FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEES:
JOEL M. SCHUMM JEREMY A. KLOTZ
Indianapolis, Indiana RICHARD A. SMIKLE
Ice Miller
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
IN THE MATTER OF THE COMMITMENT )
OF MARTIN GOLUB, )
)
Appellant-Respondent, )
)
vs. ) No. 49A02-0405-CV-386
)
DR. DAVID GILES, M.D. AND GALLAHUE )
MENTAL HEALTH SERVICES, )
)
Appellees-Petitioners. )
APPEAL FROM THE MARION SUPERIOR COURT
PROBATE DIVISION
The Honorable Charles Deiter, Judge
The Honorable Larry Bradley, Commissioner
Cause No. 49D08-9908-MH-767
September 15, 2004
OPINION FOR PUBLICATION
BAKER, Judge
Appellant-Respondent Martin Golub appeals an order involuntarily committing him to a mental health
facility as an in-patient. Specifically, Golub argues that (1) appellees-petitioners Dr. David
Giles, M.D. and Gallahue Mental Health Services (collectively, Dr. Giles) did not present
sufficient evidence of a grave disability as defined by Indiana Code section 12-7-2-96
to satisfy the commitment requirements; and (2) the special conditions of the commitment
prohibiting Golub from consuming alcohol and drugs and harassing or assaulting his family
members were improperly imposed because they were not requested by Dr. Giles, and
they bore no relationship to the reasons for Golubs commitment.
Finding that there was sufficient evidence of a grave disability, we affirm the
order of commitment. We also find, however, that all of the special
conditions were improperly imposed as they relate to Golubs in-patient care and that
the special conditions prohibiting Golub from consuming drugs and alcohol was also improperly
imposed as it relates to Golubs out-patient care. We therefore reverse that
portion of the order and remand this cause to the trial court with
instructions that it strike all special conditions from the order of commitment insofar
as they apply to Golubs in-patient care and to strike the special condition
preventing Golub from consuming drugs and alcohol from the order of commitment altogether.
See footnote
FACTS
The facts most favorable to the judgment are that Golub is a thirty-eight-year-old
male with a well-documented history of mental illness and emergency detentions. Between
1998 and August 2003, Golub was detained on an emergency basis at least
three times, based on a variety of behavior, including: making threats to his
sister-in-law, discussing suicide, getting banned from his place of employment, exhibiting highly delusional
and paranoid behavior, threatening to cut his wrists, and exhibiting unpredictability that evinced
a potential to strike out physically in frustration and anger.
In August 2003, during an emergency detention, Dr. Giles, a physician with privileges
at Community Hospital North, diagnosed Golub with Bipolar Disorder with Psychotic Symptoms.
Dr. Giles based this diagnosis on interviews with Golub and Golubs family and
consideration of two prior admissions. Dr. Giles referred Golub to an out-patient
facility after Golub was discharged for follow-up medication and treatment, but there is
no evidence that Golub sought out the facility or follow-up services. In
the past, Golub took Lithium for help with his mental illness, but due
to poor kidney function, Lithium is currently contraindicated. Golub refuses, however, to
take any medication other than Lithium, apparently because of various side effects that
he experienced when taking alternative medications.
Directly at issue in this case is Golubs behavior in the days leading
up to April 12, 2004. On that day, Indianapolis police officers detained
Golub and then transported him to Community Hospital North. At that time,
after examination of Golub, Dr. Giles reaffirmed his prior diagnosis that Golub was
suffering from Bipolar Disorder with Psychotic Symptoms.
In the months and days leading up to April 12, 2004, Golub took
a variety of actions leading Dr. Giles to reaffirm that diagnosis. Among
other things, Golub: (1) lunged at a hotel manager, (2) threatened his brother,
sister-in-law, and other family members, and (3) claimed that actor Leonardo DiCaprio
See footnote assaulted
him.
In addition, Golubs brother Marshall Golub (Marshall) witnessed Golub attempting to direct traffic
on Shadeland Avenue, and upon inquiry Golub stated: Im talking to the birds.
Im talking to the people up there. Just leave me alone.
Tr. p. 20. Moreover, Marshall observed physical damage that had been
done to the two hotel rooms in which Golub had been living prior
to April 12, 2004: the television was destroyed and taped up, the pictures
had been taken off the wall and some had been broken, the electrical
outlets had been taped up, the air conditioner had been broken, the fire
alarm had been removed, and the towel rack was broken. Finally, in
the weeks leading up to April 12, 2004, Golub left a voicemail message
for Marshalls wife, Lisa Golub (Lisa), accusing her of being part of the
Federal Bureau of Investigation, accusing her of stalking and watching him, and informing
her that he was sitting across the street from her house in a
school watching her turn lights on and off. Lisa testified that this
message frightened her because she has two small children and feared for their
safety.
On April 13, 2004, Dr. Giles filed an Application for Emergency Detention of
Mentally Ill and Dangerous Person. Following a commitment hearing on April 19,
2004, the trial court issued an order of regular commitmentSee footnote committing Golub to
Community Hospital North/Gallahue Mental Health Services as an in-patient. The order of
commitment, inter alia, provided that Golub would be committed as an in-patient, but
that if it was the opinion of the staff that Golub no longer
needed in-patient care, he may be transferred to out-patient status for the balance
of the commitment period, or from time to time as necessary. Appellants
App. p. 6. It also imposed six special conditions, requiring Golub to:
1. Take all medications as prescribed.
2. Attend all clinic sessions as scheduled.
3. Maintain his address and his telephone number on record if and
when [Golub] is placed on out-patient commitment.
4. Not harass or assault family members or others.
5. Not use alcohol, or drugs, other than those prescribed by a
certified medical doctor.
Id. p. 7. Golub now appeals.
DISCUSSION AND DECISION
I. Standard of Review
When reviewing a challenge to sufficiency of the evidence with respect to commitment
proceedings, we look to the evidence most favorable to the trial courts decision
and draw all reasonable inferences from that decision. In re the Commitment
of G.M., 743 N.E.2d 1148, 1150-51 (Ind. Ct. App. 2001). Moreover, if
the trial courts commitment order represents a conclusion that a reasonable person could
have drawn, we will affirm the order even if other reasonable conclusions are
possible. Id.
When we review the evidence supporting such a judgment, we may neither reweigh
the evidence nor judge the credibility of the witnesses. In re Mental
Commitment of W.W., 592 N.E.2d 1264, 1266 (Ind. Ct. App. 1992). Where
the evidence is in conflict, we are bound to view only that evidence
that is most favorable to the trial courts judgment. Id.
In commitment proceedings, the burden falls on petitioner to prove by clear and
convincing evidence that: (1) the individual is mentally ill and either dangerous or
gravely disabled; and (2) detention or commitment of that individual is appropriate.
Ind. Code § 12-26-2-5(e).
II. Golubs Claims
A. Sufficiency of the Evidence
We first confront whether the evidence was sufficient to support the trial courts
finding that Golub should be involuntarily committed. Golub argues that the court
erred by including the word Psychotic in the commitment order. Appellants Br.
p. 5-8. He further argues that because he is fully able to
feed and clothe himself and otherwise function independently in society, there was not
clear and convincing evidence of a grave disability within the meaning of the
relevant statute.
As noted, the petitioner must prove by clear and convincing evidence that: (1)
the individual is mentally ill and either dangerous or gravely disabled; and (2)
detention or commitment of that individual is appropriate. I.C. § 12-26-2-5(e).
Another statute, Indiana Code section 12-7-2-96, defines gravely disabled as:
a condition in which an individual, as a result of mental illness, is
in danger of coming to harm because the individual:
(1) is unable to provide for that individuals food, clothing, shelter, or other
essential human needs; or
(2) has a substantial impairment or an obvious deterioration of that individuals judgment,
reasoning, or behavior that results in the individuals inability to function independently.
In this case, according to Dr. Giles and the trial court, Golub is
gravely disabled because he has a substantial impairment or an obvious deterioration of
his judgment, reasoning, or behavior that results in his inability to function independently.
Appellants App. p. 6-7, 32-34. Dr. Giles based this conclusion on
the fact that Golub does not accept that he is mentally ill and
refuses to cooperate with treatment. Appellants App. p. 33.
In challenging this conclusion, Golub first argues that the trial court erred by
labeling his mental illness Bipolar Disorder, Psychotic. Appellants App. p. 6. At
the hearing, Dr. Giles testified that his professional opinion was that Golub suffered
from a psychotic illness, basing that opinion on multiple interviews with Golub and
Golubs family and a review of medical records from past admissions. Tr.
p. 8. Moreover, Dr. Giles unequivocally stated that the correct diagnosis is
Bi-Polar [sic] Disorder with Psychotic Symptoms. Id. p. 9. Although Dr.
Giles testified that he did not observe psychotic symptoms during Golubs April 2004
hospitalization, that lack of symptoms did not cause him to change his diagnosis.
The trial courts conclusion that Golub suffers from Bipolar Disorder, Psychotic, was
therefore based on sufficient evidence from a medical expert familiar with Golubs case,
and we deny his request to strike the word Psychotic from the commitment
order.
Golub next argues that the trial court erred by concluding that Golub is
gravely disabled as defined by Indiana Code section 12-7-2-96. Contrary to Golubs
argument, the trial court need not find that the person is incapable of
providing himself with food or clothing, nor does it need to find that
the person is dangerous, before it can conclude that the person is gravely
disabled. Rather, the plain language of the statute only requires the trial
court to find, as it did in this case, that the person has
a substantial impairment or an obvious deterioration of that individuals judgment, reasoning, or
behavior that results in the individuals inability to function independently. I.C. §
12-7-2-96.
It was established at the hearing that Golub has a five-year history of
mental illness requiring hospitalizations and causing paranoia, delusional thoughts, and threatening and destructive
behavior. Tr. p. 5-12, 31-32. Dr. Giles testified that Golub would
benefit from anti-psychotic drugs, but that he refused to cooperate with treatment.
Tr. p. 10-12. That said, the trial courtas the factfindercould reasonably conclude
from this evidence that Golub is gravely disabled and should be involuntarily committed.
See footnote
As a final note on this issue, we reject Golubs contention that the
trial court could only base its finding on evidence that was produced at
a hearing. To be sure, the statute provides that the trial court
may involuntarily commit an individual after completion of the hearing
and consideration of
the record. Ind. Code § 12-26-7-5. Thus, the trial court could
have properly considered any information contained in the record, including, presumably, all previous
applications for and reports following Golubs emergency detentionsall of which were included in
Golubs appendix. Even if, however, the trial court limited itself to evidence
produced at the hearing, a reasonable person could have concluded that Golub should
be involuntarily committed, based on our discussion above with regard to Golubs behavior
that led up to the April 19, 2004 commitment hearing. Thus, the
order of commitment stands.
B. Special Conditions of Commitment
Golub next contends that two of the five special conditions on the order
of commitment should be stricken. Specifically, Golub argues that the conditions prohibiting
him from (1) harassing or assaulting family members or others, and (2) using
alcohol or drugs other than those prescribed by a certified medical doctor, are
improper because Dr. Giles did not request them, they were not based on
his assessment of Golub, and they bear no relationship to the reasons for
his commitment.
As set forth above, the order of commitment contemplates Golubs initial commitment as
an in-patient, but provides for a transfer to out-patient status if the staff
of the facility believed that he no longer needed in-patient care. Appellants
App. p. 6. Furthermore, the order imposes five special conditions on Golub,
but does not specify whether the conditions are to be imposed upon Golub
as an in-patient or an out-patient. Id. p. 7. Consequently, the
order requires that Golub follow the special conditions as an in-patient and as
an out-patient, and we analyze the two types of patient care separately.
The relevant statutes enable a trial court to place conditions on an involuntary
out-patient commitment, but not an involuntary in-patient commitment. See I.C. §§ 12-26-14-3,
12-26-7-5. While a trial court may order an individual entering an out-patient
therapy program to comply with other conditions determined by the court, I.C. §
12-26-14-3(4), there is no such provision enabling a trial court to impose special
conditions upon an individual being involuntarily committed as an in-patient. See I.C.
§ 12-26-7-5. While our research has revealed a handful of cases in
which a trial court imposed conditions on out-patient commitment, we have found none
in which a trial court imposed conditions on involuntary commitment as an in-patient.
See, e.g., In re Commitment of Tarpley, 566 N.E.2d 71 (Ind. Ct.
App. 1991) (imposing conditions on out-patient commitment of taking all prescribed medications, attending
all therapy sessions, and refraining from abusing drugs and alcohol), revd on other
grounds by In re Commitment of Tarpley, N.E.2d 1251 (Ind. 1992); In re
Commitment of Utley, 565 N.E.2d 1152 (Ind. Ct. App. 1991) (imposing conditions on
out-patient commitment of taking all prescribed medications and attending all therapy sessions).
1. In-patient Care
The dearth of caselaw on and statutory authority for the imposition of special
conditions on the involuntary commitment of an individual as an in-patient is not
surprising. When an individual enters a mental health facility as an in-patient,
he must follow the facilitys rules, policies, and procedures. Thus, it is
up to the facility, not the trial court, to impose conditions on the
patient such as attending therapy sessions, taking prescribed medications, and abstaining from drug
and alcohol use. If and when the trial court orders the individual
to take part in out-patient therapy, then it may be appropriate for the
court to place special conditions on the individual. See I.C. § 12-26-14-3(4).
In this case, the trial court entered an order of regular commitment of
Golub, meaning that he was to be committed as an in-patient to a
mental health facility for a period expected to exceed ninety days. See
Appellants App. p. 6-7; I.C. § 12-26-7-1. Golub was bound to follow
the rules, policies, and procedures of Community Hospital North/Gallahue Mental Health Services while
he was an in-patient there, and the special conditions were therefore moot and
improperly imposed insofar as they applied to Golub while he was an in-patient
at that facility.
2. Out-patient Care
As discussed above, it is appropriate for a trial court to place conditions
on an individual who is involuntarily committed to out-patient care. I.C. §
12-26-14-3(4). But Golub argues that two of the special conditions in the
order of commitment were improperly imposed.
See footnote To be sure, neither the trial
court nor Dr. Giles mentioned or discussed either condition at the hearing, nor
do they appear anywhere in the record other than in the trial courts
final order of commitment.
We have found no reported case where an appellant has challenged the propriety
of special conditionsother than forcible medicationimposed by a trial court where the individual
is ordered to undergo out-patient treatment. By way of analogy, we note
that in criminal cases where a trial court places special conditions on probation,
those conditions must bear a reasonable relationship to the treatment of the accused
and the protection of the public.
Carroll v. State, 740 N.E.2d 1225,
1234 (Ind. Ct. App. 2000) (quoting Gordy v. State, 674 N.E.2d 190, 191
(Ind. Ct. App. 1996)), trans. denied. That said, we find that the
same standard should apply to an individual who has been involuntarily committed to
out-patient therapy. It should only follow that special conditions imposed upon an
individual placed in out-patient commitment must be reasonably designed to protect the individual
as well as the general public.
Here, the special condition preventing Golub from harassing or assaulting others was properly
imposed because there is evidence in the record that it bears a reasonable
relationship to Golubs treatment and to the protection of the public. The
record indicates that Golub threatened his brother, sister-in-law, and other family members, Appellants
App. p. 26, and left a threatening voicemail for his sister-in-law that indicated
he was watching her house from across the street. Tr. p. 31-32.
Thus, there was sufficient evidence in the record for the trial court
to conclude that requiring that Golub refrain from harassing or assaulting family members
bears a reasonable relationship to his treatment and to the protection of his
family.
See footnote
With respect to the condition prohibiting Golub from consuming alcohol or drugs other
than those prescribed by a doctor, we note that the record is devoid
of any evidence showing that Golub used or abused alcohol or drugs.
Indeed, the subject of alcohol and drug use was not at issue at
any time during the hearing, nor does it appear anywhere else in the
record. Neither Dr. Giles, nor Marshall, nor Lisa, nor the trial court
ever commented on alcohol and drug use, and there is, therefore, no evidence
to suggest that such a prohibition bears any relationship at all to Golubs
treatment or the protection of the public.
Although Dr. Giles suggests on appeal that it was permissible for the trial
court to take judicial notice of the fact that alcohol is a known
depressant and could interact with Golubs treatment in unpredictable ways, Appellees Br. p.
22, there is no evidence suggesting that the trial court did take judicial
notice of this fact. Moreover, there is no evidence that the suggestions
that Dr. Giles posits on appeal was actually the rationale used by the
trial court in imposing this condition. In short, there is simply no
evidence in the record about alcohol or drug use or the reasons for
the imposition of this condition, and it was therefore improperly imposed.
The judgment of the trial court is affirmed in part and reversed in
part with instructions to strike all special conditions from the order of commitment
insofar as they apply to Golubs in-patient care and to strike the special
condition prohibiting Golub from consuming alcohol and drugs from the order of commitment
altogether.
KIRSCH, C.J., and ROBB, J., concur.
Footnote: It is entirely possible that Golub has now been discharged from the
hospital, in which case this matter would be moot. While generally, we
dismiss cases that are deemed to be moot, a moot case may be
decided on its merits when it involves questions of great public interest that
are likely to recur.
See, e.g., In re Commitment of J.B., 766
N.E.2d 795, 798 (Ind. Ct. App. 2002). The question of how persons
subject to involuntary commitment are treated by our trial courts is one of
great importance to society. Id. Moreover, this case involves the proof
necessary for involuntary commitment, whether a trial court may impose conditions on a
patient as part of a regular in-patient commitment, and the standard applied to
special conditions of an out-patient commitment. These are issues of great public
importance and are likely to recur, so we will address them here.
See id.
Footnote:
DiCaprio has starred in such well-known films as
Titanic, Whats Eating Gilbert
Grape?, Gangs of New York, and will star as Howard Hughes in the
upcoming The Aviator.
Footnote:
An order of regular commitment is appropriate when the commitment is likely
to exceed ninety days. Ind. Code § 12-26-7-1.
Footnote: Although Golub cites to
Addington v. Texas, 441 U.S. 418 (1979), for
the proposition that a person may not be involuntarily committed for idiosyncratic behavior,
441 U.S. at 426-27, the record before us shows that that Golubs behavior
is far beyond the realm of idiosyncratic.
Footnote:
Golub does not contest the other three special conditions imposed by the
trial court. Insofar as those conditions apply to Golub as an out-patient,
therefore, they are not before us and remain valid.
Footnote: Although Golub argues that this condition is akin to putting a protective
order in place without having to make the showing necessary for a protective
order, Appellants Br. p. 13, the condition did not preclude Golub from seeing,
speaking or visiting with any family member. The condition merely prevents him
from assaulting or harassing his family members, and is therefore not analogous to
a protective order.