FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
MICHAEL R. FISHER STEVE CARTER
Indianapolis, Indiana Attorney General of Indiana
GEORGE P. SHERMAN
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
LEANDREW JONES, )
)
Appellant-Defendant, )
)
vs. ) No. 49A02-0310-CR-895
)
STATE OF INDIANA, )
)
Appellee- )
APPEAL FROM THE MARION SUPERIOR COURT
The Honorable Heather Welch, Judge Pro Tem
Cause No. 49G01-0304-FC-64979
June 28, 2004
OPINION - FOR PUBLICATION
MAY, Judge
Leandrew Jones was convicted after two bench trials of battery as a Class
C felony,
See footnote and being an habitual offender.See footnote He raises two issues:
1. Whether he knowingly, voluntarily and intelligently waived his right to trial by jury
on the habitual offender charge; and
2. Whether the evidence is sufficient to support the conviction of battery as a
Class C felony.
We reverse in part, affirm in part, and remand.
FACTS AND PROCEDURAL HISTORY
On April 7, 2003, Jones and his girlfriend, Tseland Copeland, began to fight
while playing cards. Jones hit Copeland several times on the head and
face. The fight continued outside the house, where Jones grabbed Copeland by
the hair. She briefly lost consciousness, and suffered a black eye and
a cut on her head. Copeland was taken to the hospital, where
emergency medical staff observed she had multiple bruises on her forehead and face,
was bleeding, and had swelling around her right eye.
On April 25, 2003, Jones was charged with battery as a Class C
felony and criminal confinement as a Class D felony. On July 30,
2003, a hearing was held on the States request for extension of time
to file an habitual offender count. On August 19, 2003, a hearing
was held at which Jones was informed that if you go to a
court trial or a jury trial tomorrow, [the State is] going to file
the habitual offender count against you, which I believe the law allows him
to do, so I want to make sure you understand how that changes
what kind of . . . sentencing range were talking about, because it
does get kind of confusing. (Supp. App. of Appellee at 36.)
At this point, no habitual offender count had been filed.
Apparently, a plea agreement was under consideration at this time.
See footnote Jones met
with his attorney to discuss the plea agreement. After speaking with his
attorney, Jones agreed to waive jury trial. He signed a Waiver of
Trial by Jury on August 19, 2003. Nowhere in that document nor
in the questions by the court with respect to the waiver did the
parties raise the issue of the specific charges for which Jones was waiving
jury trial.
After the trial court questioned Jones, it granted his waiver of a trial
by jury. The trial court then asked the State: I assume
in the morning youre going to file the Habitual Offender Information? (
Id.
at 41.) The State agreed that if the plea was not taken
the following morning, the habitual offender count would be filed.
After a bench trial on August 20, 2003, Jones was found guilty of
battery as a Class C felony and not guilty of criminal confinement.
It was not until August 29, 2003 that the State filed the habitual
offender information.
See footnote On September 2, 2003, the trial court advised Jones of
his Initial Hearing Rights (Tr. at 46) as to the habitual offender count.
However, he was not advised of his right to a jury trial
during the habitual offender phase. After the advisement, a bench trial was
held and Jones was found guilty of being an habitual offender.
DISCUSSION AND DECISION
1. Habitual Offender Proceeding
The United States and Indiana Constitutions guaranty the right to trial by jury.
Poore v. State, 681 N.E.2d 204, 206 (Ind. 1997) (footnotes omitted).
That right applies to habitual offender proceedings. Dixie v. State, 726 N.E.2d
257, 259 (Ind. 2000). A person charged with a felony has an
automatic right to a jury trial, and he is presumed not to waive
this right unless he affirmatively acts to do so. Poore, 681 N.E.2d
at 207. It is fundamental error to deny a defendant a jury
trial unless there is evidence of a knowing, voluntary and intelligent waiver of
the right. Reynolds v. State, 703 N.E.2d 701, 704 (Ind. Ct. App.
1999). The defendant must express his personal desire to waive a jury
trial and such a personal desire must be apparent from the courts record,
Poore, 681 N.E.2d at 206, whether in the form of a written waiver
or a colloquy in open court. See Good v. State, 267 Ind.
29, 32, 366 N.E.2d 1169, 1171 (1977).
Jones argues the record does not reflect he knowingly, voluntarily and intelligently waived
his right to a jury trial on the habitual offender count. Jones
knew the count would be filed if a guilty plea agreement was not
accepted, but it was not filed until nine days after the bench trial
on his underlying charges. Neither the Waiver of Trial by Jury nor
the questions by the judge during the hearing on the waiver of jury
trial indicate the charges for which Jones was waiving his right to a
jury trial.
In OConnor v. State, 796 N.E.2d 1230, 1232 (Ind. Ct. App. 2003), the
State had not yet filed an habitual offender count when OConnor waived her
right to trial by jury. The State argued that OConnor knew an
habitual offender count would be filed, as the plea agreement referred to it.
We held:
Although OConnors trial counsel testified that she probably informed OConnor of the possibility
of the State filing an habitual offender information during one of her first
meetings with OConnor, the fact remains that when OConnor waived her right to
a jury trial, the State had not filed the habitual offender information against
her. Further, we cannot say that the pre-trial conference memorandum, which contained
the States plea offer indicating that if OConnor pleaded guilty as charged to
forgery, the State would not file the habitual offender information, and any discussion
between OConnor and her trial counsel to that effect, made OConnor sufficiently aware
that her waiver of a jury trial as to the underlying charges was
also a knowing, voluntary, and intelligent waiver of her right to a jury
trial as to her status as an habitual offender. As to the
discussion at the pre-trial conference about the extension of the omnibus date and
the possibility of the State filing the habitual offender information, such occurred after
OConnor waived her right to a jury trial and thus is not pertinent
to whether OConnors prior waiver of a jury trial was a knowing and
intelligent waiver of her right to a jury trial with regard to her
habitual offender status.
Even though OConnor knowingly, voluntarily, and intelligently waived her right to a jury
trial upon the underlying charges, we fail to see how OConnors waiver was
effective as to an habitual offender information which had yet to be filed.
The record reveals that OConnor was never advised of her right to
a jury trial as to the habitual offender determination and that at no
time after the State filed the habitual offender information did she waive her
right to such. OConnors waiver of her right to a jury trial
was not made with sufficient awareness of the relevant circumstances surrounding its entry
and its consequences so as to be deemed a voluntary, knowing, and intelligent
waiver of her right to a jury trial as to the habitual offender
determination. Therefore, we reverse the trial courts habitual offender determination, vacate the
sentence imposed thereon, and remand to the trial court for proceedings not inconsistent
with this opinion.
OConnor, 796 N.E.2d at 1234-35.
As in OConnor, we believe Jones was not given the opportunity to voluntarily,
knowingly and intelligently waive his right to trial by jury on the habitual
offender count. Therefore, as in OConnor, we reverse the trial courts habitual
offender determination, vacate the sentence imposed thereon, and remand to the trial court
for further proceedings consistent with this opinion.
2. Sufficiency of Evidence
Jones argues Copelands injuries did not rise to the level of serious bodily
injury.
See footnote In order to prove a serious bodily injury, the State had
to prove the victim sustained bodily injury that creates a substantial risk of
death or that causes: (1) serious permanent disfigurement; (2) unconsciousness; (3) extreme
pain; [or] (4) permanent or protracted loss or impairment of the function of
a bodily member or organ. Ind. Code § 35-41-1-25. Whether bodily
injury is serious has been held to be a matter of degree and
therefore a question reserved for the factfinder.
Young v. State, 725 N.E.2d
78, 82 (Ind. 2000).
Copeland testified she was out of consciousness for a minute. (Tr. at
13.) She also testified that it hurt when Jones hit her.
She testified that she had pain around her face and head for about
a week. The medical records from her emergency room visit show Copeland
thinks she may have blacked out for a few seconds, (Exhibit Vol. at
7), and that she complained of pain.
This case is analogous to Beanblossom v. State, 530 N.E.2d 741, 742-43 (Ind.
1988), where the victim felt a sharp pain in the back of his
head, became dizzy and fell to his hands and knees. As his
mind cleared, he looked back at the defendant. Our supreme court found
this was enough to prove serious bodily injury. Likewise, there was ample
evidence Copeland suffered serious bodily injury.
Jones also argues there was a variance between proof at trial and the
charging information, and that variance is fatal. The test to determine whether
a variance between the proof at trial and a charging information is fatal
is as follows:
(1) was the defendant misled by the variance in the evidence from the
allegations and specifications in the charge in the preparation and maintenance of his
defense, and was he harmed or prejudiced thereby; (2) will the defendant be
protected in a future criminal proceeding covering the same event, facts, and evidence
against double jeopardy.
Mitchem v. State, 685 N.E.2d 671, 677 (Ind. 1997).
The information alleged Jones touched Copeland in a rude, insolent or angry manner,
causing her to lose consciousness. Jones was made aware she suffered pain,
as Copeland testified to that fact without objection and it was mentioned in
the hospital records. Jones was not misled nor prejudiced by this evidence.
Any variance was not fatal.
Reversed in part, affirmed in part, and remanded.
SULLIVAN, J., and VAIDIK, J., concur.
Footnote:
Ind. Code § 35-42-2-1.
Footnote: Ind. Code § 35-50-2-8.
Footnote: A copy of the proposed plea agreement is not included in any
of the appendices.
Footnote: At the bench trial, the State requested permission to file the habitual
offender count and bifurcate the proceedings. Jones neither objected to the procedure
nor requested a continuance of the trial. Additionally, Jones does not raise
this issue on appeal. Consequently, we do not address on appeal the
propriety of the State filing an habitual offender information after a trial.
Footnote: Battery is a Class C felony if it results in serious bodily
injury to any other person or if it is committed by means of
a deadly weapon. Ind. Code § 35-42-2-1(a)(3).