and
punishment for a crime which is a lesser-included offense of another crime for
which the defendant has been convicted and punished; (2) Conviction and punishment for
a crime which consists of the very same act as another crime for
which the defendant has been convicted and punished; (3) Conviction and punishment for
a crime which consists of the very same act as an element of
another crime for which the defendant has been convicted and punished; (4) Conviction
and punishment for an enhancement of a crime where the enhancement is imposed
for the very same behavior or harm as another crime for which the
defendant has been convicted and punished; and (5) Conviction and punishment for the
crime of conspiracy where the overt act that constitutes an element of the
conspiracy charge is the very same act as another crime for which the
defendant has been convicted and punished. Id. (citing Richardson, 717 N.E.2d at
55-56 (Sullivan, J., concurring)).
These categories were applied by a majority of our supreme court in Guyton
v. State, 771 N.E.2d 1141, 1143 (Ind. 2002), to determine if a defendants
convictions for murder and carrying a handgun without a license violated double jeopardy
principles. In reciting the five categories, the majority in Guyton noted that
only one, lesser-included offenses, presumably covered . . . constitutional Double Jeopardy, thereby
implying that the remaining categories addressed common law violations. Id. In
addition, in his concurring opinion, Justice Boehm explained in relevant part: The
first Sullivan rule is the statutory elements test, identical to federal double jeopardy
under Blockburger v. United States, 284 U.S. 299 (1932). Id. at 1149-50
(Boehm, J., concurring); see also Richardson, 717 N.E.2d at 50 n. 41 (stating
statutory elements test is similar to Blockburger same elements test). Thus, contrary
to the majoritys suggestion, Justice Sullivans first category, namely, conviction and punishment for
a crime which is a lesser-included offense of another crime, is a constitutional
double jeopardy violation, not a common law violation. Additionally, the analysis applied
to determine whether one crime is a lesser-included offense of another is identical
to the statutory elements test under Article I, Section 13 and similar to
the same elements test under Blockburger. See id.
Indiana Code Section 35-38-1-6 establishes that a trial court may not enter judgment
of conviction and sentence a defendant on both a greater and lesser-included offense.
An offense may either be inherently included or factually included. Carroll
v. State, 740 N.E.2d 1225, 1231 (Ind. Ct. App. 2000), trans. denied.
An offense is inherently included in another offense if the lesser offense may
be established by proof of the same material elements or less than all
the material elements defining the greater offense charged. Id. at 1232 (citation
omitted). An offense is factually included in another offense when the charging
information alleges the means used to commit the crime charged include all of
the elements of the alleged lesser included offense. Id. (citation omitted).
As the majority acknowledges, it is well settled that the possession of cocaine
is a lesser-included offense of possession of cocaine with intent to deliver when
the same cocaine is used to prove both crimes. See Reynolds/Herr v.
State, 582 N.E.2d 833, 839 (Ind. Ct. App. 1991) (stating where evidence shows
only one possession of cocaine by defendant, which is material element of dealing,
defendant cannot be convicted of both possession and dealing). But, again, not
all of the elements of possession of cocaine and a firearm are included
within the crime of possession with intent to deliver, and contrary to the
majoritys suggestion, possession of cocaine and a firearm, unlike possession of cocaine, is
neither a factually nor inherently included offense of possession with intent to deliver.
The majoritys analysis suggests that the possession of a firearm element under Indiana
Code Section 35-48-4-6(b)(1)(B) is not an essential element of the crime of possession
of cocaine and a firearm. I disagree. Although the crimes listed
under Indiana Code Section 35-48-4-6(b) may be variations on what the majority refers
to as the base offense of possession of cocaine, slip op. at 22,
each is a separate crime with distinct elements of proof. In other
words, even though the factors listed under Indiana Code Section 35-48-4-6(b) enhance Class
D felony possession of cocaine to a Class C, B, or A felony,
those factors, i.e., possession of three or more grams of cocaine, possession of
a firearm, or possession within one thousand feet of a school or park,
are all statutory elements that the State must prove to obtain a conviction.
See footnote
Thus, the existence of the firearm element matters for purposes of any
double jeopardy analysis.
See, e.g., Whitt v. State, 659 N.E.2d 512, 514
(Ind. 1995) (concluding convictions for possession of cocaine within one thousand feet of
school property and failing to pay controlled substance excise tax (CSET) did not
violate federal double jeopardy because to convict defendant of first offense, State had
to prove possession within one thousand feet of school property and to convict
of second offense, State had to prove possession without having paid the CSET);
See footnote
see also Davis, 770 N.E.2d at 324 (explaining even if each charge utilizes
same factual event, no constitutional violation occurs if second offense requires additional facts
establishing essential elements).
Finally, I acknowledge that I authored the opinion in Jones v. State, 807
N.E.2d 58, 67 (Ind. Ct. App. 2004), a decision on which the majority
relies. But in Jones, the State conceded the double jeopardy violation, and
the issue presented on appeal was the appropriate remedy on remand. Thus,
Jones does not control the issue here, namely, whether the statutory requirement that
the State prove possession of a firearm to convict a defendant under Indiana
Code Section 35-48-4-6(b)(1)(B) may be ignored for double jeopardy purposes. In sum,
I would conclude that Kendalls convictions for possession of cocaine and a firearm
and possession with intent to deliver do not violate double jeopardy under Indiana
law.
Footnote:
Kendall claims that his sentence is manifestly unreasonable and cites
to Indiana Appellate Rule 17(B). Appellate Rule 17(B) no longer governs appellate
review of sentences. Indiana Appellate Rule 7(B) now controls, and it provides:
The Court may revise a sentence authorized by statute if, after due
consideration of the trial courts decision, the Court finds the sentence is inappropriate
in light of the nature of the offense and the character of the
offender.
Footnote: We remind Kendalls counsel that Indiana Appellate Rule 46(A)(6)(a) requires that
each fact statement be supported by citation to the record or Appendix.
Kendalls Statement of Facts contains no citations.
Footnote: The trial court certified its ruling on that motion for purposes of
interlocutory appeal, and we accepted jurisdiction. However, Kendall dismissed his appeal and
proceeded to trial.
Footnote: Pace was not tried with the other three defendants. He testified
at trial as a defense witness and explained that he had been convicted
of certain crimes prior to Kendalls trial.
Footnote: Kendall has failed to explain how Thomas defense is antagonistic to
his
defense. In fact, he does not articulate his defense theory in his
brief or adequately explain how acceptance of Thomas testimony would necessarily preclude his
own acquittal.
Footnote:
Kendall also asserts that the search violated Article 1, Section 11 of
the Indiana Constitution. In support of this assertion, his only citation of
authority pertinent to his arguments is
State v. Hanley, 802 N.E.2d 956 (Ind.
Ct. App. 2004), trans. denied. The sole holding of that case was
that the State, appealing from the grant of a motion to suppress, failed
to make any argument that the challenged search was permissible under the Indiana
Constitution and, therefore, we affirmed the trial courts ruling on the basis of
waiver by the State. See id. at 958-59. The case lends
no support to Kendalls claims. To the extent that Kendall merely mentions
Article 1, Section 11 in other aspects of his argument, those claims are
waived. See Abel v. State, 773 N.E.2d 276, 278 n.1 (Ind. 2002)
(concluding state constitutional claim waived where defendant presented no authority or independent analysis
supporting separate standard under state constitution).
Footnote:
We need not address the propriety of Officer Lawrences view through a
window on the side of the residence because what he observed was identical
to what Officer Tindall observed.
Footnote:
The plain view doctrine differs from open view in that plain view
only applies to contraband seen after an officer has properly entered a constitutionally
protected area. Haley v. State, 696 N.E.2d 98, 102 (Ind. Ct. App. 1998), trans.
denied.
Footnote:
We are cognizant that another panel of this court, in considering the
appeal of Hardister, Kendalls co-defendant, has held that the trial court erroneously denied
the motion to suppress and, therefore, reversed Hardisters convictions.
Hardister v. State,
No. 49A05-0310-CR-535 (Ind. Ct. App. February 7, 2005). The left hand is
aware of what the right hand is doing here. The parties never
moved to consolidate their appeals, however, and two judges of this panel find
themselves unable to agree with the result reached by Hardisters panel.
Footnote:
Kendall has not challenged the constitutionality of his sentence under the Sixth
Amendment and its application to sentencing as described in
Blakely v. Washington, 542
U.S. --, 124 S. Ct. 2531 (2004).
Footnote:
Although we are not deciding this case strictly on double jeopardy grounds,
Jones is still informative as to the extent it is well settled that
dual convictions for possession of cocaine and possession of the same cocaine with
intent to deliver cannot both stand.
Footnote:
In Whitt v. State, 659 N.E.2d 512, 513-14 (Ind. 1995), our supreme
court held that the defendants two convictions for possession of cocaine within 1000
feet of school property and possession of cocaine without having paid the Controlled
Substances Excise Tax did not violate double jeopardy. We note, however, that
the opinion analyzed the issue solely as whether the two convictions violated the
same elements federal constitution double jeopardy test under Blockburger v. United States, 284
U.S. 299, 52 S. Ct. 180 (1932). As noted, we have not
relied here upon a constitutional double jeopardy analysis, but upon separate and well-settled
principles of statutory construction and common law in concluding that Kendalls C felony
possession of cocaine conviction cannot stand.
Footnote:
To be clear, the reasonable suspicion analysis first articulated in
Terry
v. Ohio, 392 U.S. 1 (1968), does not apply to this case.
Indeed, as the United States Supreme Court explained in Illinois v. Wardlow, 528
U.S. 119, 123 (2000), the Terry analysis applies to cases involving a brief
encounter between a citizen and a police officer on a public street.
The encounter between the officers and Kendall occurred at Kendalls private home.
Footnote:
Fourth Amendment issues are inherently fact-sensitive. Indeed, there may
be circumstances in which an officers decision to further investigate an anonymous tip
may be reasonable. For example, recently this same panel decided
Collins v.
State, 822 N.E.2d 214 (Ind. Ct. App. Feb. 9, 2005), trans. pending, which
involved an anonymous tip that someone inside the residence had been shot.
Although the defendant in that case did not challenge the officers actions of
walking along the side of the house, nor did he assert that there
was a refusal to answer the door, it was reasonable, given the nature
of the anonymous tip, for the police in that case to investigate further.
But where, as here, the anonymous tip concerns drug activity inside a
home, and the occupants exercise their constitutional right not to answer the door,
the officers may not thereafter remain on the property in an attempt to
talk with the occupants. See Divello, 782 N.E.2d at 439.
Footnote:
Since Spivey, this court has determined that the Richardson actual
evidence test, as applied by our [s]upreme [c]ourt, has found double jeopardy to
be violated where the evidentiary fact(s) establishing one or more elements of one
challenged offense establish all of the elements of the second challenged offense.
Alexander v. State, 772 N.E.2d 476, 478 (Ind. Ct. App. 2002), trans. denied.
But Kendalls convictions for possession of cocaine and a firearm and dealing
do not violate that articulation of the actual evidence test either. Again,
the evidence that Kendall possessed cocaine proves only one of the two essential
elements of possession of cocaine and a firearm.
Footnote:
The issue in this case is whether possession of cocaine and
a firearm is a lesser-included offense of possession of cocaine with intent to
deliver. There may be situations in which convictions for both of those
crimes violate the actual evidence test. Further, there may be cases in
which dual convictions for possession of cocaine within one thousand feet of school
property, for example, and possession of cocaine with intent to deliver violate the
actual evidence test. Again, I only conclude today that possession of cocaine
and a firearm is not a lesser-included offense of possession of cocaine with
intent to deliver. Nor do those two convictions violate the actual evidence
test in this case.
Footnote:
Even though Whitt involved federal double jeopardy, our courts have recognized
that Indianas statutory elements test is essentially the same as the federal test
set forth in Blockburger v. United States, 284 U.S. 299 (1932). See
Richardson, 717 N.E.2d at 50 n.41 (stating Indianas statutory elements test is analogous
to Blockburger same elements test. The point is that under federal or
state double jeopardy law, the element that Kendall possess a firearm is significant.