FOR PUBLICATION
ATTORNEY FOR APPELLANT
: ATTORNEYS FOR APPELLEE:
JEFFREY L. BECK MICHAEL THOMASSON
Beck Harrison & Dalmbert DAVID M. HOPPER
Columbus, Indiana Thomasson & Thomasson, P.C.
Columbus, Indiana
IN THE
COURT OF APPEALS OF INDIANA
DAVID WESTENBERGER, )
)
Appellant-Petitioner, )
)
vs. ) No. 03A01-0402-CV-60
)
PATRICIA WESTENBERGER, )
)
Appellee-Respondent. )
APPEAL FROM THE BARTHOLOMEW CIRCUIT COURT
The Honorable Judith Stewart, Special Judge
Cause No. 03C01-0105-DR-742
July 27, 2004
OPINION - FOR PUBLICATION
BARNES, Judge
(2) if another state has a closer connection with the child and his
family or with the child and one (1) or more of the contestants;
(3) if substantial evidence concerning the childs present or future care, protection, training,
and personal relationships is more readily available in another state;
(4) if the parties have agreed on another forum which is no less
appropriate; and
(5) if the exercise of jurisdiction by a court of this state would
contravene any of the purposes stated in section 1 of this chapter.
I.C. § 31-17-3-7(c).
At the time David filed his modification petition, Patricia and the children had
been living primarily in Arkansas for approximately fifteen months. Therefore, Arkansas qualified
as the childrens current home state for purposes of the UCCJA. See
I.C. § 31-17-3-2(5) (defining home state as the state in which the child,
immediately preceding the time involved, lived with his parents, a parent, or a
person acting as parent, for at least six (6) consecutive months . .
. .). On appeal, David does not dispute that Arkansas is currently
the childrens home state.
See footnote This factor weighs in favor of Arkansas being
the more appropriate forum for this action.
It also appears from the facts in the record that substantial evidence concerning
the childrens present or future care, protection, training, and personal relationships is more
readily available in Arkansas than in Indiana. As Patricia points out, in
order to modify a custody order under Indiana law, David would bear the
burden of demonstrating a substantial change in circumstances since the time of the
original custody order.
See Kirk v. Kirk, 770 N.E.2d 304, 306-07 (Ind.
2002). With respect to physical custody, a noncustodial parent must show something
more than isolated acts of misconduct by the custodial parent to warrant a
modification of child custody; he must show that changed circumstances regarding the custodial
parents stability and the childs well-being are substantial. In re Paternity of
M.J.M., 766 N.E.2d 1203, 1209 (Ind. Ct. App. 2002). During a deposition,
David indicated that he intended to challenge Patricias current parental fitness based upon
the childrens day-to-day home and school environments in Arkansas. Clearly, evidence concerning
such matters, as would be required to demonstrate a substantial change in circumstances
warranting a change in custody, is much more readily ascertainable in Arkansas than
in Indiana. Such evidence would come from friends, acquaintances, and teachers of
Patricia and the children located in Arkansas. Patricia also lives near to
several relatives, including her mother, in Arkansas.
We do not believe that transferring jurisdiction of this matter to Arkansas would
contravene any of the stated purposes of Section 1 of the UCCJA, which
are to:
(1) avoid jurisdictional competition and conflict with courts of other states in matters
of child custody which have in the past resulted in the shifting of
children from state to state with harmful effects on their well-being;
(2) promote cooperation with the courts of other states to the end that
a custody decree is rendered in that state which can best decide the
case in the interest of the child;
(3) assure that litigation concerning the custody of a child take place ordinarily
in the state with which the child and his family have the closest
connection and where significant evidence concerning his care, protection, training, and personal relationships
is most readily available, and that the courts of this state decline the
exercise of jurisdiction when the child and his family have a closer connection
with another state;
(4) discourage continuing controversies over child custody in the interest of greater stability
of home environment and of secure family relationships for the child;
(5) deter abductions and other unilateral removals of children undertaken to obtain custody
awards;
(6) avoid re-litigation of custody decisions of other states in this state insofar
as feasible;
(7) facilitate the enforcement of custody decrees of other states; and
(8) promote and expand the exchange of information and other forms of mutual
assistance between the courts of this state and those of other states concerned
with the same child.
I.C. § 31-17-3-1. This was not a situation where one parent unilaterally
removed or abducted a child from one jurisdiction and moved to another jurisdiction
in an attempt to avoid an adverse custody decision issued by one court
by litigating, or relitigating, the issue before another, potentially more friendly court.
Patricia moved to Arkansas with the children well before David filed a petition
to modify in Indiana. Arguably, Arkansas is now in the best position
to determine the best interests of the children, given that at this point
they have lived there for over two years and Patricia apparently intends to
continue living there. We have already noted the substantial evidence of the
childrens care, education, and personal relationships that is now located in Arkansas as
the result of a move to which David agreed in April 2002.
We see no frustration of the UCCJAs purposes in deferring to an Arkansas
tribunal on the question of the proper custody arrangement for the Westenbergers children.
David cites a number of cases in his brief to support his contention
that Indiana should not relinquish jurisdiction over child custody matters so long as
at least one of the parties to the original order still resides in
Indiana. We begin by noting that if that were the case, there
would be little point in the UCCJA having an inconvenient forum provision.
One of the parties still residing in Indiana is a minimum requirement for
Indiana retaining exclusive jurisdiction over custody matters, but it should not be dispositive
on the question of whether Indiana is a convenient forum or another state
is a more appropriate forum. Otherwise, Section 7 of the UCCJA, Indiana
Code Section 31-17-3-7, would be mere surplusage. If none of the original
parties to a custody decree resided in Indiana, Indiana would no longer have
exclusive jurisdiction in any event and there would be no need to resort
to an inconvenient forum analysis.
We also observe that some of the cases David cites did not address
or analyze Section 7 of the UCCJA and thus, they are not particularly
helpful in the case before us. Additionally, some of the other cases
were ones in which this court on appeal affirmed an Indiana trial courts
decision not to relinquish jurisdiction over a custody matter. Given our deferential
standard of review, those cases also are of limited guidance in determining whether
the trial court in this case abused its discretion in deciding to relinquish
jurisdiction in favor of Arkansas. An appellate court holding that a trial
court did not abuse its discretion in making a decision in one case
does not necessarily mean that a trial court would have abused its discretion
if it had reached an opposite conclusion. See Comer-Marquardt v. A-1 Glassworks,
LLC, 806 N.E.2d 883, 887 n.2 (Ind. Ct. App. 2004). Therefore, we will
focus our discussion of the fact patterns of other cases to ones in
which we reversed, as an abuse of discretion, a trial courts decision to
relinquish jurisdiction over a custody matter to another court.
In Horlander v. Horlander, 579 N.E.2d 91, 98 (Ind. Ct. App. 1991), trans.
denied, we held that a trial court abused its discretion in declining to
exercise jurisdiction over a child custody matter and finding that France was a
more appropriate forum for the case. In that case, Indiana was still
the childrens home state because the wife had unilaterally moved to France with
the children just two months before filing her petition for dissolution and custody
in France. Id. The children had lived in Indiana their entire
lives until that time; the father and his family all lived in Indiana;
the father in seeking custody was relying on a medical condition for which
the wife was treated in the United States; the mother in seeking custody
was relying on the fathers conduct in Indiana; the children had received medical
care in Indiana; and the persons who knew the parties as a family
unit all resided in Indiana. Id. We also stated that declining
jurisdiction in favor of France would contravene the purposes of the UCCJL, which
includes deterring the unilateral removal of children from one jurisdiction to another.
Id.
Here, by contrast, it is uncontested that Arkansas, not Indiana, is currently the
childrens home state under the UCCJL. Additionally, there would be no deterrence
of the unilateral removal of children by forcing this matter to be litigated
in Indiana. As we have noted, Patricia moved to Arkansas with the
children pursuant to an agreement of the parties embodied in their divorce decree;
it was David, not Patricia, who initiated this modification proceeding. Additionally, unlike
in Horlander, there is substantial evidence of the childrens care and relationships that
is more readily available in another jurisdiction than in Indiana. This case
also is a modification proceeding, not an initial custody proceeding as was the
case in Horlander. Thus, while in Horlander the parties were on equal
footing as to custody and a vast majority of the evidence as to
who was a more appropriate parent was located in Indiana, in the present
case David bears the burden of demonstrating that the present custody arrangement is
inappropriate. To do so he must rely heavily on evidence located in
Arkansas and facts that have arisen since the original custody order and Patricias
move in April 2002.
Another case in which we held a trial court abused its discretion in
deferring a child custody matter to another jurisdiction is Bowles v. Bowles, 721
N.E.2d 1247, 1250 (Ind. Ct. App. 1999). In that case, the father
filed a dissolution and custody petition in Indiana in 1996. The mother
subsequently moved with the child to Illinois without the fathers knowledge; she also
cross-petitioned for dissolution in the Indiana court. During the next two years,
the parties participated in a number of hearings and a workshop in Indiana.
The mother, father, and child also participated in three custody evaluations by
a court-appointed evaluator. The trial court eventually set a final hearing date
for March 4, 1999; on January 25, 1999, the custody evaluator filed her
final report, recommending that the father have custody of the child. On
February 25, 1999, the mother filed a dissolution and custody petition in Illinois.
The Indiana court nevertheless conducted the final hearing on March 4, 1999.
However, although it issued a final dissolution decree, it yielded jurisdiction over
the custody matter to the Illinois court.
We reversed the trial courts jurisdictional decision. Id. at 1249-50. Our
primary basis for doing so was that the case had been pending in
Indiana for three years, the Indiana court had already heard evidence regarding custody
and stood ready to make a decision, and it was in the childs
best interest for the case to be resolved as quickly as possible.
Id. at 1249. We also noted that the fact the child had
lived in Illinois for the past two years and evidence concerning his care
could be found there was irrelevant because counsel for mother had already gathered
and presented evidence concerning the childs custody and care to the Indiana court.
Id. at 1250. We concluded, Mother seemed prepared to allow the
Indiana court to proceed until she received the final, unfavorable custody evaluation.
Id.
Again, there was no blatant attempt at forum shopping here as was the
case in Bowles. Patricia was not faced with an imminent custody ruling
that was likely to be unfavorable when she moved to transfer the case
to Arkansas. Also, apparently no evidence had been gathered in this case,
aside from taking the parties depositions, nor had the trial court conducted any
evidentiary hearings. Thus, unlike in Bowles, the fact that Arkansas is now
the childrens home state and that substantial evidence concerning their care and personal
relationships can be found there is not irrelevant.
David points to some facts that arguably weigh in favor of Indiana maintaining
jurisdiction over this proceeding, such as that he did not consent to it
being litigated in Arkansas, that he would wish to call a number of
Indiana residents to testify on his behalf in an evidentiary hearing on the
matter, and that Indiana had fairly recently been the childrens home state and
that they had spent significant time in Indiana, even after formally moving to
Arkansas. These facts might have supported a decision not to relinquish jurisdiction
in this particular case. However, they do not invalidate the decision the
trial court did make. In order to find an abuse of discretion,
we must conclude that the trial courts action was clearly against the logic
and effect of the facts and circumstances before it, or that it misinterpreted
the law. See Meyer, 756 N.E.2d at 1051. We cannot say
that the trial courts decision here meets those criteria.