FOR PUBLICATION
ATTORNEYS FOR APPELLANTS: ATTORNEYS FOR APPELLEES:
STEVEN K. HAHN ANDREW S. WARD
T. SCOTT WEBB FREDERICK R. FOLZ
Ziemer Stayman Weitzel & Shoulders Keck & Folz
Evansville, Indiana Evansville, Indiana
IN THE COURT OF APPEALS OF INDIANA
STAN G. WYRICK, as Personal Representative of )
the Estate of Robert W. Gentry, Sr., Deceased, )
And )
STAN G. WYRICK, as Trustee of the Robert W. )
Gentry, Sr., Revocable Trust, )
And )
STAN G. WYRICK, as Trustee of the Robert W. )
Gentry, Sr., First Revocable Trust, )
And )
SHARON K. GENTRY, )
)
(Appellees/Cross-Appellants App. p. 4). On November 21, 2002, the trial court clerk
made the following CCS entry:
11/21/02 Entry of 11/20/02 filed and approved. (MML/DJN) (CC:
COUNSEL OF RECORD
(Appellees/Cross-Appellants App. p. 4). On November 22, 2002, the trial court clerk
made the following CCS entry:
11/22/02 Order filed 11-21-02 for 11-21-02 received and entered into order book
this date.
(Appellees/Cross-Appellants App. p. 3).
On December 23, 2002, Wyrick and Sharon filed their Motion to Correct Error.
On February 5, 2003, the trial court conducted a hearing on Wyrick
and Sharons Motion to Correct Error and subsequently denied said motion.
Wyrick and Sharon now appeal. Additional facts will be supplied as necessary.
In addition, App. R. 9(A)(1) requires a party wishing to appeal a trial
courts determination to file a Notice of Appeal with the trial court clerk
within thirty days after the entry of a final judgment. Accordingly, in
Hester, we concluded, even though the probate clerk made a computer record of
the judgment on September 3, 2002, judgment was entered [into the RJO] on
August 28, 2002. In re Estate of Hester, 780 N.E.2d at 849
(emphasis added). Therefore, the Notice of Appeal filed by the appellants in
Hester on October 3, 2002, was not timely filed and their appeal was
dismissed with prejudice.
Likewise, in the instant case, the judgment was not signed and filed until
November 21, 2002. However, the trial court clerk did not enter the
judgment into the RJO until November 22, 2002. Therefore, the entry of
final judgment, for purposes of filing a Motion to Correct Error was not
made until November 22, 2002. See In re Estate of Hester, 780
N.E.2d at 849. As a result, Wyrick and Sharon were required to
file their Motion to Correct Error by December 22, 2002. See T.R.
59(C). However, December 22, 2002, fell on a Sunday. Consequently, the
next normal business day in which to file a motion with the trial
court was Monday, December 23, 2002. See T.R. 6(A). Thus, Wyrick
and Sharon timely filed their Motion to Correct Error on Monday, December 23,
2002.
2. The September 10, 1999 document employs the language of I.C. 29-1-5-3(b)
which requires two (2) sets of signatures testator and witnesses signatures.
3. The September 10, 1999 document does not employ the language of
I.C. 29-1-5-3(d) and was not attested as required [sic] that subsection.
4. The document previously submitted for probate with the Vanderburgh Superior Court
as the Last Will and Testament of Robert W. Gentry, Sr., is invalid
as a result of its undue execution.
(Appellants App. p. 17).
In addition, Wyrick and Sharon assert that the Indiana General Assembly responded to
the Dellinger decision by passing legislation effective July 1, 2003, clarifying the legislative
intent of I.C. § 29-1-5-3. Wyrick and Sharon further argue that the
General Assembly intended the new legislation to be applied retroactively, which would remedy
the alleged defects in Roberts Will. Consequently, we must determine whether amendments
to I.C. § 29-1-5-3 and the newly created I.C. § 29-1-5-3.1, effective July
1, 2003, may be applied retroactively to Roberts Will as a remedy to
alleged defects in the Will.
As a general rule, statutes will not be applied retroactively absent strong and
compelling reasons. Bourbon Mini-Mart, Inc. V. Gast Fuel and Services, Inc., 783
N.E.2d 253, 260 (Ind. 2003). However, an exception exists for remedial statutes,
i.e. statutes intended to cure a defect or mischief that existed in a
prior statute. Id. Ultimately, whether a statute applies retroactively depends upon
the intent of the General Assembly. That is, when considering a remedial
statute, the court must construe it to carry out the legislative purpose of
the statute unless doing so violates a vested right or constitutional guaranty.
Id.
Here, effective July 1, 2003, I.C. § 29-1-5-3 was amended to read as
follows:
Sec. 3(a) This section applies to a will executed before, on, or after
July 1, 2003. A will, other than a nuncupative will, must be executed
by the signature of the testator and of at least two (2) witnesses
on:
(1) a will under subsection (b);
(2) a self-proving clause under section 3.1(c) of this chapter; or
(3) a self-proving clause under section 3.1(d) of this chapter.
(b) A will may be attested as follows:
(1) The testator, in the presence of two (2) or more attesting witnesses,
shall signify to the witnesses that the instrument is the testator's will and
either:
(A) sign the will;
(B) acknowledge the testators signature already made; or
(C) at the testator's direction and in the testators presence have someone else
sign the testators name.
(2) The attesting witnesses must sign in the presence of the testator and
each other.
An attestation or self-proving clause is not required under this subsection for a
valid will.
(c) A will that is executed substantially in compliance with subsection (b) will
not be rendered invalid by the existence of:
(1) an attestation or self-proving clause or other language; or
(2) additional signatures; not required by subsection (b).
(d) A will executed in accordance with subsection (b) is self-proved if the
witness signatures follow an attestation or self-proving clause or other declaration indicating in
substance the facts set forth in section 3.1(c) or 3.1(d) of this chapter.
(e) This section shall be construed in favor of effectuating the testators intent
to make a valid will.
(Emphasis added).
Moreover, the General Assembly created I.C. § 29-1-5-3.1 to clarify the contents of
a self-proving clause. Indiana Code § 29-1-5-3.1 provides in pertinent part as
follows:
(a) This section applies to a will executed before, on, or after July
1, 2003. When a will is executed, the will may be:
(1) attested; and
(2) made self-proving;
by incorporating into or attaching to the will a self-proving clause that meets
the requirements of subsection (c) or (d). If the testator and witnesses
sign a self-proving clause that meets the requirements of subsection (c) or (d)
at the time the will is executed, no other signatures of the testator
and witnesses are required for the will to be validly executed and self-proved.
. . . .
(c) A self-proving clause must contain the acknowledgment of the will by the
testator and the statements of the witnesses, each made under the laws of
Indiana and evidenced by the signatures of the testator and witnesses (which may
be made under the penalties for perjury) attached or annexed to the will
in form and content substantially as follows:
We, the undersigned testator and the undersigned witnesses, respectively, whose names are signed
to the attached or foregoing instrument declare:
(1) that the testator executed the instrument as the testators will;
(2) that, in the presence of both witnesses, the testator signed or acknowledged
the signature already made or directed another to sign for the testator in
the testators presence;
(3) that the testator executed the will as a free and voluntary act
for the purposes expressed in it;
(4) that each of the witnesses, in the presence of the testator and
of each other, signed the will as a witness;
(5) that the testator was of sound mind when the will was executed;
and
(6) that to the best knowledge of each of the witnesses the testator
was, at the time the will was executed, at least eighteen (18) years
of age or was a member of the armed forces or of the
merchant marine of the United States or its allies.
______________ ______
Testator Date
______________
Witness
______________
Witness
(d) A will is attested and self-proved if the will includes or has
attached a clause signed by the testator and the witnesses that indicates in
substance that:
(1) the testator signified that the instrument is the testators will;
(2) in the presence of at least two (2) witnesses, the testator signed
the instrument or acknowledged the testators signature already made or directed another to
sign for the testator in the testator's presence;
(3) the testator executed the instrument freely and voluntarily for the purposes expressed
in it;
(4) each of the witnesses, in the testators presence and in the presence
of all other witnesses, is executing the instrument as a witness;
(5) the testator was of sound mind when the will was executed; and
(6) the testator is, to the best of the knowledge of each of
the witnesses, either:
(A) at least eighteen (18) years of age; or
(B) a member of the armed forces or the merchant marine of the
United States or its allies.
(e) This section shall be construed in favor of effectuating the testators intent
to make a valid will.
(Emphasis added).
In construing the legislative intent of the amendments to I.C. § 29-1-5-3 and
the newly created § 29-1-5-3.1 (section 3.1), we note the following: (1)
the General Assembly used language that makes the statutes applicable to a will
executed before, on, or after July 1, 2003,
See footnote
(2) the General Assembly clarified
that a valid will requires neither an attestation clause or a self-proving clause,
See footnote
(3) the General Assembly added I.C. § 29-1-5-3(e) to emphasize the importance of
the testators intent over the format suggested in the statute, (4) the General
Assembly separated the statutory explanation of the self-proving clause by adding section 3.1,
which also applies to wills executed before, on, or after July 1, 2003,
See footnote
(5) the General Assembly clarified that a valid will does not require more
than one set of signatures for the testator and two witnesses, (6) in
addition, the General Assembly specifically added the provision: If the testator and
witnesses sign a self-proving clause that meets the requirements of subsection (c) or
(d) at the time the will is executed, no other signatures of the
testator and witnesses are required for the will to be validly executed and
self-proved,
See footnote
and (7) as with the amendment to section 3, the General Assembly
added subsection (e) to emphasize the importance of the testators intent over the
suggested format in section 3.1 for the self-proving clause.
See footnote
Moreover, the General Assembly passed legislation that provided substantially the same language as
the amendments to I.C. § 29-1-5-3 and the addition of section 3.1 except
the provisions were effective immediately upon passage and until July 1, 2003, at
which time the amendments and new section became effective. See House Enrolled
Act No. 1368, 113th Gen. Assem., 1st Reg. Sess. (Ind. 2003). Considering
the language set forth above as well as the emergency legislation effective immediately
upon passage, we cannot construe the amendments in any manner other than as
the emphatic remedial intent of the General Assembly to cure defective language in
the prior statute.
Further, the instant case is one of a limited number of wills that
could be probated between the time of the first Dellinger opinion
See footnote
and July
1, 2003, when the amendments to I.C. § 29-1-5-3 and section 3.1 became
effective. Because Roberts estate has not yet been settled, we find that
the amendments to I.C. § 29-1-5-3 and the newly added section 3.1 apply
retroactively to Roberts Will. In applying the new statute, we hold that
the self-proving clause in Roberts Will substantially complies with the suggested format in
section 3.1(c). Therefore, Roberts Will was validly executed and self-proved per I.C.
§ 29-1-5-3.1(a). As a result, the trial courts grant of summary judgment
must be reversed.