FOR PUBLICATION
ATTORNEYS FOR APPELLANT: ATTORNEYS FOR APPELLEE:
MITCHELL A. PETERS STEVE CARTER
HILARY R. HALL Attorney General of Indiana
Gouveia & Miller
Merrillville, Indiana MATTHEW D. FISHER
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
CHARLES W. SCHLESINGER, )
)
Appellant-Defendant, )
)
vs. ) No. 64A05-0310-CR-553
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
APPEAL FROM THE PORTER SUPERIOR COURT
The Honorable Julia M. Jent, Judge
Cause No. 64D03-0205-FD-4646
July 19, 2004
OPINION - FOR PUBLICATION
KIRSCH, Chief Judge
Charles W. Schlesinger appeals from his conviction for operating a vehicle with a
blood alcohol content of at least .08% but not more than .15%,
See footnote
a
Class C misdemeanor, raising the following dispositive issue for review: whether the
trial court erred in admitting the results of a hospital toxicology blood test
where the test was obtained without a warrant and was not necessary for
Schlesingers medical care.
We reverse.
FACTS AND PROCEDURAL HISTORY
On May 10, 2002, after an evening out with friends at various bars,
Schlesinger was driving home when he was involved in an automobile accident in
which he, his occupant, and the two occupants of the other car were
injured. Deputy Curt Jones of the Porter County Sheriffs Department was at
the scene of the accident. He was administering field sobriety tests to
Schlesinger when he was interrupted by emergency medical personnel. Although Schlesinger told
Jones that he had consumed a couple of alcoholic drinks an hour before
driving, he passed the field sobriety tests which Jones administered. Medical personnel
took Schlesinger to Porter Memorial Hospital, where he was treated for relatively minor
injuries, including some cuts and a dislocated finger joint. At the hospital,
hospital personnel drew blood. Deputy Jones requested that an additional vial be
drawn for his use. Deputy Jones sent that vial to the Indiana
Department of Toxicology for analysis (the State sample), while hospital personnel analyzed the
other one (Hospital sample). The results of the State sample, which were
available a few weeks later, showed that Schlesingers blood alcohol content was .10%.
The Hospital sample, which was analyzed that night, showed that Schlesingers blood
alcohol content was .13%. Schlesinger was arrested and charged with a number
of crimes related to his operating a vehicle under the influence of alcohol.
Schlesinger was tried by jury. At trial, the State offered the toxicology
results of the Hospital sample. The trial court admitted the results over
Schlesingers objection. Later, the trial court admitted the results of the State
sample upon the request of Schlesingers trial counsel. The jury returned a
guilty verdict on the charge of operating with a blood alcohol content of
at least .08%. The trial court entered conviction and sentenced Schlesinger accordingly.
He now appeals.
DISCUSSION AND DECISION
Schlesinger argues that the trial court erred in admitting the results of the
Hospital sample. The evidentiary rulings of a trial court are afforded great
deference on appeal and are overturned only upon a showing of an abuse
of discretion. Reynolds v. State, 797 N.E.2d 864, 867 (Ind. Ct. App.
2003); Herrera v. State, 710 N.E.2d 931, 935 (Ind. Ct. App. 1999).
A trial courts decision to admit evidence will not be reversed absent a
showing of a manifest abuse of the trial courts discretion resulting in the
denial of a fair trial. Herrera, 710 N.E.2d at 935.
The Fourth Amendment to the United States Constitution prohibits warrantless searches. Duncan
v. State, 799 N.E.2d 538, 542 (Ind. Ct. App. 2003); Hannoy v. State,
789 N.E.2d 977, 982 (Ind. Ct. App. 2003), affd on rehearing 793 N.E.2d
1109, trans. denied. Under the Fourth Amendment, it is per se unreasonable
for a search to be conducted without a warrant issued upon probable cause.
Duncan, 799 N.E.2d at 542. However, there are a few established
and well-delineated exceptions to the warrant requirement. Id.; Hannoy, 789 N.E.2d at
982. If the search is conducted without a warrant, the burden is
upon the State to prove that, at the time of the search, an
exception to the warrant requirement existed. Hannoy, 789 N.E.2d at 982.
The drawing of blood for the purpose of administering a compulsory blood test
is a search. Duncan, 799 N.E.2d at 542.
In Hannoy, 789 N.E.2d at 982, we reviewed United States Supreme Court cases
concerning the ways in which law enforcement may obtain blood for testing.
There, we concluded that to obtain a blood sample, law enforcement officers must
have (1) a warrant, (2) probable cause, or (3) consent. Id. at
984.
Here, the parties agree that law enforcement officers did not have a warrant
to obtain a sample of Schlesingers blood. Thus, we turn to probable
cause. To obtain a blood sample based on probable cause, the law
enforcement officer must have probable cause that a drivers blood will contain evidence
of alcohol or illegal substances. Id. at 985-86. In fact, police
may not compel an individual to submit to a blood draw without a
clear indication of intoxication. Duncan, 799 N.E.2d at 543-44.
Here, although Deputy Jones was aware that Schlesinger had consumed alcoholic beverages earlier
in the evening, he testified that Schlesinger performed correctly on each of the
field sobriety tests he administered. Moreover, Deputy Joness actions demonstrate that he
did not believe he had probable cause to obtain the blood sample.
After the blood was drawn, Deputy Jones completed a Porter Memorial Hospital form
for release of the State blood sample. The form asked him to
check a box to indicate whether the sample was obtained in the normal
course of treatment of the patient, by consent, or pursuant to probable cause.
Deputy Jones failed to indicate on the form that he believed that
he had probable cause. Under the circumstances, we conclude that Deputy Jones
lacked probable cause to order the blood draw. See also Duncan, 799
N.E.2d at 543 (finding no clear indication of intoxication to supply police with
probable cause to compel defendant to submit to blood draw).
Finally, a blood sample may also be obtained if the person consents.
A consent to a search must be knowingly and voluntarily given. Hannoy,
789 N.E.2d at 987. When the State relies upon consent to justify
a warrantless search, it has the burden of proving that the consent was,
in fact, freely and voluntarily given. Id. at 988. A consent
to search is invalid if it is procured by fraud, duress, fear, intimidation,
or where it is merely a submission to the supremacy of the law.
Id. Consent cannot be conclusively presumed from a verbal expression of
assent unless the court determines, from the totality of the circumstances, that the
verbal assent reflected an understanding, uncoerced, and unequivocal. Id.
In Hannoy, 789 N.E.2d at 988, we examined the States claim that blood
for a blood alcohol content test was drawn pursuant to the defendants consent.
There, the officer involved testified that he never discussed the implied consent
law with the defendant, never told him why the blood was being drawn,
never asked for his consent, and had no conversation with the defendant while
he was at the hospital. The nurse who drew the defendants blood
testified that the officer told the defendant that he had been involved in
an accident and he had the duty to check the defendants blood for
alcohol. We concluded that the evidence showed that the defendant did not
consent to the search and that the officers words could not be construed
as a request for the defendants consent because it implied that the drawing
of the defendants blood was mandatory and that the defendant had no choice
in the matter. We noted that any consent given in response to
such a statement is a submission to the supremacy of the law and
not freely and voluntarily given. We therefore concluded that the State failed
to meet its burden of proving that the defendant gave his actual, knowing,
and voluntary consent to the drawing and testing of his blood for law
enforcement purposes. Id.
Similarly, Schlesinger testified that although a hospital employee drew blood, he was not
advised as to the purpose of the blood draw. Moreover, he testified
that Deputy Jones did not ask for his consent and that he did
not sign a written consent form. Deputy Jones also testified that Schlesinger
did not sign a consent form. Although Schlesinger signed a form generally
consenting to treatment, the form did not specify that a blood alcohol test
would be performed. As in Hannoy, we conclude that Schlesinger did not
knowingly and voluntarily consent to the testing of his blood alcohol level for
law enforcement purposes.
Nonetheless, in Hannoy we identified an alternative means by which law enforcement personnel
could obtain a subjects blood alcohol level in the absence of a warrant,
probable cause, or consent. We observed that officers may acquire test results
that medical personnel have obtained during the normal course of treatment. Id.
at 992.
In this case, however, there is no evidence in the record that the
blood alcohol content test was performed for medical reasons. Schlesinger was taken
to the hospital and treated for cuts and a dislocated finger. Deputy
Jones testified that Schlesingers blood was not obtained in the normal course of
treatment and that there was no evidence that the doctor treating Schlesinger wanted
to perform a blood alcohol test to aid in treating him. The
State presented no evidence that the test was necessary for medical treatment.
Because the State has the burden of proving that the search was reasonable,
we find that the State failed to meet its burden here.
Where evidentiary error has occurred, reversal is not required if it is apparent
that the fact finder did not rely upon the improper evidence in reaching
the verdict. Id. at 989. In determining whether improper evidence was
relied upon in reaching a verdict, we must consider the probable impact of
the evidence upon the fact finder. Id. This court may conclude
that the trial court did not rely upon improper evidence where there was
other overwhelming evidence of guilt. Id.
In this case, the only charge upon which Schlesinger was convicted was operating
with a blood alcohol content over .08% but less than .15%. Schlesingers
counsel advocated for the exclusion of the results of the test of the
Hospital sample, but did not prevail. The trial court admitted the results
over his objection, and the jury therefore heard evidence that these test results
showed a blood alcohol content of .13%. After the admission of these
results, Schlesingers counsel admitted the results of the test of the State sample.
The State sample was inconsistent with the Hospital sample results and was
admitted in an effort to cast doubt on the reliability of the Hospital
test results. But for the erroneous admission of the Hospital test results,
the State sample results would not have been admitted. Under these circumstances,
we cannot conclude that the error in the admission of the results was
harmless. See id. (finding erroneous admission of blood alcohol test not harmless,
even though trial court properly admitted results of second test).
Reversed.
NAJAM, J., and RILEY, J., concur.
Footnote:
See IC 9-30-5-1.