FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEY FOR APPELLEE:
RONALD L. WILSON DAVID P. ALLEN
Badell & Wilson, P.C. Allen, Allen & Allen
Rushville, Indiana Salem, Indiana
IN THE
COURT OF APPEALS OF INDIANA
MARGARET YOUNG, Guardian of )
Michael Sweeney, )
)
Appellant-Respondent, )
)
vs. ) No. 10A01-0309-CV-334
)
ESTATE OF ROBIN SWEENEY, )
)
Appellee-Petititoner. )
APPEAL FROM THE CLARK SUPERIOR COURT
The Honorable Jerome F. Jacobi, Judge
Cause No. 10D01-0108-EU-59
May 28, 2004
OPINION FOR PUBLICATION
MAY, Judge
Margaret Young appeals the denial of her motion to correct error and to
certify an order authorizing compromise and settlement of a wrongful death claim as
a final appealable order for the purposes of taking an interlocutory appeal.
Young is involved in an estate dispute with Charilette Sweeney (Sweeney), who was
granted unsupervised administration of the Estate of Robin Sweeney (decedent) and pursued a
wrongful death claim on behalf of the Estate. Young raises one issue,
but we find sua sponte we have no jurisdiction to hear this appeal
and therefore dismiss it.
FACTS AND PROCEDURAL HISTORY
On August 15, 2001, decedent was struck and killed by a drunk driver.
Decedents sole heir is her minor son, M.S. On August 24,
2001, decedents sister, Sweeney, filed a petition for unsupervised administration that requested permission
to pursue a wrongful death claim against the drunk driver. The trial
court entered an order granting unsupervised administration, issuing letters of administration, and permitting
filing of a wrongful death claim.
On September 4, 2001, Sweeney filed a petition for approval of an agreement
for legal services, wherein she sought approval to hire her employer, David Allen,
and his law firm, as the attorneys for the wrongful death action.
The court approved the agreement. The legal services agreement provided Allen would
be paid one-third of any money recovered plus expenses.
On January 21, 2002, Young, who is Sweeneys and decedents mother and M.S.s
guardian,
See footnote appeared by counsel, Ronald Wilson, and filed a verified motion to set
aside appointment of Sweeney as personal representative. Shortly thereafter, Sweeney and Young
agreed both their attorneys, Allen and Wilson, would serve as co-personal representatives of
the Estate. The trial court issued its approval.
On May 13, 2003, Allen filed a petition for authority to settle the
wrongful death claim for $100,000.00, and he requested attorneys fees in the amount
of $33,333.33 and costs of $1,299.75. Wilson objected to the attorneys fees
and costs. On June 30, 2003, a hearing was held on Wilsons
objection. The trial court approved the order authorizing compromise and settlement of
wrongful death claim and awarded Allen the attorneys fees and expenses.
On July 23, 2003, Young, through her attorney Wilson, filed a verified motion
to correct error and to certify the order authorizing compromise and settlement of
the wrongful death claim as a final appealable order for the purposes of
taking an interlocutory appeal. On July 28, 2003, the court denied that
motion. Young now appeals.See footnote
DISCUSSION AND DECISION See footnote
Subject matter jurisdiction concerns a courts ability to hear and decide a case
based on the class of cases to which it belongs.
Warrick County
v. Weber, 714 N.E.2d 685, 687 (Ind. Ct. App. 1999). Whether we
have subject matter jurisdiction is an issue we should raise sua sponte if
the parties do not. Id. As we have previously explained, dismissal
for lack of subject matter jurisdiction takes precedence over the determination of and
action upon other substantive and procedural rights of the parties. Id.
(quoting Gorman v. Northeastern REMC, 594 N.E.2d 843, 845 (Ind. Ct. App. 1992),
decision clarified on denial of rehg 597 N.E.2d 366 (Ind. Ct. App. 1992),
trans. denied). Jurisdiction is a question of law we review de novo.
Id.
Young filed a notice of appeal claiming This appeal is from an interlocutory
order. (See Appellants App. at 44.) Our Rules of Appellate Procedure
provide that we have jurisdiction over interlocutory orders only under the conditions described
in Appellate Rule 14. Ind. App. R. 5(B). Under App. R.
14, there are three ways we may obtain jurisdiction over an interlocutory appeal:
(1) when the right is provided by statute, see App. R. 14(C); (2)
when the trial court certifies the order and we accept jurisdiction, see App.
R. 14(B); or (3) when the order is one of the nine enumerated
types that may be appealed as a matter of right, see App. R.
14(A). As Youngs appeal is not properly here under any of those
three alternatives, we do not have jurisdiction over this appeal.
See footnote
Young has not directed us to a statute that would provide us with
jurisdiction over this interlocutory appeal under App. R. 14(C), and we will not
undertake Youngs burden of searching the Indiana Code to establish that such a
statute exists. Therefore, we do not have jurisdiction pursuant to App. R.
14(C).
Young asked the trial court to certify the order for interlocutory appeal, and
the trial court denied that motion. Accordingly, we do not have jurisdiction
under App. R. 14(B).
See INB Natl Bank v. 1st Source Bank,
567 N.E.2d 1200, 1202 (Ind. Ct. App. 1991) (interlocutory orders not appealable by
right are not appealable at all in the absence of the certification of
both the trial and appellate court).
The only remaining basis for jurisdiction is a right to appeal pursuant to
App. R. 14(A). Youngs notice of appeal does not indicate that she
appeals pursuant to any of the nine grounds listed in Rule 14(A) for
appeals as a matter of right. Comparison of the appealed order and
the enumerated list reveals the order could fall only into the category permitting
appeals from an order for the payment of money.
See footnote App. R. 14(A)(1).
However, Young procedurally defaulted her opportunity to appeal under App. R. 14(A).
App. R. 14(A) permits the enumerated interlocutory orders to be appealed as a
matter of right by filing a Notice of Appeal with the trial court
clerk within thirty (30) days of the entry of the interlocutory order.
App. R. 14(A). The trial court ordered the payment of Allens attorney
fees for the settlement in the wrongful death claim on June 30, 2003.
Young filed her notice of appeal on August 14, 2003. Because
Youngs notice of appeal was filed forty-five days after the interlocutory order was
entered, Youngs appeal is not properly before us pursuant to App. R. 14(A).See footnote
See App. R. 9(A)(5) (Unless the Notice of Appeal is timely filed,
the right to appeal shall be forfeited except as provided by P.C.R. 2.).
Because Youngs interlocutory appeal is not properly here under App. R. 14, we
do not have jurisdiction over this appeal. App. R. 5(B). Accordingly,
we must dismiss.
Dismissed.
NAJAM, J., and BAKER, J., concur.
Footnote:
There is some question as to whether Young currently serves as guardian
of M.S.
Footnote: Young gave notice of appeal from the denial of the motion to
correct error she filed on July 23, 2003. The trial court denied
this motion on July 28, 2003. The Estate is the only party
providing us a copy of this motion. Young failed to do so,
and instead provided a copy of a motion that was filed on August
6, 2003, to correct error and to certify the order authorizing compromise and
settlement of a wrongful death claim as a final appealable order for the
purposes of taking an interlocutory appeal.
According to the Chronological Case Summary, the August 6th motion was withdrawn.
However, Young never acknowledges this fact in her brief. As this is
not the motion the court ruled upon on July 28th, it is not
apparent to us why Young included this motion, rather than the July 23rd
motion, in her appendix. In her brief, Young directs us to the
withdrawn motion, stating:
The Verified Motion To Correct Errors filed with the Trial Court on August
the 6th, 2003, sets out clearly all of the hoops and hurdles that
were overcome or had to be overcame [sic] in order to get where
everyone is in this matter. The Verified Motion To Correct Errors filed
on August the 6th, 2003 was never refuted by any pleading filed by
Charilette Rai Sweeney or by anyone on her behalf.
(Br. of Appellant at 9.)
While failure to include an item in an Appendix does not waive any
issue or argument,
see App. R. 49(B), we remind counsel that the purpose
of an Appendix in civil appeals is to present us with copies of
only those parts of the record on appeal that are necessary for us
to decide the issues presented. App. R. 50(A)(1).
We further note that Young directed us to a withdrawn motion and made
arguments referencing the withdrawn motion. Ind. App. Rule 46(A)(8)(a) requires an appellants
arguments on appeal to be cogent and to be supported with citations to
relevant authorities, statutes and pages of the appendix. As discussed previously, Young
fails to do so by providing argument based on a withdrawn motion and
therefore her actions impeded our appellate review.
Footnote:
Neither party addressed the jurisdictional issue in this case. Instead, both
addressed whether the improper opening of decedents estate as unsupervised made the legal
services agreement void.
Footnote:
Nor was the trial courts order appealable as a final judgment.
A final judgment disposes of all issues as to all parties, to the
full extent of the court to dispose of the same, and puts an
end to the particular case as to all of such parties and all
of such issues. Bueter v. Brinkman, 776 N.E.2d 910, 912-13 (Ind. Ct.
App. 2002) (quoting State ex rel. Neal v. Hamilton Circuit Court, 248 Ind.
130, 134, 224 N.E.2d 55, 57 (1967)) (emphasis supplied). A final judgment
reserves no further question or direction for future determination. Thompson v. Thompson,
259 Ind. 266, 269, 286 N.E.2d 657, 659 (1972). And see App.
R. 2(H)(1) (judgment is a final judgment if it disposes of all claims
as to all parties).
The effect of this order was limited to the entitlement of one of
the co-administrators to attorneys fees, and did not end the case as to
all parties and all issues. Young consistently treated this as an interlocutory
order for which she was obliged to obtain trial court certification in order
to bring an appeal, and not as a final judgment. She sought
trial court certification, and in her notice of appeal referred to the order
at issue as an appeal . . . from an interlocutory order.
(Appellants App. at 44.)
We therefore acknowledge, but decline to address, those decisions that hold a final
judgment from which an appeal will lie is one that determines the rights
of the parties in the suit, or a distinct and definite branch of
it, and reserves no further question or direction for further determination. See,
e.g., In re Garwoods Estate, 272 Ind. 519, 525, 400 N.E.2d 758, 761
(1980) (emphasis supplied).
Footnote:
Young apparently believed the order to settle the wrongful death claim and
pay Allen was
not an order for the payment of money as described
in App. R. 14(A)(1), because she asked the trial court to certify the
order as an appealable interlocutory order under App. R. 14(B). However, the
order to pay Allens attorney fees is an order for the payment of
money appealable under App. R. 14(A)(1). In re Estate of Newman, 369
N.E.2d 427, 432 (Ind. Ct. App. 1977) (holding an interlocutory order to pay
attorney fees was appealable at time entered under former App. R. 4(B)(1), now
App. R. 14(A)(1)).
Footnote:
We note that Young filed a motion to correct error between the
entry of the interlocutory order and the filing of the notice of appeal.
However, as that motion was improper, it cannot save Young from procedural
default. Trial Rule 59(C) explains that a motion to correct error should
be filed, if at all, not later than thirty (30) days after the
entry of a final judgment or an appealable final order. Nowhere in
that Rule is it suggested that a motion to correct error is proper
following an interlocutory order.
See T.R. 59. The Supreme Court Committee
Note to the 1980 Amendment of T.R. 59(B) states in pertinent part:
Time for Filing: Service on Judge. [T.R. 59(C)] replaces former rules
found under TR. 59(C) and 59(G). This Committee does not intend to
make the motion applicable to interlocutory orders. . . . Additionally, no change
in the former case law has been contemplated either, and those cases which
addressed interlocutory orders . . . are saved.
See Ind. Code Ann., Title 34, Appendix Court Rules (Civil) (West 1996). Moreover,
the Appellate Rules do not indicate a motion to correct error can extend
the filing deadline for a notice of appeal following an interlocutory order.
App. R. 14(A) does not mention a motion to correct error; it simply
provides the notice of appeal must be filed within thirty days of the
interlocutory order. App. R. 9(A), which discusses the filing of the notice
of appeal, explains the filing deadline for an appeal from a final judgment
may be extended by the filing of a timely motion to correct error,
see App. R. 9(A)(1), but provides no such extension for initiation of interlocutory
appeals, see App. R. 9(A)(2). Accordingly, the motion to correct error did
not extend the deadline for timely filing the notice of appeal, and Youngs
notice was late. See Hudson v. Tyson, 383 N.E.2d 66, 72 n.9
(Ind. Ct. App. 1978) (noting under former Appellate Rules filing a motion to
correct error after interlocutory order is fraught with danger because the Appellate Rules
do not extend the filing deadlines for a record after an interlocutory order).