FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEY FOR APPELLEE:
JUDITH L. FOX CHARLES F. LEONARD
Notre Dame Legal Aid Clinic Tremper Bechert Leonard & Terrill
Notre Dame, Indiana Fort Wayne, Indiana
IN THE
COURT OF APPEALS OF INDIANA
MONICA KAY LASATER, )
)
Appellant-Respondent, )
)
vs. ) No. 02A05-0303-CV-102
)
WILLIAM SCOTT LASATER, )
)
Appellee-Petitioner. )
APPEAL FROM THE ALLEN SUPERIOR COURT
The Honorable Thomas L. Ryan, Judge
The Honorable Charles F. Pratt, Special Judge
The Honorable Stephen M. Sims, Judge
The Honorable Frederick A. Schurger, Special Judge
Cause Nos. 71D07-0011-DR-800
71C01-9804-DR-411
May 27, 2004
OPINION - FOR PUBLICATION
BARNES, Judge
Case Summary
Monica Lasater challenges the trial courts order granting to her ex-husband, William, custody
of their daughter, C.L., and limiting her visitation with the child. We
affirm.
Issues
Monica raises four issues for our review, which we restate as:
I. whether the trial court abused its discretion when it found her in
contempt of court;
II. whether she was deprived of due process;
III. whether the trial courts findings are clearly erroneous; and
IV. whether the trial court erroneously restricted her visitation.
We also address inflammatory and inappropriate comments contained in Monicas brief.
Facts
This case has a complicated procedural history, which is necessary to recount in
part as a context for the issues before us. William and Monica
married in March 1993. Shortly thereafter, Monica had C.L. After residing
in Tennessee and Ohio, the parties settled in Fort Wayne in 1997.
During the time the parties resided in Ohio, C.L. allegedly reported to Monica
that William had touched her inappropriately. Monica and William later sought marital
counseling, which was ultimately unsuccessful. On April 13, 1998, William filed a
petition for dissolution of marriage in the Allen County Superior Court before Judge
Felts.
Monica filed a motion for change of venue from judge. A three-judge
panel was presented, and each party struck one judge. On June 3,
1998, Judge Charles Pratt was appointed as Special Judge of the Allen County
Circuit Court and assumed jurisdiction. In January 1999, Karen Richards became Monicas second attorney,
but she withdrew in July and was replaced by Monicas third attorney.
During the fall of 1999, the trial court issued various provisional orders.
In January 2000, Monicas fourth attorney appeared on her behalf. The trial
court set the matter for trial to commence on September 29, 2000.
On September 7, 2000, a letter was directed to counsel regarding ethical disclosures
by special judge. Appellants App. Vol. I, p. 4. Shortly thereafter,
Monica filed a motion seeking the recusal of Judge Pratt, and Judge Pratt
later recused.
On October 31, 2000, this matter was transferred to Judge Stephen Sims in
the Allen County Superior Court. Monica filed a motion to disqualify Judge
Sims on the grounds that he was improperly appointed and that Williams counsel
had worked on his judicial campaign. The motion was denied on March
1, 2001. Thereafter, Monicas counsel filed a motion to withdraw, which was
granted on July 12, 2001.
On August 1, 2001, the trial court received an order from our supreme
court dismissing the Petition for Writ of Prohibition, Emergency Petition for Writ of
Prohibition, and Writ of Mandamus filed by Monica with the supreme court.
On August 8, 2001, Judge Sims recused himself, appointed a guardian ad litem,
appointed an attorney for Monica, and referred the matter to the supreme court
for purposes of appointing a special judge. Our supreme court appointed Judge
Frederick Schurger as special judge in October 2001. On November 2, 2001,
the attorney appointed by the trial court for Monica filed a notice of
inability to serve, and another attorney appeared as counsel for her shortly after.
In March 2002, the trial court appointed yet another attorney as pauper
counsel for Monica.
During the course of that year, the trial court conducted pre-trial conferences and
issued several pre-trial orders involving discovery issues. The trial court conducted a
ten-day bench trial from January 27, 2003, to February 7, 2003. At
the commencement of trial, Monica filed a letter attempting to discharge her court
appointed attorney, and she proceeded with the trial pro se.
See footnote On March
7, 2003, the trial court issued an order granting the dissolution, awarding full
custody of C.L. to William, prohibiting visitation between Monica and C.L. for a
period of ninety days, and providing for supervised visitation thereafter. The trial
court also found Monica to be in contempt of court and ordered her
to pay $2,100. Monica now appeals.See footnote
Analysis
I. Contempt
There are essentially two components to Monicas challenge to the trial courts finding
of contempt. First, she argues that there were procedural irregularities because the
trial court did not conduct a rule to show cause hearing pursuant to
Indiana Code Section 34-47-3-5. Second, she challenges the substance of the contempt
citation on the basis that she did comply with the trial courts orders
and that she cannot be held in contempt for violating the spirit of
the orders. We address each challenge.
First, Monica claims that the trial court failed to conduct a rule to
show cause hearing and, as a result, her due process rights were violated.
Indiana Code Section 34-47-3-5 provides in relevant part:
(a) In all cases of indirect contempt, the person charged with indirect contempt
is entitled:
(1) before answering the charge; or
(2) being punished for the contempt;
to be served with a rule of the court against which the contempt
was alleged to have been committed.
(b) The rule to show cause must:
(1) clearly and distinctly set forth the facts that are alleged to constitute
the contempt;
(2) specify the time and place of the facts with reasonable certainty, as
to inform the defendant of the nature and circumstances of the charge against
the defendant; and
(3) specify a time and place at which the defendant is required to
show cause, in the court, why the defendant should not be attached and
punished for such contempt.
On January 6, 2003, William filed a petition for finding of contempt in
two counts. The petition was several pages long and detailed the allegations
of contempt. Monica was served with the petition. A few days
later, the trial court issued an order setting the petition for hearing before
the trial previously scheduled for January 27, 2003. During the hearing, the
parties presented evidence on the allegations contained in the contempt petition.
It is true that the trial court did not conduct a separate rule
to show cause hearing regarding the contempt petition. However, we are satisfied
that Monicas due process rights were protected. She was advised in detail
of the allegations of contempt William alleged in the petition and had ample
opportunity both to present her own evidence regarding the allegations and to question
Williams evidence. Furthermore, Monica does not claim that she was prejudiced in
any way by the trial courts decision to hold the evidentiary hearing on
the contempt petition without first having the rule to show cause hearing.
Based on the complexity of this case and the amount of evidence presented
by the parties on the contempt allegations and the other issues for trial,
it was both reasonable and efficient for the trial court to combine the
hearings during a time that was already scheduled for them.
Second, Monica challenges the substantive merits of the contempt citation. Whether a
person is in contempt of a court order is a matter left to
the trial courts discretion.
Mitchell v. Mitchell, 785 N.E.2d 1194, 1198 (Ind.
Ct. App. 2003). We will reverse the trial courts finding of contempt
only where an abuse of discretion has been shown, which occurs only when
the trial courts decision is against the logic and effect of the facts
and circumstances before it. Id. When we review a contempt order,
we neither reweigh the evidence nor judge the credibility of the witnesses.
Id.
Contempt of court involves disobedience of a court which undermines the courts authority,
justice, and dignity. Srivastava v. Indianapolis Hebrew Congregation, Inc., 779 N.E.2d 52,
60 (Ind. Ct. App. 2002), trans. denied. It includes any act that
tends to deter the court from the performance of its duties. Id.
Willful disobedience of any lawfully entered court order of which the offender
had notice is indirect contempt. Mitchell, 785 N.E.2d at 1198.
On May 24, 2002, the court issued an order for the parties to
contact Dr. Thomas Hustak to schedule appointments to perform psychological and emotional testing
of the parties and C.L. within ten days. At that hearing, the
trial court instructed the parties:
Now I expect both parties to comply with this . . . when
I say I want to get it done. I want to get
it done. That doesnt mean scheduling the stuff or not being available
for interviews for the next five years. I want it done promptly.
And so I anticipate getting those interviews done during the month of
June so that we can be back here in either mid-July and talk
about them and see where were at. I dont want this drug
on.
Tr. p. 738.
On September 9, 2002, the trial court and the parties counsel received a
fax from Dr. Hustak indicating that there had been difficulties in completing the
evaluations. At their first appointment with Dr. Hustak, Monica expressed her sentiment
that she was there under protest, that he was not an independent witness
for the court, and that she was currently undergoing another evaluation. Dr.
Hustak indicated that he could not ethically continue unless all parties understood their
legal obligations as deemed by the trial court in carrying out the orders
assigned. The trial court conducted a status conference during which the concerns
of Dr. Hustak were addressed. The following day, the trial court issued
an order setting forth that Dr. Hustak had been chosen by the trial
court as an independent expert, that no other concurrent evaluations were to be
performed by any other psychologist, and that the parties were to appear in
Dr. Hustaks office on September 18, 2002, to complete the evaluations.
On September 18, 2002, the trial court received a fax from Dr. Hustak
indicating that Monica was refusing to sign the informed consent necessary to proceed
with the evaluation process as ordered by the trial court. On October
24, 2002, the trial court conducted a hearing with regard to Monicas refusal
to sign the consent form. At the conclusion of the hearing, the
trial court stated:
I expect her to sign off on that. I want that signed.
I want this thing done . . . she does have a
right to confrontation with him on that and I totally agree . .
.
* * * * *
I dont want this to be a situation where we go over there
again and we have this form blowup, or things get started and come
to an end. I want this thing to go forward.
Tr. pp. 816-817. The trial court further stated to Monica directly, after
her counsel indicated that she would not sign the forms unless ordered by
the trial court to do so, Then Im ordering you to sign the
forms Mrs. Lasater . . . Im ordering you to complete this evaluation
and if that requires you to sign the forms, Im requiring you to
sign the forms and go forward with the evaluation. Tr. pp. 819-20.
On November 25, 2002, the parties appeared in Dr. Hustaks office to
proceed with the court ordered evaluations. When Monica was asked to sign
the consent form, she signed it and then wrote that she was doing
so under duress and as per the court order of October 24, 2002.
Exhibits Vol. I, Ex. 2. Thereafter, Monica filed a complaint with
the Ohio State Board of Psychology against Dr. Hustak, which caused him to
disqualify himself from the evaluation process. The evaluations were never completed.
The trial court found these actions of Ms. Lasater were contemptuous of the
order to cooperate with Dr. Hustak in trying to get the custody evaluation
done. Tr. p. 993. The trial court also found Monica to
be in contempt of the spirit of the order. Monica argues that
she cannot be in contempt, which is the willful disobedience of a court
order, of the spirit of the order. Specifically, she argues, It held
Monica Lasater in contempt for some vague determination that, although she had obeyed
the letter of the order, she had violated its spirit. Such a
finding is too vague to meet the due process requirements for a holding
of contempt. Appellants Br. p. 10.
Monica was ordered by the trial court to cooperate with the process of
getting psychological evaluations done promptly by Dr. Hustak. Clearly, she did
not do so. The trial court was forced to conduct a status
conference and a hearing to address the fact that she did not sign
the consent forms so that the evaluations could proceed. The fact that
she ultimately did sign the form is rather meaningless given that she did
so under duress and clearly not with a cooperative attitude about the process.
The complaint to the Ohio Board also thwarted efforts to complete the
evaluations and indeed derailed them altogether. The trial court was well within
its discretion to find that Monica had failed to cooperate with the evaluation
process.
To the extent Monica excuses her failure to cooperate with the fact that
she did not find Dr. Hustak to be neutral, her attempt is misguided.
Contempt proceedings are not actions designed to correct errors previously made by
trial courts. Martin v. Martin, 771 N.E.2d 650, 653 (Ind. Ct. App.
2002). Collateral attack of a previous order is allowed in a contempt
proceeding only if the trial court lacked subject matter or personal jurisdiction to
enter the order. Id. There is no such claim in this
case. Even an erroneous order must be obeyed unless and until reversed
on appeal. Id. A partys remedy for an erroneous order is
appeal; disobedience of the order is contempt. Id. Therefore, any attempt
by Monica to excuse her failure to cooperate with the trial courts orders
because she did not agree with them fails. She was required to
comply with the orders and to challenge the merits of the orders through
the proper channels.
Discovery issues were the basis for the other contempt citation. The trial
court found that Monica had refused to answer interrogatories and requests for production
prepared by William despite being ordered to do so by the trial court.
The evidence during the hearing established that William served his first set of
interrogatories and request for production on Monica on October 15, 2002, the answers
to which were due by November 15, 2002. On December 3, 2002,
Monica filed a motion for enlargement of time to answer the interrogatories and
furnish the documents requested. The next day, the trial court granted Monicas
request for additional time and ordered the answers to be completed by December
18, 2002. On December 17, 2002, Monica filed an objection to the
interrogatories and request for production and requested a protective order.
On December 23, 2002, the trial court conducted a telephonic status conference on
the matter of the discovery objections. At the conclusion of the conference,
the trial court ordered the interrogatories and request for production to be completed
and served upon counsel no later than December 31, 2002. The interrogatories
were never returned to William.
There is sufficient evidence to support the trial courts finding that Monica willfully
disobeyed a court order by not completing the discovery. Although Monica points
to conflicting evidence presented during the hearing, namely her own testimony, it is
within the trial courts purview to assess the credibility of the witnesses, and
we will not reweigh the evidence. See Mitchell, 785 N.E.2d at 1198.
II. Due Process
The next issue raised by Monica is whether her due process rights were
violated by a persistent pattern of interference with her ability to present her
case. Appellants Br. p. 10. In support of her contention that
she was deprived of due process, she presents fifteen pages of examples from
the proceedings. These examples range from pre-trial matters relating to venue and
alleged bias on the part of the judges to evidentiary issues arising during
trial regarding the admission of testimony and evidence.
After reviewing her argument, we conclude that many of the examples she points
to do not amount to claims reviewable on appeal. For several of
them, Monica cites no authority for her proposition that some kind of error
occurred, and in many cases does not point to a specific ruling for
us to review. Indiana Appellate Rule 46(A)(8)(a) states that the argument section
of an appellants brief must contain the contentions of the appellant on the
issues presented, supported by cogent reasoning. Each contention must be supported by
citations to the authorities, statutes, and the Appendix or parts of the Record
on Appeal relied on. . . . It is well settled that
we will not consider an appellants assertion on appeal when he or she
has not presented cogent argument supported by authority and references to the record
as required by the rules. Thacker v. Wentzel, 797 N.E.2d 342, 345
(Ind. Ct. App. 2003). We will not become an advocate for a
party, and we will not address arguments that are either inappropriate, too poorly
developed, or improperly expressed to be understood. Id. Therefore, we will
address only those portions of Monicas due process argument that present specific issues
sufficiently developed for us to review.
A. Judge Sims
The first portion of Monicas argument that cites authority and is specific enough
to address relates to the recusal of Judge Sims.
See footnote Judge Pratt recused
himself as Special Judge in this matter on September 18, 2000. On
September 26, 2000, the regular judge assumed jurisdiction pursuant to Indiana Trial Rule
79(I) for purposes of facilitating the selection of another special judge. Thereafter,
Judge Sims accepted jurisdiction as special judge over the matter. On January
18, 2001, Monica filed a motion to recuse Judge Sims, which was denied
on March 1, 2001.
On August 8, 2001, Judge Sims conducted an evidentiary hearing with the parties.
On August 23, 2001, Judge Sims issued an order appointing a guardian
ad litem on his own motion, appointing an attorney for Monica, recusing himself,
and referring the matter to the Indiana Supreme Court for the appointment of
a new special judge.
Monica argues that the additional orders were improper because Judge Sims had no
jurisdiction to rule on anything but emergency matters once the change of judge
motion was filed. Appellants Br. p. 12. She argues that the
guardian ad litem appointment was not an emergency. In support of her
position, she relies on
City of Fort Wayne v. Hoagland, 168 Ind. App.
262, 342 N.E.2d 865 (1976). Her reliance on this case is misplaced.
The issue in that case concerned a motion for automatic change of
venue. The situation before us does not concern a motion for change
of venue. Indeed, Monicas motion to disqualify the judge filed on January
18, 2001, requested Judge Sims to recuse himself and asserted that the supreme
court was the proper body to assign a new judge. Thus, the
case she relies upon is inapposite to the facts before us. Regardless,
Monicas motion was denied by Judge Sims on March 1, 2001. He
retained jurisdiction until such time as he recused himself sua sponte, which was
on August 23, 2001. He had jurisdiction to appoint the guardian ad
litem and the attorney for Monica.
See footnote
With respect to any activity on the part of Judge Sims after his
recusal, we see no merit to Monicas challenge. She alleges that Judge
Sims checked out the Lasater file from the file room, preventing Ms. Lasater
access to her file, as late as April of 2002. Appellants Br.
12. However, the only action on the part of Judge Sims after
his recusal that Monica specifically cites to is his order setting a hearing
for October 17, 2002. The order was reissued the following day with
the signature of Special Judge Schurger, who was appointed by the supreme court
after Judge Sims recusal. Monica does not allege any prejudice from the
fact that the order was reissued the following day by the appropriate judge.
She only alleges:
Judge Schurger, in an obvious attempt to cover up Judge Sims [sic] involvement,
re-issued the exact same order on October 18, 2002 under his own signature.
There can be no justification for Judge Sims [sic] involvement in this
matter after August 8, 2001. . . Yet, more than two years after
recusing himself, Judge Sims had the case file signed out to his office
and was still issuing orders. It is impossible to document the extent
of Judge Sims interference, but it is clear from the record that he
was more than casually involved. Judge Simss behavior clearly supports the decision
to move this case from Allen County, but it also suggests that Adams
County was not far enough removed.
Appellants Br. p. 13 (internal citations omitted).
It is not clear from the record before us why Judge Sims issued
the order setting the hearing after he recused himself.See footnote However, any error
in doing so was promptly corrected by the proper special judge. There
is nothing in the record to suggest that Judge Sims order was anything
but a ministerial error that was corrected in due course. We see
no violation of Monicas due process rights as a result of the order
setting the hearing, nor does Monica specifically allege any.
B. Dr. Ross
See footnote
William called Dr. Steve Ross as a witness to testify about the psychological
evaluation he performed on William. During his direct examination, the following colloquy
took place:
A: Now, the CAPI, the Child Abuse Potential Inventory, is a 160-question
inventory that is often used, I often use it in cases where there
is a question concerning abuse. Ill use it in CPS cases that
I evaluate, or child custody cases. It doesnt confirm or disconfirm whether
abuse has occurred or whether a person, you know, truly is an abuser
or not an abuser, but it helps me to compare their scores with
those of bona fide, adjudicated abusers.
Q: And . . . so does that particular instrument measure the
person that you are testing as against those who have already been determined
to in fact be abusers of children?
A: Thats correct, adjudicated abusers.
Mrs. Lasater: I object your honor.
COURT: MAAM?
Mrs. Lasater: Theres no profile of an abuser.
COURT: RESPONSE?
Q: Well, I mean hes the expert.
COURT: I WOULD THINK. ANYTHING ELSE MAAM? (pause) OVERRULED. YOU MAY
CONTINUE SIR.
Q: What was the finding as it relates to the Child Abuse
Potential Inventory exam?
A: Your honor, again in the CAPI, it has validity indicators, and they
were not elevated. There was no attempt on Mr. Lasaters part to
place himself in an overly negative light or in an overly positive light.
So, based upon that, I felt I had a valid protocol.
And there are scores that are computed from the CAPI, and he did
not lie within the abusive range. The factor scores, such as rigidity,
depression, low self-esteem, they were all within acceptable, they were in low normal
limits. So I didnt see problems in that area.
Q: So would you agree that he does not appear to possess
traits that are found in those who are abusive to children?
A: In a normative group, the group that was standardized in this test,
he did not compare similar to them.
Mrs. Lasater: Again, your honor, I object on the grounds that there
is no profile of an abuser.
COURT: YOURE TESTIFYING. I GUESS I DONT KNOW THAT. WHAT ARE
YOU SAYING MAAM?
Mrs. Lasater: There is no such thing as a profile of an abuser
and hes comparing it to there being a profile of an abuser.
COURT: I HEARD WHAT HE TESTIFIED TO IN TERMS OF THE TEST AND
THATS NOT WHAT YOURE SAYING, THEREFORE YOUR OBJECTION IS OVERRULED.
Tr. pp. 1298-99.
See footnote
Monica argues that Dr. Ross testimony was presented in violation of Indiana law
and the case of
Buzzard v. State, 669 N.E.2d 996 (Ind. Ct. App.
1996), in particular. In that case, a psychologist was called to testify
and presented profile type testimony regarding molested children and pedophiles. The testimony
consisted of pedophilia profile testimony dealing with scientific models rather than examination of
the parties involved, which had not been conducted. The prosecutor then argued
that the defendant fit squarely within the profile definition of a pedophile.
In concluding that the evidence was improperly admitted, we noted that the psychologists
testimony had little relevance to whether the defendant committed the acts for which
he was charged. Id. at 1000.
The facts of Buzzard are distinguishable from those before us today and, therefore,
we find that the Buzzard holding is not the proper conclusion for us
to reach in this case. Here, Dr. Ross personally evaluated William and
administered several psychological tests. He then advised the court of his specific
findings regarding these inventories. Dr. Ross explained that the Child Abuse Potential
Inventory is frequently used in these types of cases and that it compares
Williams score with those of known child abusers. This testimony, while in
the vein of profile testimony, is not of the same type that was
found inadmissible in Buzzard, where the evidence consisted of general pedophilia profile testimony
without any relation to the defendant. Dr. Ross testimony was specific to
Williams score as it related to those scores of known abusers, not just
a general profile. Furthermore, Dr. Ross qualified his testimony more than once
by reminding the trial court that the results do not confirm or disprove
conclusively whether abuse occurred. We do not agree with Monica that Dr.
Ross testimony violated the Buzzard holding.
See footnote
Monica also challenges the portion of Dr. Ross testimony relating to his description
of a hypervigilent person. Tr. p. 1302. She argues that it
constituted egregious character testimony about her. Appellants. Br. p. 20. During
his direct examination, Dr. Ross testified as follows:
A: Let me describe a hypervigilant person, if I can your honor- if
that might be easier. A person who I would consider hypervigilant would
be someone who is consistently on guard, someone who is looking both within
themselves and in their personal environment for harm to come their way, somebody
who might even inject or misperceive harm where harm was not really there.
Hypervigilant people, your honor, who may fall within global category of paranoid
people, tend to perceive events different in a way tha[n] conventional individuals would.
Slight comments made to them- they might exaggerate them and feel that
they were against them. They may personalize comments made to them that
really were not directed to them. The hallmark thing about a hypervigilant
paranoid person, your honor, is that they have a difficult time being receptive
to data that does not confirm their hypothesis, confirms their beliefs. So
they dont look at data that disconfirms the way they view the world,
which makes them even more hypervigilant.
Q: Dr. Ross, Im going to ask your opinion. Hypothetically, what
effect, if any on a child would, well, strike that. Do you
have an opinion as to what the effect on a child would be
if the hypervigilant person was the custodial parent and the person about which
he or she was concerned was the father of the child? What effect,
if any, could that have- long term- on the father of the child?
What effect, if any, could that have- long term- on the well
being of the child?
Mrs. Lasater: I object, your honor, on the grounds an opinion of
someone that he has not evaluated hes not qualified to state such an
opinion if he has not done an evaluation on someone. That would
include the child or the custodial parent.
COURT: HES NOT BEING ASKED TO EVALUATE A PERSON AT THIS POINT.
HES BEING ASKED TO GIVE AN EXPERT OPINION ON A HYPOTHETICAL.
DO YOU HAVE A RESPONSE?
Q: Well, I mean my response would be that Im not asking
him a specific. This is a hypothetical, in general terms, that Ive
advanced to him. When I say general terms, Ive asked him to
assume that we have a hypervigilant, paranoid, custodial mother who believes that the
reason for her hypervigilance is as it relates to her child and her
hypervigilance is based upon a belief of molestation by the father. What
effect, if any, would that have on the child, long term?
COURT: MAAM, DO YOU HAVE ANYTHING ELSE?
Mrs. Lasater: Again, I object on the application of an opinion here
without the parties being evaluated, a psychologist who has not evaluated someone cannot
form an opinion.
COURT: I THINK HE CAN GIVE THE OPINION ON THE THEORETICAL STATE.
THE NEXT ISSUE THAT YOU RAISE, HES NOT BEEN ASKED THAT QUESTION.
OVERRULED. YOU MAY ANSWER, SIR.
Tr. pp. 1302-03.
Monica claims, Despite the clear indication in
Buzzard that the value of this
kind of evidence is substantially outweighed by the danger of unfair prejudice and
confusion of the issues, Dr. Ross was permitted to continue. Appellants Br.
p. 21 (citing Buzzard, 669 N.E.2d at 999). Monicas reliance upon Buzzard
here is also misplaced. Dr. Ross testimony consisted of the definition of
hypervigilance and a hypothetical concerning the potential effect on a child. The
trial court recognized that the testimony was merely a hypothetical. The testimony
did not consist of profile testimony as contemplated by Buzzard, and Dr. Ross
made no attempt to compare the hypothetical to the facts of this case.
Although Monicas citation to Buzzard is the extent of her analysis, we note
that an expert witness may express his opinion regarding a hypothetical question if
the following foundational prerequisites are satisfied: (1) the experts ability to give
such an opinion must be established through testimony showing he has the requisite
knowledge, skill, education, or experience on which to base the opinion; and (2)
there must be a proper evidentiary foundation supporting the facts that are included
in the hypothetical question. Johnson v. State, 699 N.E.2d 746, 750 (Ind.
Ct. App. 1998). Here, Monica does not challenge Dr. Ross credentials or
ability to offer an expert opinion, and adequate facts were brought forth during
the course of the trial to support the hypothetical question. We find
no error in the trial courts admission of this testimony.
C. Laura McFadden
Monica next challenges the trial courts rulings regarding the testimony of Laura McFadden,
who was C.Ls counselor. Monica claims, The judge refused any evidence from
Ms. McFadden as a violation of 702 because her testimony was not based
on scientific principals [sic]. Appellants Br. pp. 21-22. This is a
misrepresentation of the record. Although McFaddens testimony was limited by numerous objections
from Williams counsel, McFadden did testify to her relationship with C.L., the length
of time she had been in therapy, the types of sessions they had
together, the emotional states that McFadden had observed from C.L., and other information.
Thus, the trial court clearly did not refuse any evidence from McFadden.
Williams counsel objected to many of the questions Monica posed to McFadden, most
frequently on the basis of hearsay and Evidence Rule 702. Monica only
challenges the trial courts rulings on the basis of Rule 702, though she
does not identify any particular ruling or rulings she is challenging. Evidence
Rule 702 provides:
(a) If scientific, technical, or other specialized knowledge will assist the trier of
fact to understand the evidence or to determine a fact in issue, a
witness qualified as an expert by knowledge, skill, experience, training, or education, may
testify thereto in the form of an opinion or otherwise.
(b) Expert scientific testimony is admissible only if the court is satisfied that
the scientific principles upon which the expert testimony rests are reliable.
The trial court sustained most, if not all, of Williams Rule 702 objections.
On appeal, Monica argues that the trial judge used an improper 702 standard
because it was not the proper analysis; she argues that the testimony should
have been allowed as a matter of observations of persons with specialized knowledge
pursuant to the holding in Malinski v. State, 794 N.E.2d 1071, 1084 (Ind.
2003). Appellants Br. p. 22. She offers no analysis or further
development of her argument.
Monica sought to have McFadden testify as an expert witness and to offer
opinions and conclusions in that capacity. The primary bone of contention William
had with McFaddens testimony was that she had not been properly qualified as
an expert. McFaddens supervisor, Dr. Greggory Sowles, testified before McFadden and stated
that McFadden is in the process of completing her licensing requirements for the
State of Indiana, but that she is not yet a licensed therapist.
It was reasonable for the trial court to conclude that although McFadden did
have some experience in counseling and related education, she did not qualify as
an expert in therapy given that she had not yet completed the licensing
requirements.
The Malinski case does not change this conclusion. In that case, our
supreme court found admissible the testimony of a forensic pathologist that, in his
opinion, a woman featured in several gruesome and explicit photographs was not a
willing participant in them based on the position of her body and injuries
she sustained. Id. at 1085. The supreme court concluded that it
was expert testimony based on his specialized knowledge rather than on reliable scientific
principles. Id. However, the pathologists qualifications as an expert were not
at issue in that case, and the supreme court specifically stated that it
was expert testimony. Id. Here, we do not even reach the
question of whether the substance of McFaddens testimony should have been admitted as
expert testimony, either under the reliable scientific principles test or the specialized knowledge
test, because Monica never properly qualified her as an expert. There is
no error here.
D. Counseling Report
The final due process violation Monica claims and supports with authority relates to
the admission of a counseling report. During Williams case-in-chief, he called Shelly
Clodfelter to testify. Clodfelter is the school counselor at C.L.s school.
During her testimony, William asked her if she was familiar with records that
are kept at the school, in particular a conference record, and asked her
if she recognized the exhibit marked Petitioners Exhibit 25. She indicated that
she was familiar with the record. William then asked her if it
would be a record normally kept in the regular course of business, to
which she replied that it would be. Thereafter, William moved to admit
the exhibit, which was C.L.s record. Monica objected on the basis that
Ms. Clodfelter has had nothing to do with that. The teacher who
has is not here to testify to that and explain that. Tr.
p. 1639. The trial court told Monica, The testimony was this is
a regular business record. Any other objection Maam? Tr. p. 1639.
Monica responded, Again, I believe the person who reported that is not here
to testify to it . . . . Tr. p. 1639.
The trial court overruled the objection and admitted the record as a regular
business exception.
Evidence Rule 803(6)
See footnote establishes an exception to the general rule that hearsay evidence
is inadmissible and provides:
A memorandum, report, record, or data compilation, in any form, of acts, events,
conditions, opinions, or diagnoses, made at or near the time by, or from
information transmitted by, a person with knowledge, if kept in the course of
a regularly conducted business activity, and if it was the regular practice of
that business activity to make the memorandum, report, record, or data compilation, all
as shown by the testimony or affidavit of the custodian or other qualified
witness, unless the source of information or the method or circumstances of preparation
indicate a lack of trustworthiness.
Monica now claims on appeal that William did not establish an adequate foundation
to admit the report.
Monicas objection to the report during trial was that the teacher was not
there to testify, which is not the same as her foundation argument on
appeal. It is well settled that a party may not object on
one ground at trial and rely on a different ground on appeal.
West
v. State, 755 N.E.2d 173, 187 n. 3 (Ind. 2001). Furthermore, because
the report was admitted under the business record exception to the hearsay rule,
the teacher was not required to testify herself for the document to be
admissible. See Evid. R. 803(6). The trial court prompted Monica to
change her objection by reminding her that William was offering the report under
the business records exception. Monica did not change her objection and again
claimed that the teacher needed to testify herself. At no point did
she challenge the foundation William laid for the admission of the report pursuant
to Evidence Rule 803(6), and she will not be permitted to do so
for the first time on appeal. See West, 755 N.E.2d at 187
n. 3.
In conclusion, none of the instances cited by Monica in her brief amount
to errors or they have been waived on appeal. As a result,
we conclude that they do not amount to a violation of her due
process rights individually or cumulatively. We see no persistent pattern of interference
with her ability to present her case. What we do notice after
reviewing the transcript of the lengthy trial is that Monica understandably struggled repeatedly
with trial procedure and with the presentation of evidence during the course of
the proceedings. Indeed, in several instances she may have been successful in
keeping out some of Williams evidence had she made the proper objections and,
likewise, would likely have been successful in getting more of her own evidence
admitted had she known how to properly respond to Williams objections. However,
we cannot review this case differently than any other case. A litigant
who chooses to proceed pro se will be held to the rules of
procedure the same as would trained legal counsel. Bedree v. DeGroote, 799
N.E.2d 1167, 1173 (Ind. Ct. App. 2003), trans. denied. At the time
of trial, Monica had had eight different attorneys representing her in this matter,
some of whom had been appointed by the trial court at public expense.
Although it is not for us to speculate as to why she
had so many different attorneys, it is clear that she was not improperly
prevented from having counsel during the trial by the trial court. Therefore,
we find no due process violation.
III. Findings of Fact
The findings relating to custody in this case span thirteen pages. Monica
alleges that [n]ot only are [the findngs] not supported by the evidence, many
are irrelevant or shamelessly bias. Appellants Br. p. 24. She then
specifically challenges some of the findings. We will address each finding she
challenges.
When findings of fact and conclusions of law are entered by the trial
court, as occurred here, we will not set aside the judgment unless it
is clearly erroneous; that is, unless we are definitely and firmly convinced the
trial court committed error. Indiana Family & Social Serv. Admin. v. Amhealth
(Evansville), Inc., 790 N.E.2d 162, 165-66 (Ind. Ct. App. 2003), trans. denied.
The findings must disclose a valid basis for the legal result reached in
the judgment, and evidence at trial must support each of the specific findings.
Id. We defer to the trial court when such evidence conflicts.
Id. We will neither reweigh the evidence nor reassess the credibility
of the witnesses before the court. Id. Rather, we will affirm
if there is sufficient evidence of probative value to support the decision, viewing
the evidence most favorable to the judgment and the reasonable inferences drawn therefrom.
Id. To the extent that the judgment is based on erroneous
findings, those findings are superfluous and are not fatal to the judgment if
the remaining valid findings and conclusions support the judgment. Id.
Monica first challenges finding 110, which states, Several of [Monicas] witnesses who testified
at the trial of this cause exhibited substantial dislike and animosity toward [William.]
Appellants App. Vol. 1, p. 64. She concedes that [t]his may
be true, but questions its relevance given that several of Williams witnesses also
expressed dislike and animosity toward Monica. Appellants Br. p. 24. She
admits this finding is supported by the evidence. We do not agree
that this finding is irrelevant in the context of the trial courts other
findings and conclusions. The trial court made this finding in conjunction with
several others relating to why it would be detrimental to C.L. for Monica
to have custody of her, namely because the environment Monica would place C.L.
in is toxic and would attempt to create animosity between C.L. and William.
This finding is not irrelevant.
Monica next challenges finding 69, which states:
At trial, Allen County Sherriffs Detectives, in response to a question by [Monica,]
testified that [William] had passed two (2) polygraph examinations, that the child had
made prior statements to a psychologist that no abuse had occurred, authorities in
Columbus, Ohio had closed a similar case as being unsubstantiated and unfounded, and
there was no evidence of a new allegation different than one made in
April 1998.
Appellants App. Vol. I, pp. 58-59. Monica argues that this finding is
erroneous because Tina Taviana was the only Allen County detective to testify as
described. She then claims that although Detective Taviana referenced the polygraph exam
during her testimony, [n]one of the other information in the finding appears in
the transcript. Appellants Br. p. 25.
The fact that the trial court referenced detectives when only one detective testified
about the polygraphs is harmless error at best. The fact remains that
Detective Taviana did so testify. Furthermore, Detective Taviana testified regarding the other
information in the finding when she read the case points from her report
during cross-examination. This finding is supported by adequate evidence.
Monica next challenges finding 71, which states, Less than thirty (30) days before
trial, [Monica] filed a Petition for Recusal of the presiding Judge, Charles F.
Pratt. Appellants App. Vol. I, p. 59. She argues that the
finding is technically accurate, but is cherry-picked from the record in a manner
to disguise the underlying truth. Appellants Br. p. 25. She claims
that the trial court failed to note that her petition for recusal was
filed in response to the judges ethical disclosure. She also challenges finding
73, which states, [Monica] had previously moved for an automatic change of Judge
from the Allen Circuit Court Magistrate Judge, shortly after the commencement of the
proceedings. Appellants App. Vol. I, p. 59. She asserts that she
has a right to an automatic change of judge and that it should
not have been included in the findings. In both cases, Monica does
not allege the findings are unsupported by the evidence. Both findings recount
procedural history, which is important for giving context to the issues arising in
this case. To the extent the trial court did not mention that
her petition to recuse was in response to the judges recent ethical disclosure,
we find any error to be harmless. That finding did not form
a basis for the custody determination or other issues decided during the trial
other than explaining the history of the case and the procedural posture.
Monica next challenges finding 44, which states, The Court notes that the child
is less than fourteen (14) years of age and her desires are noted
by the Court, but are not controlling in determining best interests of the
child. Appellants App. Vol. I, p. 55. Again, Monica does not
allege that this finding is unsupported by the evidence. Rather, she argues
that it is a misunderstanding of the law because none of the factors
enumerated in Indiana Code Section 31-17-2-8, which contains factors to be considered in
custody cases, are controlling. We agree with Monica that none of the
statutory factors are controlling. However, we see no harm in the trial
courts finding that C.L.s wishes were not controlling. Although the finding was
perhaps inartfully worded to the extent that it used the word controlling, the
gist of the finding is clear. The purpose of the finding was
to establish that less consideration would be given to C.L.s desire to live
with her mother because she was under fourteen years old. It is
not a misunderstanding of the law.
Monica next discusses findings 120 and 121. Finding 120 states, The evidence
established that the minor child is intelligent and performing well in school.
Appellants App. Vol. I, p. 65. Finding 121 provides, The evidence further established
that the child has recently been dishonest with her teacher with regard to
cheating on tests. Appellants App. Vol. I, p. 65. She notes
that finding 120 is supported by the evidence, but she argues that finding
121 is a gratuitous attempt to negate statements [C.L.] made relating to her
father by claiming she is a liar. Appellants Br. p. 27.
We need not scour the record for evidence to support this finding because
any error in it would be deemed harmless. Findings, even if erroneous,
do not warrant reversal if they amount to mere surplusage and add nothing
to the trial courts decision. Bell v. Clark, 653 N.E.2d 483, 489
(Ind. Ct. App. 1995), adopted on appeal, 670 N.E.2d 1290 (Ind. 1996).
Monicas next challenge is to finding 138. This finding states, The Court
finds, based upon the evidence, a concern for the emotional stability of [Monica.]
Appellants App. Vol. I, p. 67. She claims that [n]othing in
the record supports this finding. Appellants Br. p. 27. She points
to the testimony of the guardian ad litem that she had no concerns
for Monicas mental health. She also argues that the only evidence in
the record regarding Monicas mental health was the hypothetical presented by Dr. Ross
regarding a hypervigilent person.
Contrary to her claim, our review of the record reveals ample evidence supporting
the finding. The finding does not state that the trial court found
mental illness or some other form of mental defect requiring expert opinion precisely
on point. The trial courts concern for her emotional stability could have
been, and no doubt was, based on numerous pieces of evidence from several
witness, including Monicas behavior out of court, her demeanor and statements in court,
her statements to others, and her failure to cooperate with trial court orders.
There is evidence to support this finding. Consideration of the contradictory
evidence Monica directs us to would require us to reweigh the evidence, which
we will not do.
Monicas next argument is that findings 137 and 139 are attempts to bootstrap
the improper finding in 138 to reach a similar conclusion. Appellants
Br. p. 28. Finding 137 states, The Court finds based upon the
evidence that should the child remain in the custody of [Monica], it would
seriously disrupt her relationship with her father and long term, potentially men in
general. Appellants App. Vol. I, p.67. Finding 139 states:
The Court finds that should the child remain in the custody of [Monica],
that based upon the evidence and expert testimony, it is indicated that the
child will become defiant to authority, present oppositional behavior to parents and teachers,
develop misrepresentations and deceit as coping strategies and develop a pattern of adaptation
all to the emotional detriment of the child.
Appellants App. Vol. I, p. 67. She argues that the findings are
based on improper character testimony offered by Dr. Ross and Dr. Epslin.
We have already concluded that Dr. Ross did not provide improper character evidence.
We recognize that the hypothetical testified to by Dr. Ross was never
linked to Monica through his testimony and, thus, that it may have been
improper for the trial court to adopt the language used in the hypothetical.
However, even if these findings are erroneous, the judgment is still supported
by the other findings. See Lakes & Rivers Transfer v. Rudolph Robinson
Steel Co., 795 N.E.2d 1126, 1132 (Ind. Ct. App. 2003) (noting that to
the extent that the judgment is based on erroneous findings, those findings are
superfluous and are not fatal to the judgment if the remaining valid findings
and conclusions support the judgment). Numerous other findings substantiate the conclusion that
Monicas custody of C.L. would not be in C.L.s best interest. For
purposes of illustration, we point to these findings:
111. At visitation exchanges, [Monica] requires that the minor child be escorted
from her vehicle to [Williams] vehicle by one (1) or more of her
friends. The Court finds that the effect of doing so is to
instill in the child a perceived reason to fear [William], her father.
* * * * *
115. The Court finds based upon the testimony and the evidence presented,
that the majority of those persons with whom [Monica] and by necessity the
child, associate with in their home community have disdain for the rule of
law similar to that of [Monica]. They also express a hostile attitude
toward [William] in the presence of the minor child. The friends and
family members of [Monica] present a toxic community environment to which the child
is exposed relative to her father. The Court finds the home community
of [Monica] to be unhealthy and inappropriate for the minor child.
* * * * *
116. Several of those persons who testified on behalf of [Monica] were
evasive with their answers, specifically as it relates to the necessity to follow
the rule of law and Orders of the Court.
117. The Court finds that to be exposed to such influences over
time, not to be in the childs best interest.
* * * * *
127. The Court further finds that [Monica] has refused to accept these
facts and continues to attempt to alienate any relationship between [William] and his
child. [Monica] refuses to act in any fashion with a view towards
improving the relationship between [William] and child.
* * * * *
130. The Court finds that [Monica] has engaged in an attempt to
convey to the child of the parties that [William] cannot be trusted.
131. The Court finds that [Monica] has intentionally obstructed and interfered with
[Williams] ability to maintain and develop a healthy relationship with his child.
132. The Court specifically finds that [Monica] has made false allegations to
law enforcement officials in an effort to deny [William] visitation with the minor
child.
* * * * *
134. The Court finds that [Monica] has created a sentiment in the
community that surrounds the child that the Courts are to be distrusted, further
that Court Orders need not be followed, unless they conform to [Monicas] wishes.
135. The Court finds that [Monica] does not present as an appropriate
parental example to the minor child due to her repeated refusal to follow
Orders of the Court and by her attempts to manipulate the judicial process.
136. The Court finds that to continue to expose the child of
the parties to the attitudes that prevail in [Monicas] home and to those
community of persons with whom she associates will likely cause the child long
term emotional harm.
* * * * *
140. The Court finds that the conduct of [Monica] toward [William] is
designed to instill in the child a fear of [William].
141. The Court finds that the emotional environment surrounding the child while
in [Monicas] custody places the childs emotional well-being at risk.
* * * * *
143. [Monicas] continued behavior and expressed animosity toward [William] places the childs
welfare at stake.
The Court finds that the childs continued exposure by [Monica] to the community
of people with whom she surrounds the child, those of whom express the
same beliefs as [Monica], present a toxic environment that places the childs emotional
welfare at stake.
Appellants App. Vol. I, pp. 64-68. There are other similar findings.
Therefore, we are comfortable that there were ample findings to support the judgment,
even if findings 137 and 139 are erroneous.
In sum, Monicas challenge to the findings fails. The findings are supported
by the evidence, and any errors contained in them are harmless.
IV. Visitation
Monica finally challenges the trial courts order with respect to visitation. Upon
review of a trial courts determination of a visitation issue, we reverse only
when the trial court manifestly abuses its discretion. Reno v. Haler, 734
N.E.2d 1095, 1101 (Ind. Ct. App. 2000), trans. denied. No abuse of
discretion occurs if there is a rational basis in the record supporting the
trial courts determination. Id. We will neither reweigh evidence nor judge
the credibility of witnesses. Id. In all visitation controversies, courts are
required to give foremost consideration to the best interests of the child.
Pennington v. Pennington, 596 N.E.2d 305, 306 (Ind. Ct. App. 1992), trans. denied.
Indiana has long recognized that the rights of parents to visit their children
is a precious privilege that should be enjoyed by noncustodial parents. Hanson v.
Spolnik, 685 N.E.2d 71, 79 (Ind. Ct. App. 1997), trans. denied. As
a result, a noncustodial parent is generally entitled to reasonable visitation rights.
Ind.Code § 31-17-4-1. However, the right of visitation is subordinated
to the best interests of the child. Hanson, 685 N.E.2d at 79.
Indiana Code Section 31-17-4-1 defines the visitation rights of a noncustodial
parent and provides:
A parent not granted custody of the child is entitled to reasonable visitation
rights unless the court finds, after a hearing, that visitation by the noncustodial
parent might endanger the childs physical health or significantly impair the childs emotional
development.
Here, the trial court ordered that Monica was to have no visitation or
contact with C.L. for a period of ninety days after the date of
the physical exchange of custody to William. The trial court ordered that
at the conclusion of the ninety days, Monica is to have supervised visitation
on alternating Saturdays for two hours until a psychologist (chosen from a panel
offered by the trial court) reports that Monica has made sufficient progress so
that she no longer presents a danger to the emotional health of C.L.
Monica argues that the limited visitation the trial court ordered is not
supported by the trial courts findings because she contends the trial court did
not make a finding that reasonable visitation would be harmful. She further
argues that the evidence does not support a finding that visitation would be
harmful to C.L.
See footnote
In
Hanson, 685 N.E.2d at 71, the mother challenged the trial courts visitation
order, which denied her visitation for the first sixty days and then only
permitted supervised visitation for two hours every other week for the next three
months, on the basis that it effectively terminated her parental rights. She
also argued that there was no evidence presented to support such restricted visitation
and that other restrictions imposed by the court, including supervised visitation and its
order prohibiting either party from discussing any matters pertaining to the custody proceedings
with the child, adequately protected the childs best interests.
On appeal, we found that the trial court restricted the mothers visitation because
her behavior and animosity towards the father and her failure to provide adequate
counseling placed the childs welfare at stake. Id. at 79. We
found that the evidence presented at trial sufficiently supported this determination. Id.
We noted a professional testified that highly structured, supervised visitation was necessary
due to the mothers behavior and the possibility that she would attempt to
undermine the childs relationship with the father. Id. We also noted
that the guardian ad litem specifically recommended that the court severely limit any
visitation by the noncustodial parent due to the parties volatile relationship and its
effects on the child. Id. Finally, although concerned by the restrictive
nature of the initial custody order, we noted that the trial court had
recently extended the mothers visitation to six hours every other week and had
allowed for periodic reevaluation of the visitation schedule. Id. Given the
animosity between the parties and the trial courts movement towards more liberal visitation,
we concluded that we could not find the trial courts visitation order constituted
a manifest abuse of discretion. Id. Therefore, we found no error.
Id.
We find the Hanson case instructive to the issue before us in this
case. In both cases, the trial court found that the mothers behavior
and animosity toward the fathers put the childrens well-being at stake. We
recognize that in the Hanson case the trial court was presented with direct
testimony concerning the risks of more visitation with the mother, whereas in this
case the trial court was presented with a more limited amount of evidence
relating specifically to visitation. However, the trial court here was presented with
substantial evidence relating to Monicas animosity and emotional wellbeing. It was appropriate
for the trial court to consider that evidence in crafting the visitation arrangement
with Monica.
To the extent Monica challenges the trial courts order on the basis that
there were insufficient findings to support the restricted visitation because the findings related
to the custody determination, we are not persuaded by her argument. The
trial court included an abundance of findings relating to the acrimonious relationship between
the parties, the erratic behavior of Monica, the history of not cooperating with
or following court orders, and the risk of emotional harm Monica poses to
C.L. The trial court was not required to specify which findings supported
which conclusions and may draw a conclusion from a combination of findings that
may also support other conclusions. In other words, one set of findings
may support, and usually does support, many conclusions. We conclude that the
trial courts decision to restrict Monicas visitation was supported by the findings and
evidence concerning C.L.s emotional well-being. In addition, as in Hanson, the trial
court here included specific provisions for expanded visitation, indeed normal unsupervised visitation, upon
Monicas seeking counseling and establishing that she no longer poses a threat to
C.L.s emotional health. The trial courts order was not crafted to be
a punishment to Monica, but was restricted to the extent necessary to protect
C.L.s best interest. There is no abuse of discretion.
V. Inflammatory Brief
We would be remiss if we did not comment on the inflammatory nature
of Monicas Appellants Brief. There are several instances where Monica makes inappropriate
comments in her brief and at some points makes allegations of unethical conduct
by judges and attorneys. We note a few of those instances.
When referring to the trial courts rulings relating to the Williams witnesses versus
those relating to her own witnesses, Monica claims, This pattern of harassment of
Monica and deference to anything William does continued throughout the trial. Appellants
Br. p. 17. She further alleges that the trial judge interfered with
the presentation of [her] case repeatedly. Appellants Br. p. 18. Indeed,
she baldly claims, The judge articulated his bias quite clearly on several occasions.
Appellants Br. p. 18. With respect to her due process argument,
she states:
It is perhaps true that each of these errors, taken individually, could be
seen as harmless. However, they cannot be viewed in isolation. Something
was seriously wrong with this case. It is the pattern which must
be considered. It cannot be easily explained. It is not rational
that a judge would be checking out a case file years after being
recused or that a Clerks office would refuse to serve the attorney of
record in a case, but both happened in this case. Ms. Lasater
believes it happened because her husband and his attorney have money, power and
influence in Allen County and she does not. We will never know.
Perhaps all the strange happenings in this case were coincidental, but perhaps
not.
Appellants Br. pp. 23-24 (internal citation omitted).
Monica describes the trial courts findings this way: Some findings which are technically
accurate are cherry-picked from the record in a manner to disguise the underlying
truth. Appellants Br. p. 25. She further states, Taken as a
whole, the findings are not a reflection of the record in this case.
They are a list of largely irrelevant information designed for one purpose,
to continue the animosity which has plagued this case from the beginning.
Appellants Br. p. 25. In her conclusion, Monica states:
The decision to give custody of [C.L.] to William Lasater was not based
on the evidence at trial. It was not based on the best
interests of the child. In fact, the best interest factors were barely
considered. William Lasater was awarded custody because the judge didnt like Monica
Lasater. She annoyed him. She annoyed the whole county. From
the opening statements to the closing arguments it was apparent. Her witnesses
were not permitted to testify. Her evidence was excluded, while Williams inadmissible
evidence was allowed. She was constantly interrupted, intimidated and admonished. . .
. The decision in this case was not based on the evidence or
the relevant law. It was based on the personalities of the players.
Appellants Br. p. 30.
Furthermore, Monica alleges at various points that Williams counsel was unethical during the
proceedings of this case. She claims:
Attorney Leonard attempted to elicit this testimony from William Lasater, who responded, No
sir, I didnt know anything about the complaint until you indicated to me
that there was some kind of complaint. He tried again and his
client replied, I dont know. I just dont know. Attorney Leonard,
unable to get the proper response, resorted to testifying himself, and responded But
you subsequently learned that he disqualified himself because of the complaint that was
filed. It is on this evidence that the court relied.
Appellants Br. p. 9 n. 6 (internal citations omitted). She later alleges
that he had forgotten his duty to be candid with the court during
trial when he did not respond to an objection by Monica to evidence
that he had previously agreed was inadmissible. She claims, His silence was
a clear violation of Rule 3.3. Appellants Br. p. 20. She
further posits, It was not unusual for Mr. Leonard to testify in this
case. In fact, he was even permitted to directly answer a question
put to a witness. Whenever he was unable to elicit the testimony
he desired, he simply supplied it. Appellants Br. p. 23 (internal citation
omitted).
It is not Monicas challenge to the trial courts decision in and of
itself with which we are concerned. Lawyers are completely free to criticize
the decisions of judges. However, as licensed professionals, they are not free
to make recklessly false claims about a judges integrity. In re Wilkins,
782 N.E.2d 985, 986 (Ind. 2003), cert. denied, 124 S. Ct. 63.
By alleging that the trial courts decision was based on the judges personal
feelings about Monica or the other personalities involved in the case, she impugns
the judges integrity.
Our supreme court recently addressed similar concerns in In re Wilkins, 777 N.E.2d
714, 717 (Ind. 2002), modified on rehearing. In that case, the supreme
court reviewed language contained in a footnote in a petition for rehearing.
The offending language consisted of:
Indeed, the [Court of Appeals] Opinion is so factually and legally inaccurate that
one is left to wonder whether the Court of Appeals was determined to
find for Appellee Sports, Inc., and then said whatever was necessary to reach
that conclusion (regardless of whether the facts or the law supported its decision).
Id. at 716.
In finding that the comments in the footnote were not even colorably appropriate,
the supreme court reasoned that in the footnote, the respondent suggested that the
judges on the court of appeals may have been motivated in their decision
making by something other than the proper administration of justice and suggested unethical
motivations. Id. at 717. Our supreme court further explained:
[W]e find that the respondent offered no evidence to support his contentions that,
for example, the Court of Appeals was determined to find for appellee, no
matter what. Without evidence, such statements should not be made anywhere.
With evidence, they should be made to the Judicial Qualifications Commission.
Id. at 717-18 (internal citations omitted).
Here, such comments do little to advance Monicas position as to why the
trial court committed reversible error and, therefore, do not promote responsible advocacy on
her behalf. Significant parts of her brief are permeated with sarcasm and
disrespect. See WorldCom Network Services, Inc. v. Thompson, 698 N.E.2d 1233, 1236-37
(Ind. Ct. App. 1998) (Righteous indignation is no substitute for a well-reasoned argument.
We remind counsel that an advocate can present his cause, protect the
record for subsequent review and preserve professional integrity by patient firmness no less
effectively than by belligerence or theatrics.), trans. denied. Such a brief reflects
a lack of professional responsibility on the part of counsel and does little
to serve the interest of the client to whom counsel is responsible in
this appeal. See Moore v. Liggins, 685 N.E.2d 57, 66-67 (Ind. Ct.
App. 1997).
For the use of impertinent, intemperate, scandalous, or vituperative language in briefs on
appeal impugning or disparaging this court, the trial court, or opposing counsel, we
have the plenary power to order a brief stricken from our files and
to affirm the trial court without further ado. Wright v. State, 772
N.E.2d 449, 463 (Ind. Ct. App. 2002). In the interest of evaluating
the merits of Monicas issues on appeal, we choose not to strike the
Appellants Brief filed by Monicas counsel or any portion thereof.
See footnote Because we
choose not to exercise our discretion to strike the brief, however, counsel should
not confuse this with approval or condoning of the unprofessional, disrespectful, and at
times outrageous remarks and allegations made in the body of the brief.
We appreciate vigorous advocacy, but we will not countenance the sort of lawyering
exhibited here. We admonish counsel to advocate more professionally in future matters
before this court.
Conclusion
The trial court did not abuse its discretion when it found Monica in
contempt, and she was not deprived of her due process rights by the
trial court. Furthermore, the findings are supported by the evidence. The
trial court did not abuse its discretion in ordering restricted visitation between Monica
and C.L. given the facts of this case. We affirm the trial
courts order in all respects.
Affirmed.
KIRSCH, C.J., and FRIEDLANDER, J., concur.
Footnote: The trial court did not permit Monica to discharge her counsel
entirely and ordered counsel to remain in the courtroom during the trial for
advisory purposes.
Footnote: On January 25, 2003, Monica filed a pro se interlocutory
appeal challenging several pre-trial orders that she claimed prevented her from presenting witnesses
at the trial. On our motion, we consolidated that appeal with the
one from the final order.
Footnote: Monica also comments that Judge Sims was improperly appointed and
that he had no jurisdiction. However, she does not develop cogent arguments
with respect to those issues with proper citations to authority. As such,
we will focus our attention on the question of his actions after his
recusal.
Footnote: To the extent Monica challenges the merits of those appointments,
she fails to develop a cogent argument.
Footnote: William explains the action as follows:
Likewise, [Monica] complains that Judge Sims executed an order October 17, 2002, scheduling
a hearing on [Monicas] Motion for Order to Execute Release Form. On
close examination, the order had scheduled a hearing on a request having been
made by Monica Lasater requiring William to execute an authorization for release of
information. The parties agreed that pleadings could be filed either in Allen
County or in Adams County. The Notice of Hearing form is one
that would have been prepared by Monica Lasaters attorney and filed accordingly.
It was doubtlessly sent to both courts for action. It is a
ministerial act and no one was or could have been prejudiced, particularly not
Monica since she was the one seeking the courts order.
Appellees Br. p. 28 (internal citations omitted). We need not resolve the
mystery of the order issued by Judge Sims because the order was properly
issued by Special Judge Schurger.
Footnote: We note that Monica cites the trial courts refusal to allow
two of her witnesses to testify while at the same time permitting Williams
witnesses to testify over objection as an example of how her due process
rights were violated. Although she relates information about pre-trial issues with respect
to these witnesses, namely issues regarding authorizations and witness lists, she fails to
present any legal analysis and authority for her position that the trial courts
rulings concerning these witnesses were erroneous. Her blanket assertion that the trial
court treated her witnesses differently than Williams is insufficient to preserve the issue
for appeal.
See Thacker, 797 N.E.2d at 345.
Footnote:
Monica notes that Dr. Ross testified at a preliminary hearing on
February 24, 1999. During the hearing, Williams counsel asked Dr. Ross if
there was anything in the psychological tests that would lead him to believe
that Mr. Lasater has the psychological attributes, the potential for child abuse?
Tr. p. 80. Monicas attorney objected, and the trial court sustained the
objection after Williams counsel agreed that there is no allowable legal profile able
to be used either for or against whether or not somebody is a
child molester. That is not admissible evidence in this state either criminally
or civilly. Tr. p. 80. An evidentiary ruling made in a
preliminary hearing is not controlling as to the admission of the evidence in
a trial. The trial court was free to consider the admissibility of
Dr. Ross testimony anew during the context of the trial and was not
bound by the previous ruling. Monica also posits that Williams counsel was
unethical by virtue of the fact that he reintroduced the evidence during trial
when she was unrepresented by counsel. From the face of the record,
we see no basis for concern. It is hardly unusual for parties
to attempt to reintroduce evidence previously excluded during pre-trial proceedings. Such practice
is routine for evidence excluded by virtue of motions in limine, for example,
and indeed required to preserve the issue for appeal.
Footnote: The
Buzzard court noted that expert testimony should be presented
in compliance with Indiana Rule of Evidence 703, which requires a showing that
the expert is basing his opinion on evidence reasonably relied upon by experts
in the field. Buzzard, 669 N.E.2d at 999 (quoting Evid. R. 703).
Monica states that, Indiana has consistently held that evidence of a profile
of a child abuser does not meet that standard and is, therefore, not
admissible. See, Steward v. State, 652 N.E.2d 490 (Ind. 1995). Appellants
Br. p. 20. We find her broad statement and, in particular, her
reliance on the Steward case to be inaccurate. First, the Steward case
concerned the admissibility of evidence of child abuse syndrome and profile evidence on
the part of the victims, not evidence relating to profiles of the abusers.
Second, the Steward holding provided, The admissibility of child sexual abuse syndrome
evidence will be primarily determined in the courts of this state in accordance
with the provisions in the Indiana Rules of Evidence defining relevant evidence, Evid.R
. 401; declaring its general admissibility, Evid.R. 402; permitting exclusion due to
the danger of unfair prejudice, Evid.R. 403; prohibiting opinions concerning witness truthfulness,
Evid.R. 704(b); and, most particularly, prescribing the requirements for expert scientific testimony, Evid.R.
702. Steward, 652 N.E.2d at 498. Although the decision contains a
lengthy analysis of Evidence Rule 702, the court does not mention Evidence Rule
703. Monicas assertion that the case stands for the proposition that evidence
of a profile of a child abuser does not meet the Rule 703
standard is misleading.
Footnote:
We note that in her brief, Monica cites 803(b) as
the business record exception. Given that there is no 803(b) and that
the exception is actually contained in 803(6), we will assume that the error
is merely a typographical one.
Footnote: In her reply brief, she states that the trial courts
order requiring her to see a psychologist before she can have regular visitation
with C.L. is a manifest abuse of discretion. This issue was not
raised in her Appellants Brief and is, therefore, waived. Issues cannot be
raised for the first time in a reply brief. Ind. Appellate Rule
46(A)(8); App. R. 46(C);
Felsher v. University of Evansville, 755 N.E.2d 589, 601
n. 6 (Ind. 2001).
Footnote:
Williams motion to strike portions of the Appellants Brief is
hereby denied.