FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
ALISON T. FRAZIER STEVE CARTER
Eckert Alcorn Goering & Sage, LLP Attorney General of Indiana
Madison, Indiana
STEPHEN TESMER
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
C.C., )
)
Appellant-Respondent, )
)
vs. ) No. 39A04-0408-JV-414
)
STATE OF INDIANA, )
)
Appellee-Petitioner. )
APPEAL FROM THE JEFFERSON CIRCUIT COURT
The Honorable Ted R. Todd, Judge
Cause No. 39C01-0101-JD-07
April 27, 2005
OPINION - FOR PUBLICATION
BAKER, Judge
Appellant-respondent C.C. appeals his adjudication as a juvenile delinquent for committing acts that
would have been battery, criminal mischief and disorderly conduct if they had been
committed by an adult and the order committing him to the Department of
Correction (DOC). Specifically, C.C. raises four issues: whether the juvenile court properly
acquired jurisdiction over him; whether the juvenile court properly advised him of his
rights; whether the juvenile court properly allowed hearsay evidence to be admitted at
his dispositional hearing; and whether the juvenile court abused its discretion in ordering
him committed to the DOC. Finding that C.C. has waived his jurisdictional
argument and finding no other error, we affirm the judgment of the juvenile
court.
FACTS
On August 8, 2003, the State filed a delinquency petition against fifteen-year-old C.C.,
alleging that he had committed battery, which would be a class A misdemeanor
if committed by an adult, by punching someone in the jaw and throwing
him down on the street. The State later amended the petition to
add an additional allegation of battery for slapping a seven-year-old child. An
initial hearing was held on September 29, 2003, and the order noted that
the juvenile court advised C.C. of his rights, the allegations against him, and
the possible dispositions. Appellants App. p. 148. Thereafter, the State twice
more amended the petition to add a third charge of battery, a charge
of criminal mischief for damaging a school computer monitor, and a charge of
disorderly conduct for fighting. Following another hearing, the juvenile court entered an
order on December 2, 2003, finding probable cause to believe that C.C. was
a delinquent child and authorizing the filing of a delinquency petition.
On December 16, 2003, the juvenile court conducted a fact-finding hearing and found
C.C. to be a delinquent child in that he committed the act of
disorderly conduct and set a dispositional hearing for January 21, 2004. The
juvenile court found the evidence insufficient to support a true finding on the
charge of criminal mischief.
See footnote After the dispositional hearing, the juvenile court ordered
C.C. to attend a three-day per week intensive program offered through St. Vincents
Stress Center in Indianapolis. The juvenile court further ordered that C.C. be
released to the custody of his father in order to ensure that C.C.
continued with his schooling and that he would attend the program at St.
Vincents.
During January 2004, C.C. was a student in the WINGS program, an alternative
education program in Jefferson County for students who have behavioral difficulties in their
school. Once admitted to the WINGS program, C.C. regularly failed to attend
and called his father to pick him up early many days. On
January 17, 2004, C.C. became angry with another student, took a compact disc
player, and smashed it against the floor. On February 3, 2004, C.C.
got angry and kicked one of the wooden fire doors located at the
WINGS school. The door was damaged but operable.
At some point in January 2004, C.C. went uninvited into the home of
Christina Galbreath. C.C. grabbed at Christina, put himself on top of her,
and offered her money for sex. On one occasion, C.C. entered Christinas
home through a window and chased her and her sister around the house.
When Christina made C.C. leave, he re-entered the house by using an
ID card to open the back door.
On March 8, 2004, the probation department filed a Petition for Modification of
the Dispositional Decree because C.C. failed to follow through with the conditions of
his probation and because he committed a criminal act by kicking and damaging
the door and by committing burglary and harassment against Galbreath. On April
23, 2004, the probation department amended its petition by alleging that C.C. had
committed the acts of battery and residential entry against Galbreath.
On April 29, 2004, the juvenile court found that C.C. had violated the
terms of his probation by committing criminal mischief, a class B misdemeanor if
committed by an adult, sexual battery, a class D felony if committed by
an adult, and residential entry, a class D felony if committed by an
adult. B.C. Morton, the chief probation officer, thereafter prepared and submitted a
pre-dispositional report to the juvenile court, conveying his recommendation that C.C. be committed
to the DOC. This recommendation was based on the opinion of Dr.
Gillam, a psychiatrist who had previously worked with C.C., that all that could
be done for this child in psychiatric settings had been done and that
if he reoffended after discharge from the hospital that DOC would be the
appropriate placement. Appellants App. p. 225.
At the dispositional hearing, the State offered into evidence through Morton a disciplinary
report from the Jackson County Juvenile Detention Center where C.C. was being held
pending the dispositional hearing. The juvenile court admitted the exhibit over C.C.s
hearsay objection. Morton testified at the hearing that Dr. Gill[am] very plainly
said that if [C.C.] violates again that he does not need to go
back through the mental health system; he needs to go to the Department
of Corrections [sic] because theres nothing more that the mental health system can
provide for [C.C.]. Tr. p. 65. C.C. made no objection to
this testimony. The juvenile court ordered that C.C.s disposition be modified
to place him in the DOC for eighteen months, and C.C. now appeals.
DISCUSSION AND DECISION
I. Jurisdiction
C.C. first argues that the juvenile court lacked jurisdiction. Specifically, he contends
that the juvenile court failed to strictly comply with the statutory prerequisites for
obtaining jurisdiction.
Indiana Code section 31-37-10-2 states:
The juvenile court shall do the following:
(1) Consider the preliminary inquiry and the evidence of probable cause.
(2) Approve the filing of a petition if there is probable cause to
believe that:
(A) the child is a delinquent child; and
(B) it is in the best interests of the child or the public
that the petition be filed.
C.C. avers that the juvenile court did not properly obtain subject matter jurisdiction
in the proceedings against C.C. because it failed to make specific findings regarding
probable cause or findings that filing a delinquency petition was in the best
interests of the child or the public. Appellants Br. p. 9.
In support of this proposition, C.C. cites to K.S. v. State, 807 N.E.2d
769 (Ind. Ct. App. 2004), in which a panel of this court held
that strict compliance with the statutory prerequisites for obtaining jurisdiction at the commencement
of delinquency proceedings is required of juvenile courts. In reversing the delinquency
adjudication, that panel found that the issue could not be waived even though
K.S. did not object to the juvenile courts jurisdiction until raising the issue
on appeal. Id. at 775.
Nevertheless, another panel of this court, of which the author of this opinion
was a member, recently disagreed with K.S., holding that the requirements of Indiana
Code section 31-37-10-2 implicated the juvenile courts jurisdiction over a particular case, not
its subject matter jurisdiction. M.B. v. State, 815 N.E.2d 210, 214 (Ind.
Ct. App. 2004). Failure to object to lack of jurisdiction over a
particular case waives that issue for judicial review. Id. Our supreme
court has recently granted transfer on K.S., No. 49S04-0503-JV-00076 (transfer granted March 3,
2005). Although the issue has not yet been settled, we are persuaded
by the reasoning outlined in M.B., and we will adhere to its rule.
Here, C.C. appeared at the scheduled proceedings, submitting himself to the personal jurisdiction
of the juvenile court. Inasmuch as [a] juvenile court has exclusive original
jurisdiction . . . in the following: (1) Proceedings in which a child
. . . is alleged to be a delinquent child under IC 31-37,
Ind. Code § 31-30-1-1, this court had subject matter jurisdiction over C.C.s delinquency
proceeding. At no point before bringing this appeal did C.C. object to
the trial courts jurisdiction over his particular case. Thus, he has waived
this argument for appeal.
II. Advisement of Rights
C.C. next urges that his adjudication must be reversed because he was not
advised of his rights, the allegations in the petition, or the possible dispositions.
Indiana Code section 31-37-12-5 requires the juvenile court to advise the child
and the childs parent, guardian or custodian, if the person is present, of
the following:
(1) The nature of the allegations against the child.
(2) The childs right to the following:
(A) Be represented by counsel.
(B) Have a speedy trial.
(C) Confront witnesses against the child.
(D) Cross-examine witnesses against the child.
(E) Obtain witnesses or tangible evidence by compulsory process.
(F) Introduce evidence on the childs own behalf.
(G) Refrain from testifying against himself or herself.
(H) Have the state prove beyond a reasonable doubt that the child committed
the delinquent act charged.
(3) The possibility of waiver to a court having criminal jurisdiction.
(4) The dispositional alternatives available to the juvenile court if the child is
adjudicated a delinquent child.
C.C. contends that there is no evidence that the trial court advised him
as required by the statute. However, the juvenile court issued an order
on October 3, 2003, following the initial hearing, reflecting that C.C. was advised
of his rights, of the allegations in the petition, and of the possible
dispositions. Appellants App. p. 148. On December 2, 2003, following the
detention hearing, the juvenile court signed an order reflecting that C.C. and his
father were given notice of the time and place of the hearing, of
C.C.s right to counsel and the right not to testify against himself.
Appellants App. p. 163. Moreover, C.C., who was present at all hearings
to confront the witnesses against him, was represented by counsel who called witnesses
on C.C.s behalf and cross-examined the States witnesses. To be sure, there
is every indication that the juvenile court advised C.C. of his rights, the
allegations in the petition, and the possible dispositions. Therefore, his claim of
error must fail.
III. Admission of Evidence
C.C. next avers that the trial court erred in permitting certain evidence to
be presented at the disposition stage of the hearing because it violated his
Sixth Amendment right to confront witnesses against him under Crawford v. Washington, 124
S.Ct. 1354 (2004). Specifically, C.C. contends that the juvenile court should not
have admitted the disciplinary report from the Jackson County Juvenile Detention Center or
Mortons testimony concerning Dr. Gillams opinion that C.C. should be placed in the
DOC if he reoffended.
The admission or exclusion of evidence is a matter left to the sound
discretion of the trial court, and a reviewing court will reverse only upon
an abuse of that discretion. B.K.C. v. State, 781 N.E.2d 1157, 1162
(Ind. Ct. App. 2003). Thus, we will affirm if there is any
evidence supporting the trial courts decision. Id. Moreover, a claim of
error in the admission of evidence will not prevail on appeal unless a
substantial right of the party is affected. Id. Under Crawford v.
Washington, it is now the law that when the prosecution seeks to introduce
testimonial hearsay into evidence against a criminal defendant, the Confrontation Clause of the
Sixth Amendment requires two showings: (1) that the witness who made the statement
is unavailable; and (2) that the defendant had a prior opportunity to cross-examine
the witness. 124 S.Ct. at 1374.
We first note that C.C. did not object at the hearing to Mortons
testimony regarding Dr. Gillams opinion. Thus, he has waived this contention of
error on appeal. See J.V. v. State, 766 N.E.2d 412, 414 (Ind.
Ct. App. 2002) (holding that the failure to object at trial results in
a waiver of the issue on appeal).
In addressing C.C.s claim that the disciplinary report should not have been introduced,
this court observed in Matter of L.J.M., 473 N.E.2d 637, 642-43 (Ind. Ct.
App. 1985):
Although the hearsay rule applies in a hearing to determine a child delinquent,
Simmons v. State, (1978) 175 Ind.App. 333, 371 N.E.2d 1316, it is not
applicable to a modification proceeding. Hearsay is prohibited in a delinquency hearing
because the court is deciding the guilt or innocence of the child.
Thus, the child is entitled to certain constitutional protections, including the right to
cross-examine witnesses, a right impinged upon by the use of hearsay evidence.
Once a finding of guilt or innocence is made, however, the
court must focus on the specific needs of the juvenile to determine the
type of disposition that would serve his best interests and that of the
community. Excluding hearsay evidence in disposition hearings would in many cases disserve
the child by excluding relevant information that might support a less restrictive disposition.
(Emphasis added). In light of the above, it is apparent that the
hearsay rule does not apply in juvenile dispositional hearings. Inasmuch as Crawford
addresses the right to confront witnesses in the context of hearsay, C.C.s rights
under Crawford were not violated at the disposition hearing. Therefore, C.C.s claim
fails.
IV. Commitment to DOC
Finally, C.C. argues that the juvenile court improperly committed him to the DOC.
Specifically, he contends that he should have been given the less harsh
and punitive alternative of a suspended commitment so that he could work with
his new therapist.
As we noted in M.B.:
After a juvenile has been adjudicated delinquent, choosing a specific disposition is a
matter committed to the juvenile courts discretion, subject only to the statutory considerations
of the welfare of the child, the safety of the community, and the
Juvenile Codes policy of favoring the least harsh disposition. We will overturn
a dispositional order only if we determine the court abused its discretion because
its conclusion and judgment are clearly against the logic and effect of the
facts and circumstances before the court, or the reasonable, probable, and actual deductions
to be drawn therefrom.
815 N.E.2d at 215 (internal citations omitted).
The record demonstrates that C.C. had repeated contact with the juvenile court system
over the course of ten years of his young life. He had
been charged with battery numerous times. He had also been charged with
cruelty to animals, criminal mischief, sexual battery, and residential entry. Appellants App.
p. 224. C.C. had been placed at three psychiatric hospitals, and he
had been treated in outpatient settings for three different periods. Id. at
225. While at Jackson County Juvenile Detention Center, he was frequently disciplined
for misbehavior. Id. He was placed in the most restrictive setting
of a special school for problem children with little or no positive effect.
Appellants App. p. 225; Tr. p. 9, 12, 20. Dr. Gillam,
C.C.s psychiatrist, was of the opinion that no more could be done for
C.C. in psychiatric settings and that he should go to the DOC if
he reoffended. Appellants App. p. 225. Although we are sympathetic to
the fact that C.C. has some psychological disorders for which he was taking
medication, the record supports the determination that the less restrictive alternatives had been
exhausted. Therefore, we cannot say that the juvenile court abused its discretion
in finding that C.C. should be committed to the DOC.
CONCLUSION
In light of the above disposition, we find that C.C. waived his jurisdictional
argument for appeal and that the record supports the conclusion that he was
advised of his rights, the allegations in the petition, or the possible dispositions.
We further find that C.C.s rights under Crawford were not violated, inasmuch
as the rule against hearsay does not apply in juvenile disposition hearings and
that the trial court properly placed him in the DOC.
The judgment of the juvenile court is affirmed.
KIRSCH, C.J., concur on parts II, III and IV and concurs in result
as to part I and joins in Judge Barnes separate opinion.
BARNES, J., concurs in parts II, III and IV and concurs in result
on part I, with separate opinion
IN THE
COURT OF APPEALS OF INDIANA
C.C., )
)
Appellant-Respondent, )
)
vs. ) No. 39A04-0408-JV-414
)
STATE OF INDIANA, )
)
Appellee-Petitioner, )
BARNES, Judge, concurring in result in part and concurring in part
I concur fully in the majoritys resolution of issues two, three, and four.
I concur in result on issue one. Although I am the
author of the K.S. opinion, I vote to concur on the jurisdictional issue
because C.C. apparently was a veteran of the juvenile court system. My
concern regarding court approval for the filing of a delinquency petition in this
type of case is considerably less. When a child comes into the
system for the first time, I believe, as I wrote in K.S., that
Indiana Code Section 31-37-10-2 requires a finding that it is in the best
interests of the child to be in the system formally. I am
also loath to accept that a juvenile can waive this requirement. Judge
Baker is correct that our supreme court has taken transfer in K.S., but
until it decides the merits of the jurisdictional question involved, I believe my
analysis to be tenable and correct in light of existing precedent.
Here, however, C.C. had had extensive involvement in the juvenile delinquency system as
a result of a 2001 delinquency petition and finding, including an extended stay
at a residential facility. That petition and finding apparently have never been
challenged. Nevertheless, shortly after he was released from the facility, C.C. found
himself the subject of the August 2003 delinquency petition that is the basis
of the present appeal. Pursuant to my reasoning in a recent concurring
opinion, the concerns of K.S. are not present here. B.R. v. State,
823 N.E.2d 301, 308 (Ind. Ct. App. 2005) (Barnes, J., concurring in result).
Accordingly, I conclude that absolute, strict, non-waivable compliance with Indiana Code Section
31-37-10-2 was not required in this case and would affirm on that basis.
I fully agree with the reasoning behind the resolution of the remaining
issues.
Footnote:
One of the battery charges was apparently dismissed inasmuch as the juvenile
court noted in its order that it cannot rule on the Request and
Amend Delinquency Petition filed December 5, 2003 [the third battery charge]. There
was no Amended Petition before the Court on which to base a decision.
Appellants App. p. 188. The record does not disclose what became
of the remaining two battery charges, and we can only assume that they
were dismissed because C.C. was adjudicated to be a delinquent based only upon
the charge of disorderly conduct.