FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
BRIAN J. JOHNSON STEVE CARTER
Hostetter & Ohara
Attorney General
of Indiana
Brownsburg, Indiana
RYAN D. JOHANNINGSMEIER
Deputy Attorney General
Indianapolis, Indiana
)
)
Appellant-Petitioner, )
)
vs. ) No. 32A01-0311-PC-444
)
STATE OF INDIANA, )
)
Appellee-Respondent. )
OPINION - FOR PUBLICATION
Transcript of Plea Hearing at 10-11. The trial court then questioned the
defendants individually and addressed Barker as follows:
THE COURT: [Barker], you have been drinking today?
BARKER: No, sir.
THE COURT: How about last night?
BARKER: No.
THE COURT: If we test you, you wont test?
BARKER: Definitely not.
THE COURT: Youre all bloodshot eyes and red-faced. You dont think youll
test?
BARKER: I know I wont.
THE COURT: Attorneys have given me this plea agreement indicating that you wish
to enter a guilty plea to Count One, Operating While Intoxicated as a
D felony. The prosecutor recommends a $1.00 plus court costs of $425.50,
a sentence of five hundred and forty-five days at the Department of Corrections.
That would be served on work release program. Youd get credit
for two days served. Youd have five additional days pursuant to code
and youd get credit for five days already served on that. Your
license would be suspended for seven hundred and thirty days from May 21,
1997 and you would continue to attend your substance abuse therapy on Thursday
evenings. Is that your understanding of the agreement?
BARKER: Yes, sir.
Id. at 15-16. The State then laid out the factual basis for
Barkers guilty plea to operating while intoxicated as a class D felony,
See footnote and
the trial court addressed Barker as follows:
THE COURT: Is that all correct?
BARKER: Yes.
THE COURT: You now say youre guilty of operating your vehicle while you
were intoxicated, that your driving was impaired because of that intoxication and had
a prior OWI within five years.
BARKER: Yes.
THE COURT: Any advantage of going to trial, Counsel?
COUNSEL: No, sir.
THE COURT: And hes going to serve this at the jail?
COUNSEL: Yes, sir.
STATE: Correct.
COUNSEL: We have discussed the starting date of that, your Honor. Wed
like for it to start on the 1
st of June if possible.
THE COURT: Okay. Make the standard entry as the voluntariness of the
plea. The Court accepts the plea. [Barker], Im going to sentence
you on Count One, Operating While Intoxicated, a D Felony to five hundred
and forty-five days to be served at the jail on the work release
program pursuant to all the Sheriffs rules of that program plus five days
pursuant to the Indiana Code 9-30-5-15. Give you credit for that time
served plus two days on that other sentence. License [is] suspended for
seven hundred and thirty days from May 21, 1997. Other counts are
dismissed. And we need some kind of an order if you could
give me that Ill sign it on that, uh treatment at 8:30 on
Thursdays.
Id. at 17-18.
Barker did not file a direct appeal, but, on June 27, 2003, Barker
filed a petition for post-conviction relief, arguing that he did not enter into
his guilty plea knowingly, voluntarily, and intelligently because the trial court failed to
advise him of his rights. After a hearing, the post-conviction court issued
an order denying Barkers petition post-conviction relief, and the order provided that:
Findings of Facts:
The transcript of the plea hearing indicates clearly that the Court advised all
twelve of the defendants that by pleading guilty they would be giving up
all of their Boykin rights. The court determined that the defendants (including
[Barker]) specifically understood that they would be giving up their right to a
trial by jury, the right to confront their accusers, and the right against
self-incrimination. (pages 10 and 11 of the transcript).
The Court questioned [Barker] individually about the details of his plea agreement.
The Court was concerned that [Barker] had been drinking (alcoholic beverages) on the
day of the plea (transcript page 15). After determining that [Barker] had
not been drinking, the Court continued with the plea hearing.
The Court recited the specific details of the plea agreement and questioned the
petitioner if that was his understanding. He responded by saying Yes, sir
(transcript page 16).
After the deputy prosecutor recited the factual basis for the plea, the Court
again asked the petitioner if those facts were correct to which he responded
Yes.
The transcript does not reflect that the Court asked the petitioner individually if
he understood the (Boykin) rights he was giving up by pleading guilty or
if he had any questions about the plea or the rights he was
giving up by pleading guilty. However, the Court had previously determined that
the petitioner understood the rights he was giving up (transcript pages 10 and
11).
Hendricks Superior Court No. 2 is a small courtroom. The twelve defendants
were sitting less than 20 feet away from the judge during the plea
hearing. The judge would not have allowed [Barker] to enter the guilty
plea unless the judge was assured that [Barker] understood that he was giving
up his (Boykin) rights.
Conclusions of Law:
In the present case, there is no question that the twelve defendants were
properly advised en masse of the rights they were giving up by pleading
guilty, and that the Court was satisfied that all twelve, including [Barker], understood
and knowingly waived their rights. The Court repeated on the record the
defendants answers of yes when asked if they understood the rights they were
giving up by pleading guilty. The Code of Judicial Conduct requires trial
judges to establish, maintain and enforce high standards of conduct and personally observe
those standards in order to preserve the integrity and independence of the judiciary.
See: Canon 1 of the Indiana Code of Judicial Conduct. It
logically follows that the trial judge would not have stated everyone says yes
if everyone had not said yes when asked if the understood the rights
they were giving up by pleading guilty. To conclude otherwise would be
a challenge to the honesty and integrity of the judge.
Appellants Appendix at 10-14 (internal citations omitted).
The sole issue is whether the post-conviction properly concluded that Barkers guilty plea
was entered into knowingly, intelligently, and voluntarily. In order to prevail on
his petition for post-conviction relief, Barker had to establish by a preponderance of
the evidence that he was entitled to relief. Canaan v. State, 683
N.E.2d 227, 228-29 (Ind. 1997), rehg denied, cert. denied, 524 U.S. 906, 118
S. Ct. 2064 (1998). Having been denied relief, however, Barker is in
the position of one who appeals a negative judgment, and the post-conviction courts
denial of his petition for post-conviction relief will not be reversed unless the
evidence is undisputed and leads inevitably to an opposite conclusion. Bobbitt v.
State, 725 N.E.2d 521, 522 (Ind. Ct. App. 2000).
When a defendant enters into a guilty plea, the record must indicate that
the defendant knew of and understood his rights. Snowe v. State, 533
N.E.2d 613, 616 (Ind. Ct. App. 1989). The trial court
must preserve the colloquy on the record where the trial court determines for
itself, without surmise, that a defendant has been informed of each right he
is about to waive. Id. In the absence of a record
that clearly demonstrates that the necessary specifics were discussed, we will not defer
to the trial courts ability to determine the question of voluntariness. Griffin
v. State, 617 N.E.2d 550, 552 (Ind. Ct. App. 1993). Before a
guilty plea may be considered voluntary and intelligent, the record must disclose that
the defendant knew he was waiving three particular constitutional rights: the right
to trial by jury, the right to confrontation, and the right against self-incrimination.
Id. (citing Boykin v. Alabama, 395 U.S. 238, 89 S. Ct. 1709
(1969)). We will not presume an accuseds waiver of these rights if
the record is silent as to the accuseds knowledge and understanding of these
rights. Id.
A trial courts en masse advisement of rights is an acceptable procedure.
Id. However, when conducting an en masse advisement of rights, the trial
court must determine whether each defendant understands his rights and the concept of
waiver. Id. When the record is silent regarding the defendants knowledge
and understanding of his rights and the concept of waiver, the defendant is
entitled to post-conviction relief. Blunt-Keene v. State, 708 N.E.2d 17, 19 (Ind.
Ct. App. 1999).
Barker argues that the trial court failed to properly advise him of his
rights. Barker acknowledges that an en masse advisement of rights is acceptable,
but he argues that the trial court erred by not personally interrogating him
to determine whether he understood the concept of waiver and the constitutional rights
he was waiving by pleading guilty. Barker likens this matter to Blunt-Keene,
708 N.E.2d 17, and Griffin, 617 N.E.2d 550. In Blunt-Keene, the defendant
pleaded guilty, and during the guilty plea hearing, the trial court conducted an
en masse advised of rights for the defendant and several other defendants who
were also present. Id. at 18. On post-conviction relief, the defendant
argued that her guilty plea was not entered into knowingly, voluntarily, and intelligently
because the trial court did not advise her of her rights. Id.
at 19. The post-conviction court denied the defendants petition, and, on appeal,
we held that the defendant had demonstrated her entitlement to post-conviction relief because
the record was silent regarding the defendants understanding of her Boykin rights and
the concept of waiver. Id. at 19-20.
In Griffin, the defendant pleaded guilty, and during the guilty plea hearing, the
trial court provided the defendant and the other defendants assembled in the courtroom
with an en masse advisement of their constitutional and statutory rights. 617
N.E.2d at 551. The trial court also explained, en masse, that the
defendants were waiving those rights by pleading guilty. The trial court did
not ask the group whether they understood the advisement. Moreover, during the
defendants individual hearing, the trial court did not ask the defendant if he
had heard or understood the trial courts earlier en masse advisements. Id.
The defendant filed a petition for post-conviction relief, arguing that his guilty
plea was not entered into knowingly, voluntarily, and intelligently because the trial court
did not advise him of his rights. Id. at 551-552. The
post-conviction court denied Griffins petition. Id. at 552. On appeal, we
noted that the trial court bore the responsibility of creating a record which
contained an individual colloquy where the trial court determined for itself, without surmise,
that the defendant had heard and understood the en masse advisement containing both
the Boykin rights and the concept of waiver. Id. at 553.
We reversed, holding that [n]othing in the record suggest[ed] [the defendant] heard the
trial courts invitation. Just as we may not presume that a defendant
hears and understands an en masse advisement, neither may we presume that a
defendant hears and understands the consequences of an en masse query following the
advisement. Id.
Here, as in Blunt-Keene and Griffin, the trial court conducted an en masse
advisement of rights to several defendants, including Barker. During the advisement of
rights, the trial court instructed Barker and the other defendants that by pleading
guilty, they were giving up their right to trial by jury, the right
to confrontation, and the right against self-incrimination. However, unlike the trial courts
in Blunt-Keene and Griffin, here, the trial court asked the defendants, including Barker,
if they heard and understood their rights. Specifically, upon reading the defendants
their rights, the trial judge said, [d]o you understand the constitutional rights that
you give up? If so say yes. Transcript of Plea Hearing
at 11. The record indicates that all twelve defendants said, [y]es, and
then the trial judge said, [e]veryone says yes. Id. The trial
judge then addressed Barker individually, discussing the specifics of Barkers plea agreement.
As the post-conviction court concluded, there is no question that the twelve defendants
were properly advised en masse of the rights they were giving up by
pleading guilty, and that the Court was satisfied that all twelve, including [Barker],
understood and knowingly waived their rights. Appellants Appendix at 13. Based
upon our review of the record, we cannot say that the evidence is
undisputed and leads inevitably to an opposite conclusion of the post-conviction court.
See, e.g., Mescher v. State, 686 N.E.2d 413, 414-415 (Ind. Ct. App. 1997)
(holding that the defendants guilty plea was entered into knowingly, voluntarily, and intelligently),
rehg denied, trans. denied.
For the foregoing reasons, we affirm the post-conviction courts denial of Barkers petition
for post-conviction relief.
Affirmed.
DARDEN, J. and ROBB, J. concur