FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
ALISON T. FRAZIER STEVE CARTER
Eckert Alcorn Goering & Sage Attorney General of Indiana
Madison, Indiana
RICHARD C. WEBSTER
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
ANGEL PAGAN, )
)
Appellant-Defendant, )
)
vs. ) No. 88A01-0309-CR-330
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
APPEAL FROM THE WASHINGTON CIRCUIT COURT
The Honorable Robert L. Bennett, Judge
Cause No. 88CO1-0210-FB-238
June 11, 2004
OPINION - FOR PUBLICATION
BARNES, Judge
Case Summary
Angel Pagan appeals his conviction and sentence for Class B felony robbery.
We affirm in part and remand in part.
Issues
We restate the issues before us as:
I. whether the State presented sufficient evidence to convict Pagan of robbery as charged
in the information;
II. whether he is entitled to a new trial because of an unauthorized separation
of the jurors during deliberations;
III. whether his trial counsel was ineffective; and
IV. whether his sentence is inappropriate.
Facts
The facts most favorable to the judgment are that on October 3, 2002,
Pagan entered Hardinsburg Video by himself, pointed a knife at Jody McIntyre, and
demanded that she give him all of the money in the stores cash
register and a moneybag under the counter. Hardinsburg Video appears to be
a sole proprietorship owned and operated by McIntyre. After obtaining the money,
Pagan ordered McIntyre to lie down in an adjoining room and, before leaving,
threatened to kill her if she got up in the next two minutes.
Pagan took none of McIntyres personal property. Police apprehended Pagan and
two companions, Angel Torres and James Thompson, shortly thereafter. Pagan then gave
a recorded statement to police admitting to the crime, but claiming it was
Torres and Thompsons idea to commit the robbery.
The State charged Pagan with one count of robbery with a deadly weapon,
a Class B felony. The information, as amended, specifically alleged that Pagan
took property from another person, to-wit: Hardinsburg Video, owned by Jody McIntyre
. . . . App. p. 29. After a jury trial
on March 4 through 7, 2003, Pagan was found guilty as charged.
Before sentencing, Pagan filed a motion alleging that at least two jurors committed
misconduct by making cell phone calls during deliberations without the knowledge of the
parties or court authorization. Nevertheless, the trial court proceeded to sentencing over
Pagans objection. It imposed a total sentence of twenty years, with four
years suspended. Pagan now appeals.
Analysis
I. Sufficiency of the Evidence
Pagan argues that the State failed to prove the crime of robbery as
alleged in the charging information.
See footnote In reviewing a claim of insufficient evidence,
we will affirm the conviction unless, considering only the evidence and all reasonable
inferences favorable to the judgment, and neither reweighing the evidence nor judging the
credibility of the witnesses, we conclude that no reasonable fact-finder could find the
elements of the crime proven beyond a reasonable doubt.
Bethel v. State,
730 N.E.2d 1242, 1243 (Ind. 2000).
In order to convict Pagan of robbery as a Class B felony, the
State was required to prove he knowingly or intentionally took property from another
person, or from the presence of another person, by using or threatening the
use of force or by putting any person in fear, while armed with
a deadly weapon. Ind. Code § 35-42-5-1. As Pagan points out,
the State did not charge him with taking property from the presence of
another person, but from a person, namely Hardinsburg Video, owned by Judy McIntyre
. . . . App. p. 29.
Pagan specifically argues that the State failed to prove Hardinsburg Video is a
person that could be robbed. Indiana Code Section 35-41-1-22(a) defines person for
purposes of the Criminal Code as a human being, corporation, limited liability company,
partnership, unincorporated association, or governmental entity. Unfortunately, it is true that a
sole proprietorship, as Hardinsburg Video apparently is, is not expressly listed as a
possible person that can be the victim of a crime, while corporations, partnerships,
limited liability companies, and unincorporated associations
See footnote are.
Cf. Washington v. Allison, 593
N.E.2d 1273, 1275 (Ind. Ct. App. 1992) (holding sole proprietorship did not fall
under Indiana Trial Rule 4.6(A) list of organizations, which included corporations, partnerships, trusts,
governmental organizations, and unincorporated associations).
We are satisfied, though, that a sole proprietorship may qualify as a person
that can be the victim of a crime. Our supreme court clearly
held that a sole proprietorship may be a crime victim, separate and distinct
from the business owner, in McKinley v. State, 272 Ind. 689, 400 N.E.2d
1378 (1980). There, the defendant was charged with and convicted of two
counts of robbery, once for taking the property of a sole proprietorship pharmacy,
and again for taking the personal property of the pharmacy owner. On
appeal, the defendant contended that he could only be convicted of one count
of robbery related to the individual. Our supreme court rejected this claim,
holding that the pharmacy was a business establishment and that two separate crimes
were committed when the defendant robbed both that individual and that individuals business.
Id. at 691, 400 N.E.2d at 1379. However, we acknowledge that
the court was not asked to consider whether a sole proprietorship fell under
the legal definition of person in the Criminal Code.
We note in the alternative that the definition of sole proprietorship is [a]
business in which one person owns all the assets, owes all the liabilities,
and operates in his or her own personal capacity. Blacks Law Dictionary
1398 (7th ed. 1999). Under this definition, it is clear that stealing
property from a sole proprietorship business is tantamount to stealing from the individual
owner of the business, who necessarily owns all of the business property.
This is so even if, under McKinley, it is possible to be convicted
of two separate counts of robbery if a defendant forcibly takes both clearly
identifiable business property and individual property. Here, the only property Pagan took
was clearly identifiable with the Hardinsburg Video business. As such, we conclude
that although the State was only entitled to charge Pagan with one count
of robbery, it could allege and prove the taking of property from the
person of Hardinsburg Video, which property was also necessarily the property of Jody
McIntyre, a human being. It is evident to us that it could
not have been the intent of the legislature to impose criminal liability for
robbing a corporation or other officially established business, or for robbing an individual
person, but not for robbing an unincorporated business operated as a sole proprietorship.
We find sufficient evidence that Hardinsburg Video was a person as alleged
in the charging information. Cf. Smith v. State, 664 N.E.2d 758, 760
(Ind. Ct. App. 1996), trans. denied (holding that estate was a person under
Indiana Code Section 35-41-1-22 although estates are not expressly listed as such).
II. Separation of Jurors
Pagans second argument is that a separation of the jurors during their deliberations
requires reversal of his conviction.
See footnote Specifically, he notes that the bailiff observed
at least two jurors make outgoing calls on their cell phones while deliberations
were taking place, apparently in order to inform family members that they would
not be home for dinner. This did not come to the attention
of the trial court or either party until after the judgment of conviction
was entered, but before sentencing.
Indiana Jury Rule 29, effective January 1, 2003, provides:
(a) The court, in its discretion may permit the jury in civil cases to
separate during deliberations. However, before the jurors are permitted to separate, the
court shall instruct them that while they are separated, they shall:
(1) not discuss the case among themselves or with anyone else;
(2) not talk to the attorneys, parties, or witnesses;
(3) not express any opinion about the case; and
(4) not listen to or read any outside or media accounts of the trial.
(b) The court shall not permit the jury to separate during deliberation in criminal
cases unless all parties consent to the separation and the instructions found in
section a of this rule are given.
Pagan points out that the jurors in question did not seek court permission
before making outside phone calls during deliberations,See footnote and thus the jurors were not
instructed in accordance with this rule nor was consent of the parties sought
before the calls were made.
It is true that as a general proposition, once a jury retires to
deliberate, trial courts should strictly comply with the requirement that jurors remain together
from the moment their deliberations begin until their verdict has been pronounced, unless
there are exigent circumstances warranting separation.
Follard v. State, 428 N.E.2d 1201,
1203 (Ind. 1981). Nevertheless, the State claims that the jurors use of
their cell phones during deliberations was not equivalent to a separation of the
jurors, citing Bryant v. State, 246 Ind. 17, 202 N.E.2d 161 (1964).
We disagree that Bryant supports such a broad proposition. In that case,
a juror sought permission from the trial court during deliberations, albeit ex parte,
to make a five or ten minute telephone call home to arrange for
the caring of his livestock. Our supreme court condemned any irregularities during
the deliberations of the jury and referred to the phone call as the
jury separation . . . . Id. at 21, 202 N.E.2d at
163-64. Thus, it is clear that a telephone call home during deliberations
does amount to a jury separation, notwithstanding the States argument. Additionally, we
observe that Indiana Code Section 35-37-2-6(a)(3) requires the bailiff in charge of the
jury to not permit any person to speak or communicate with them once
deliberations have begun. This statutory mandate was not followed here.
However, our supreme court in Bryant also held that the brief jury separation
in that case did not warrant reversal of the defendants conviction, where the
separation
did not concern or involve a matter connected with any issue in the
case, but solely dealt with a jurors request to telephone about his personal
affairs at home, which was entirely collateral and unrelated to the subject matter
of the cause on trial and therefore could not have prejudiced appellant in
any way . . . .
Bryant, 246 Ind. at 21, 202 N.E.2d at 164. We analyze this
circumstance in two ways. In the first perspective, the line of cases
concerning jury separations generally holds as follows: if there is a separation
of significant length not required by exigent circumstances, reversal of a conviction is
required and the separation is not subject to harmless error analysis. See
Follard, 428 N.E.2d at 1203 (addressing exigentless separation of seven and one half
hours). Conversely, when there is only a brief separation, a defendant must
demonstrate that a juror or jurors were exposed to a prejudicial influence or
other irregular occurrence before reversal of a conviction is required. See Stewart
v. State, 531 N.E.2d 1146, 1150 (Ind. 1988) (addressing separation of five minutes).
With specific reference to jurors communicating with outside persons during deliberations, there is
a rebuttable presumption of prejudice arising from such juror misconduct but only if
there is proof, by a preponderance of the evidence, that an extra-judicial contact
or communication occurred, and that it pertained to a matter pending before the
jury. Currin v. State, 497 N.E.2d 1045, 1046 (Ind. 1986). Also,
[a] defendant seeking a new trial because of juror misconduct must show that
the misconduct (1) was gross and (2) probably harmed the defendant. Griffin
v. State, 754 N.E.2d 899, 901 (Ind. 2001). The trial courts determination
on these points is reviewed for abuse of discretion, with the burden on
the appellant to show that the misconduct meets the prerequisites for a new
trial. Id.
Here, it is apparent that to the extent there was a separation of
jurors caused by at least two jurors making cell phone calls to their
homes, it was a brief separation and accordingly there is no automatic basis
for reversal of Pagans conviction, as established by Stewart. This case concerns
alleged juror misconduct arising from jurors communicating with unauthorized persons during the course
of deliberations. As such, we review the trial courts decision to refuse
a new trial for an abuse of discretion. To warrant reversal, Pagan
essentially must persuade us of four things: (1) extra-judicial communication occurred; (2)
pertaining to a matter before the jury; (3) the misconduct was gross; and
(4) it probably caused him prejudice. See Currin, 497 N.E.2d at 1046;
Griffin, 754 N.E.2d at 901.
Pagan did establish, through the bailiffs post-trial testimony, that extra-judicial communication occurred during
deliberations. However, he did not establish that the communications pertained to any
matter being considered by the jury; as in Bryant, the phone calls were
related to purely personal matters of the jurors, in this case the fact
that they would not be home for dinner or other evening activities.
Although it may have been, strictly speaking, improper for the jurors to interrupt
deliberations by making phone calls, especially without prior court knowledge or approval, such
behavior was excusable under the circumstances and cannot be labeled gross misconduct.
Finally, Pagan has failed to establish that this incident of separation caused him
actual prejudice. Thus, we conclude the trial court did not abuse its
discretion in refusing to set aside Pagans conviction.
We should note, however, that Pagans concerns about cell phone use during jury
deliberations are not without merit. In this day and age, thanks to
cell phones, most people now take it for granted that they can call
or be called by anyone, anywhere, at any time. This expectation should
not be carried into the jury room once deliberations have commenced, in accordance
with the long-standing principle in Indiana of disfavoring the separation of jurors or
having outside communications during deliberations.
See footnote We agree with Pagan that there is
the potential for improper outside influence on a juror if that juror telephones
a family member or business associate and informs them that the jury is
still deliberating, and the family member or business associate then places implied or
express pressure on the juror to hastily reach a verdict and return home
or to work.See footnote There is also the fact that cell phones could
be used for more overtly mischievous purposes, such as seeking extraneous information relevant
to the case, without court knowledge, especially since many cell phones also have
Internet access capabilities. Incoming calls may disrupt the deliberative process of the
jury or allow for the receipt of improper extraneous information. Courts should
emphasize to jurors that they are not to have contact with outside persons
once they have begun deliberations, and this includes cell phone communications. If
jurors wish to separate for the purpose of making such calls, the dictates
of Indiana Jury Rule 29 should be followed, which requires consent of the
parties in criminal cases and an admonition to the jurors in all cases.
Alternatively, if a juror wishes to make a phone call during deliberations
for non-emergency personal reasons, a bailiff or other court official could make the
call for the juror, as suggested by Justice Jackson in his separate concurrence
in
Bryant. 246 Ind. at 22, 202 N.E.2d at 164 (Jackson, J.,
concurring). However, in the present case we are convinced that reversal of
Pagans conviction is not required, given the nature of the communications and the
lack of a showing of actual prejudice.
III. Ineffective Assistance of Counsel
Pagan next argues that he received ineffective assistance of trial counsel.
A defendant claiming a violation of the right to effective assistance of counsel
must establish the two components set forth in Strickland v. Washington, 466 U.S.
668, 104 S. Ct. 2052, 80 L.Ed.2d 674 (1984); accord Williams v. Taylor,
529 U.S. 362, 390-91, 120 S. Ct. 1495, 146 L.Ed.2d 389 (2000).
First, the defendant must show that counsels performance was deficient. Strickland, 466
U.S. at 687, 104 S. Ct. 2052. This requires a showing
that counsels representation fell below an objective standard of reasonableness, id. at 688,
104 S. Ct. 2052, and that the errors were so serious that they
resulted in a denial of the right to counsel guaranteed the defendant by
the Sixth Amendment, id. at 687, 104 S. Ct. 2052. Second, the
defendant must show that the deficient performance prejudiced the defense. Id.
To establish prejudice, a defendant must show that there is a reasonable probability
that, but for counsels unprofessional errors, the result of the proceeding would have
been different. Id. at 694, 104 S. Ct. 2052. A reasonable
probability is a probability sufficient to undermine confidence in the outcome. Id.
Counsel is afforded considerable discretion in choosing strategy and tactics, and we will
accord those decisions deference. Id. at 689, 104 S. Ct. 2052.
A strong presumption arises that counsel rendered adequate assistance and made all significant
decisions in the exercise of reasonable professional judgment. Id. at 690, 104
S. Ct. 2052. The Strickland Court recognized that even the finest, most
experienced criminal defense attorneys may not agree on the ideal strategy or the
most effective way to represent a client. Id. at 689, 104 S.
Ct. 2052. Isolated mistakes, poor strategy, inexperience, and instances of bad judgment
do not necessarily render representation ineffective. Bieghler v. State, 690 N.E.2d 188,
199 (Ind. 1997); Davis v. State, 598 N.E.2d 1041, 1051 (Ind. 1992); Ingram
v. State, 508 N.E.2d 805, 808 (Ind. 1987). The two prongs of
the Strickland test are separate and independent inquiries. Thus, [i]f it is
easier to dispose of an ineffectiveness claim on the ground of lack of
sufficient prejudice . . . that course should be followed. Williams v.
State, 706 N.E.2d 149, 154 (Ind. 1999) (quoting Strickland, 466 U.S. at 697,
104 S. Ct. 2052).
Timberlake v. State, 753 N.E.2d 591, 603 (Ind. 2001), cert. denied, 537 U.S.
839, 123 S. Ct. 162 (2002).
Pagans first claim of ineffectiveness is that his trial counsel should have moved
to suppress his statement to police, claiming it was involuntarily given. To
prevail on this claim, Pagan must be able to show a reasonable probability
that challenging the admissibility of his confession on voluntariness grounds would have led
to its exclusion and his acquittal; otherwise, he cannot establish that he was
prejudiced. White v. State, 699 N.E.2d 630, 633 (Ind. 1998). If
a defendant challenges the admissibility of his confession on voluntariness grounds under the
United States Constitution, as Pagan has apparently done, the State must prove by
a preponderance of the evidence that the confession was voluntarily given.
See footnote
Id.
In determining whether a confession was voluntarily given, a court considers the
totality of the circumstances surrounding the confession. Id. A confession must
be the product of a rational intellect and not the result of physical
abuse, psychological intimidation, or deceptive interrogation tactics that have overcome the defendants free
will. Brabandt v. State, 797 N.E.2d 855, 863 (Ind. Ct. App. 2003).
The critical inquiry is whether the defendants statements were induced by violence,
threats, promises, or other improper influence. Id.
During trial, Pagan testified that before police turned the tape recorder on to
record his statement, they demanded that Pagan tell them something and they will
do everything they can for me not to spend a day in jail,
to give them a statement, yelling and saying fowl [sic] language to tell
them something. Tr. p. 248. By contrast, the State introduced into
evidence the waiver of rights form Pagan signed before giving his statement, which
says that he understood his rights, waived them, and that [n]o promises or
threats have been made to me and no pressure or coercion of any
kind has been used against me. Ex. 22. At the beginning
of the taped statement, the police confirmed that Pagan had read, been read,
understood, and signed the waiver form. Pagan also agreed with the police
that [n]o one has threatened you or, uh, made you talk to us
or anything like that, and that he was giving the statement of his
on [sic] free will . . . . Tr. pp. 106-07.
Although Pagan was only eighteen at the time, he had had several previous
encounters with law enforcement and was not naïve in this respect.
In light of this conflicting evidence on the voluntariness of Pagans confession, we
cannot say trial counsel was ineffective for not moving to suppress it.
This conflict in the evidence made it doubtful that the trial court would
have granted such a motion; the trial court has the responsibility to make
a factual determination and weigh evidence regarding the voluntariness of a confession.
See Luckhart v. State, 736 N.E.2d 227, 230 (Ind. 2000). There was
no guarantee that the weighing would have come out in Pagans favor in
this case. Trial counsel may reasonably have decided that the better course
of action would be to attack the credibility of the statement, but not
its admissibility, by claiming it was produced not only by police pressure, but
also pressure from Torres and Thompson to take the rap for the robbery.
See Morgan v. State, 648 N.E.2d 1164, 1169-70 (Ind. Ct. App. 1995),
adopted in relevant part, 675 N.E.2d 1067, 1072 (Ind. 1996) (noting that trial
court makes admissibility determination based on voluntariness of confession, but jury separately assesses
credibility of confession also by considering voluntariness). We conclude that trial counsels
decision not to challenge the admissibility of Pagans statement to police falls within
the range of reasonable strategic decisions and does not amount to ineffectiveness.
Pagan also claims trial counsel was ineffective for not objecting to the prosecutors
questioning of him about a Pimp tattoo on one of his hands.
Specifically, the following exchange took place:
Q: . . . Whats the tattoo on your left hand?
A: A tattoo that says pimp.
Q: What?
A: It says pimp.
Q: Is that what you are?
A: When I was younger I use to have a couple of girl friends
and so I considered myself like that.
Q: You considered yourself a pimp?
A: Yes.
Q: So you had it tattooed on your hand?
A: Yes.
Q: You pimped out the mother of your child?
A: No.
Q: Is that the deal?
A: No.
Q: What are you talking about?
A: When I was younger.
Q: When you were younger?
A: When I was a teenager, probably fourteen, fifteen when I got this.
Q: You were pimping people out when you were fourteen or fifteen, is that
what you are telling this jury?
A: Its, uh, I guess, its a thing that every boy does when they
are young they like to have a bunch of girl friends and they
think they are a stud which I thought I was, yes, so I
had it tattooed on my hand.
Tr. pp. 296-97.
Pagan contends that this line of questioning violated Indiana Evidence Rule 404(b), which
prohibits the introduction of [e]vidence of other crimes, wrongs, or acts . .
. to prove the character of a person in order to show action
in conformity therewith. Such evidence may be used as proof of motive,
intent, preparation, plan, knowledge, identity, or absence of mistake or accident . .
. . Ind. Evidence Rule 404(b). This rule prevents the State
from punishing people for their character, and evidence of extrinsic offenses poses the
danger that the jury will convict the defendant because his general character is
bad or . . . he has a tendency to commit other crimes.
Bassett v. State, 795 N.E.2d 1050, 1053 (Ind. 2003) (quoting Gibbs v.
State, 538 N.E.2d 937, 939 (Ind. 1989)). The State contends that the
tattoo did not raise any inference of criminal activity. Appellees Br. p.
14. We cannot accept that argument, especially given that the State not
only pointed out Pagans tattoo, but clearly tried to raise the inference of
criminal or distasteful conduct on Pagans part, such as pimp[ing] out the mother
of your child . . . . Tr. p. 296. Such
questions had absolutely no relevance to this case and we see no purpose
for them other than to portray Pagan in a negative light. Although
the fact that Pagan had a tattoo on one hand was relevant to
the victims identification of the robber,
See footnote the States repeated questioning on the meaning
of the tattoo was completely irrelevant and potentially prejudicial. As such, we
do agree that if an objection had been made to these questions, the
trial court would have been required to sustain it.
See Oldham v.
State, 779 N.E.2d 1162, 1171-73 (Ind. Ct. App. 2002), trans. denied (2003) (finding
admission of novelty business cards identifying defendant as Rob Goddie and novelty Wanted
photograph of defendant was fundamental error).
We do not believe Pagan was prejudiced by trial counsels failure to object
to the extent that he received ineffective assistance of counsel. The questionable
exchange between the prosecutor and Pagan takes up only a few lines of
a three hundred page transcript. The State did not later mention the
Pimp tattoo in further questioning or in closing arguments. Pagan responded to
the States accusations of improper conduct by indicating that the word Pimp referred
to his having multiple girlfriends and was not indicative of any illegal or
immoral conduct. The evidence against Pagan was considerable. Although McIntyre could
not positively identify him as the robber because his face had been covered
by a bandana, when police apprehended him he was sitting alone in the
back seat of a vehicle, without a shirt on, where the bandana, knife,
and a sweatshirt matching one worn by the robber were found. Thompson
and Torres were in the front of the car. Pagan also confessed
to police and accurately told them where the moneybag from the video store
was dumped. Under the circumstances, we do not see a reasonable probability
that the outcome of Pagans trial would have differed if trial counsel had
objected to the States questions regarding the Pimp tattoo. Pagan did not
receive ineffective assistance of trial counsel.
IV. Sentence
Pagans final argument is that his twenty-year sentence, the maximum for a Class
B felony, is inappropriate. Article 7, Section 6 of the Indiana Constitution
authorizes independent appellate review and revision of a sentence imposed by the trial
court. Williams v. State, 782 N.E.2d 1039, 1050 (Ind. Ct. App. 2003),
trans. denied. This authority is implemented through Indiana Appellate Rule 7(B), which
provides: The Court may revise a sentence authorized by statute if, after
due consideration of the trial courts decision, the Court finds that the sentence
is inappropriate in light of the nature of the offense and the character
of the offender. Id. Sentences at the extremes of the lawful
range are more often (but not always) clearly, plainly, and obviously inappropriate.
Id. In particular, maximum sentences such as the one in this case
See footnote
should generally be reserved for the worst class of offenses and offenders.
Buchanan v. State, 767 N.E.2d 967, 973 (Ind. 2002).
The nature of the offense under Appellate Rule 7(B) speaks to the statutory
presumptive sentence for the class of crimes to which the offense belongs.
Williams, 782 N.E.2d at 1051. The classifications of crimes and their presumptive
sentences, enhancements, and reductions have been determined by the General Assembly as a
matter of public policy. Id. The presumptive sentence is a courts
starting point for consideration of the appropriate sentence for the particular crime committed.
Id. The presumptive sentence for a Class B felony is ten
years. I.C. § 35-50-2-5.
The character of the offender as used in Appellate Rule 7(B) refers to
the general sentencing considerations under Indiana Code Section 35-38-1-7.1(a) and the balancing of
aggravating and mitigating circumstances under Indiana Code Section 35-38-1-7.1(b) and (c), as well
as the other factors left to the trial courts discretion under Section 35-38-1-7.1(d).
Williams, 782 N.E.2d at 1051. The trial court is not limited
to considering only the factors and circumstances contained within the statute, but may
also consider other aggravating and mitigating circumstances in determining the sentence. Id.
We begin by acknowledging the States argument that the nature of this offense
warrants aggravation of Pagans sentence. It notes that Pagan robbed a video
store by using a knife, holding it near McIntyres throat, and threatening her;
that Pagan ordered her to lie down in an adjoining room before he
left; that he took money from the store and attempted to take money
from McIntyre; and that McIntyre was frightened. The State concludes: Although
no one was hurt, this was still an armed robbery involving a deadly
weapon; a crime of violence. Appellees Br. p. 17. We agree
with Pagan that this argument only amounts to restating the elements of armed
robbery as a Class B felony: taking someones property by using force
or the threat of force while armed with a deadly weapon. I.C.
35-42-5-1. It is clear that courts may not use factors constituting material
elements of an offense as an aggravating circumstance. Spears v. State, 735
N.E.2d 1161, 1167 (Ind. 2000). [T]o enhance a sentence based on the
particular individualized circumstances of the offense, there generally should be some indication that
the manner in which the crime was committed was particularly egregious, beyond what
the legislature contemplated when it prescribed the presumptive sentence for that offense.
Jimmerson v. State, 751 N.E.2d 719, 724 (Ind. Ct. App. 2001). There
has been no such showing in this case. Although we acknowledge that
McIntyre was undoubtedly frightened by Pagans conduct, we presume the legislature considered that
victims of armed robberies would normally be frightened when it determined that the
presumptive sentence for such a crime should be ten years. See Pickens
v. State, 767 N.E.2d 530, 535 (Ind. 2002) (noting that victim impact is
an aggravating circumstance only if it is demonstrated that crime had destructive impact
not normally associated with the offense).
The State directs us to several other factors the trial court noted that
it contends warrant aggravation of Pagans sentence. First, the trial court observed
that McIntyre requested aggravation of Pagans sentence. However, although recommendations by a
victims family may be used by the court to assist it in making
a sentencing decision, the recommendations are not mitigating or aggravating circumstances as those
terms are used in the sentencing statute. Hawkins v. State, 748 N.E.2d
362, 363 (Ind. 2001) (quoting Edgecomb v. State, 673 N.E.2d 1185, 1199 (Ind.
1996)). Reliance on such a recommendation as an aggravating circumstance is improper.
Id. Second, the trial court stated that imposition of reduced sentence
or suspension of the sentence would depreciate the seriousness of the crime.
Sentencing Tr. p. 5. This aggravator is appropriate only when the trial
court is considering a reduced sentence. Hawkins, 748 N.E.2d at 363.
There is no indication in the record that the trial court was considering
a reduced sentence in this case; in fact, the judge expressly stated that
he was a little bit reluctant to reduce your sentence any from the
maximum actually. Sentencing Tr. p. 7. Thus, this aggravator is inappropriate
here.
The trial court also stated that you would be best provided correctional rehabilitative
treatment by commitment. Id. at 5. In order to support aggravating
a sentence on the basis that the defendant is in need of rehabilitative
treatment best provided in a correctional facility, a court needs to explain why
the defendant requires treatment beyond the presumptive sentence. Bailey v. State, 763
N.E.2d 998, 1004 (Ind. 2002). Here, the trial court did state that
Pagan had failed at alternative rehabilitative treatments, including short term detention probation without
success. Sentencing Tr. p. 5. This observation does justify a period
of incarceration for Pagan as opposed to alternative correctional treatment; however, it does
not explain the need for incarceration beyond the ten-year presumptive sentence for Class
B felonies, especially where it does not appear the trial court was inclined
to consider allowing Pagan to serve most of his sentence on probation or
in an alternative correctional facility. See Beason v. State, 690 N.E.2d 277,
281-82 (Ind. 1998) (holding trial courts statements that defendant had previously violated probation
and court restraining orders did not support use of correctional facility rehabilitative treatment
aggravator where there was no possibility the defendant was not going to be
committed to a penal facility); compare Bailey, 763 N.E.2d at 1004 (holding correctional
facility rehabilitative treatment aggravator was proper where trial court expressly indicated that presumptive
sentence would not suffice because of defendants mental and psychological history).
We do agree that the fact Pagan committed the current crime while on
probation for an earlier offense is a proper aggravating circumstance. See Price
v. State, 725 N.E.2d 82, 85 (Ind. 2000). Pagan also does have
a limited juvenile delinquency/criminal history, which again warrants some aggravation. See, e.g.,
Hawkins, 748 N.E.2d at 364. Not counting two runaway incidents, in 2000
Pagan was adjudicated delinquent for possession of cocaine and marijuana, and in 2002
was found guilty in adult court of possession of stolen property.
In contrast to these two valid aggravating circumstances, Pagan notes that the trial
court expressly found the fact that he has a two-year-old child to be
a mitigating circumstance. He also requests that we consider his relative youth,
eighteen at the time of the offense, and the non-violent nature of his
delinquency/criminal history as indicators that he is not deserving of a maximum sentence.
After careful consideration and review of similar cases, we agree that Pagans
maximum twenty-year sentence is inappropriate. Our supreme court has held that a
defendants youth can be a significant mitigating circumstance when considering the character of
the offender under Appellate Rule 7(B). See Brown v. State, 720 N.E.2d
1157, 1159 (Ind. 1999) (addressing whether sentence was manifestly unreasonable under prior version
of Appellate Rule 7(B)).
In Redmon v. State, 734 N.E.2d 1088, 1095 (Ind. Ct. App. 2000), we
held that a fifteen-year-old defendants maximum twenty-year sentence for Class B felony burglary
was manifestly unreasonable, despite the defendants extensive juvenile criminal history, and his failure
to respond to previous rehabilitative measures . . . . Similarly, our
supreme court held in Hill v. State, 499 N.E.2d 1103, 1109-10 (Ind. 1986),
that an eighteen-year-old defendants maximum fifty-year sentence for Class A felony robbery was
manifestly unreasonable, again despite an extensive though non-violent juvenile history and previous failures
to respond to probation. In light of these cases, which appear to
be nearly on all fours with this one and found maximum sentences to
be manifestly unreasonable, we cannot say that Pagans twenty-year maximum sentence is appropriate
in light of the nature of the offense and Pagans character under the
current version of Appellate Rule 7(B). Neither this offense nor this offender
appear to fall into the worst class. However, we do believe that
Pagans committing this offense while on probation and his limited juvenile and criminal
history do warrant an enhanced sentence. Therefore, we remand with directions to
modify Pagans sentence to a total term of fifteen years, leaving in place
the four-year suspended portion of the sentence.
Conclusion
The State presented sufficient evidence Pagan robbed a person as required to support
his conviction for robbery. Although it was improper for jurors to make
cell phone calls during their deliberations, especially without prior court knowledge or approval,
we see no indication that this conduct prejudiced Pagan. Additionally, Pagan received
effective assistance of trial counsel. Therefore, we affirm Pagans conviction. However,
we remand with instructions to modify Pagans sentence to a total term of
fifteen years, with four suspended.
Affirmed and remanded with instructions.
CRONE, J., and BAKER, J., concur.
Footnote:
Pagan makes a separate argument that the information is defective because it
fails to state a crime. He never moved to dismiss the information
on this ground, however, and in any event, his separate sufficiency claim is
merely a restatement of the defective information claim. We combine both issues
and address them as a sufficiency claim.
Footnote: A sole proprietorship is not an association, which is a word used
to indicate a collection of persons who have joined together to pursue a
common enterprise.
Benevolent & Protective Order of Elks Local 291 v. Mooney,
666 N.E.2d 970, 972 (Ind. Ct. App. 1996), trans. denied.
Footnote:
The State argues that Pagan waived this issue by not filing a
formal motion to correct error with the trial court, which is required by
Indiana Criminal Rule 16(A) to introduce evidence of alleged jury misconduct discovered within
thirty days of final judgment. Although Pagan did not title his motion
alleging jury misconduct a motion to correct error, it clearly appears to have
functioned as such and sufficed to allow the trial court to conduct an
evidentiary hearing and rule on the matter. We will address the merits
of Pagans argument.
Footnote: The bailiff apparently did inform the jurors that they could make the
calls.
Footnote: The statute prohibiting outside communications with jurors during deliberations, now located at
Indiana Code Section 35-37-2-6, was first enacted in 1905.
Footnote: One juror in this case was apparently asked by his wife how
much longer deliberations would take, which comes close to such implied pressure.
Nevertheless, we do not believe this is sufficient by itself to warrant reversal
of Pagans conviction, especially since it appears the juror responded that he had
no idea how much longer deliberations would take.
Footnote: Under the Indiana Constitution, the State must prove voluntariness beyond a reasonable
doubt.
See Jackson v. State, 735 N.E.2d 1146, 1153 (Ind. 2000).
Pagan cites the federal preponderance standard in his brief.
Footnote:
McIntyre stated that the robber used his right hand to wield the
knife and that she did not see any tattoos; Pagans tattoo is on
his left hand.
Footnote: This court has clarified that we will consider suspended portions of a
sentence as well as executed portions when considering the appropriateness of a sentence.
See Cox v. State, 792 N.E.2d 898, 904 n.6 (Ind. Ct. App.
2003), trans. denied. A year is still a year, and a sentence
is still a sentence. Beck v. State, 790 N.E.2d 520, 523 (Ind.
Ct. App. 2003) (Mattingly-May, J., concurring). Thus, although four years of Pagans
twenty-year sentence was suspended, we still view it as a maximum sentence.