FOR PUBLICATION
ATTORNEY FOR APPELLANT
: ATTORNEY FOR APPELLEE:
PATRICK J. DIETRICK LISA DELEY
Collignon & Dietrick, P.C. Howard DeLey & Dudley
Indianapolis, Indiana Anderson, Indiana
IN THE
COURT OF APPEALS OF INDIANA
JOSEPH MROZ, )
)
Appellant-Defendant, )
)
vs. ) No. 48A05-0402-CV-68
)
ROBERT HARRISON, )
)
Appellee-Plaintiff. )
APPEAL FROM THE MADISON CIRCUIT COURT
The Honorable Fredrick R. Spencer, Judge
Cause No. 48C01-0008-CT-554
September 30, 2004
OPINION - FOR PUBLICATION
BAILEY, Judge
Case Summary
Appellant-Defendant Joseph Mroz (Mroz) appeals the trial courts judgment in favor of Appellee-Plaintiff
Robert Harrison (Harrison). We affirm.
Issues
Mroz raises four issues, which we consolidate and restate as:
Whether the trial court abused its discretion when it refused to allow Mroz
to refresh Harrisons recollection of an alleged fall, pursuant to Indiana Evidence Rule
612;
Whether the trial court abused its discretion by permitting a doctors deposition to
be read into evidence based upon exceptional circumstances, pursuant to Indiana Trial Rule
32(A)(3)(e), in the absence of prior notice and application; and
Whether the trial court abused its discretion by failing to instruct the jury
on the issues of comparative fault and mitigation of damages.
Facts and Procedural History
This lawsuit arises from a rear-end collision that occurred on November 26, 1999,
when the vehicle driven by Mroz struck the rear of a van in
which Harrison was a passenger. At the time of the accident, Harrison
was employed by Elsten Richards as a forklift driver and by the Salvation
Army as a bell ringer during the holiday season. After the accident,
Harrison sought medical treatment from Doctor William H. Wolfe (Doctor Wolfe) for soft
tissue injuries. Harrison received treatment from Doctor Wolfe from December 7, 1999,
to February 4, 2000.
On August 14, 2000, Harrison filed a negligence complaint against Mroz. On
November 14, 2000, Mroz filed his amended answer wherein he asserted Harrisons failure
to mitigate damages as an affirmative defense. On December 13, 2001, Harrison
deposed Doctor Wolfe. During this deposition, Mrozs counsel was given the opportunity
to assert objections and to cross-examine. At a subsequent jury trial for
which Doctor Wolfe was unavailable, and over Mrozs objection, the trial court permitted
Harrison to read the deposition into evidence. In addition, during Harrisons cross-examination
testimony, the trial court refused to allow Mroz to use a document to
refresh Harrisons recollection of an alleged intervening fall because it was not prepared
by Harrison. Further, the trial court refused to instruct the jury on
the doctrines of comparative fault and mitigation of damages. At the conclusion
of trial, the jury returned a verdict in favor of Harrison in the
amount of $9,000.00, and the trial court entered judgment pursuant to the verdict.
This appeal by Mroz ensued.
Discussion and Decision
I. Refreshing a Witnesss Recollection
On appeal, Mroz first argues that the trial court abused its discretion by
refusing to permit him to refresh Harrisons recollection of a purported fall pursuant
to Indiana Evidence Rule 612. During cross-examination of Harrison, Mroz attempted to
use a document prepared by Harrisons employer to refresh Harrisons recollection regarding an
alleged fall that had occurred after the accident in question and that had
prevented Harrison from returning to work for a few days. The document
apparently provided that Harris had called his employer to report that he had
fallen down some stairs and could not get to the phone. Harrison
objected to the document and, after a lengthy bench conference, the trial court
sustained the objection because Harrison did not personally prepare the document. However,
the trial court allowed Mroz to impeach Harrison with the document if he
so desired.
Indiana Evidence Rule 612(a) provides: If, while testifying, a witness uses a
writing or object to refresh the witnesss memory, an adverse party is entitled
to have the writing or object produced at the trial, hearing, or deposition
in which the witness is testifying. Although this evidence rule clearly envisions
the use of writings to refresh a witnesss memory, it does not address
the method by which the witnesss memory may be refreshed. Thompson v.
State, 728 N.E.2d 155, 160 (Ind. 2000) (quoting 13 Robert Lowell Miller, Jr.,
Indiana Practice § 612.101, at 225 (2d ed.1995)), rehg denied. Nevertheless, in
Thompson, our supreme court delineated the proper procedure for refreshing a witnesss recollection
and held that:
The witness must first state that he does not recall the information sought
by the questioner. The witness should be directed to examine the writing,
and be asked whether that examination has refreshed his memory. If the
witness answers negatively, the examiner must find another route to extracting the testimony
or cease the line of questioning.
Thompson, 728 N.E.2d at 160 (quoting Miller § 612.101 at 226). The
Thompson court also recognized that Indiana Evidence Rule 612 does not suggest, much
less require, that the writing used to refresh a witnesss memory must have
been prepared by the witness. Id. at 160-61.
Further, before the adoption of the Indiana Rules of Evidence, the Indiana Supreme
Court had long held that a writing used to refresh a witnesss memory
could be prepared by the witness or another person. See Gaunt v.
State, 457 N.E.2d 211, 216 (Ind. 1983) (quoting Clark v. State, 4 Ind.
156, 157 (1853)), overruled on other grounds by, Modesitt v. State, 578 N.E.2d
649, 652 (Ind. 1991). Accordingly, the trial court erred by refusing to
permit Mroz to use the document in question to refresh Harrisons recollection on
the basis that Harrison did not prepare such document. See, e.g., Thompson,
728 N.E.2d at 161.
Nevertheless, an error will be found harmless if its probable impact on the
jury, in light of all of the evidence in the case, is sufficiently
minor so as not to affect the substantial rights of the parties.
Id.; see also Ind. Trial Rule 61. Here, despite the trial courts
erroneous ruling regarding the document, it permitted Mroz to use the document to
impeach Harrisons testimony that he had not fallen down stairs subsequent to the
accident. Mroz did not impeach Harrison with the document, but rather asked
the following question:
Q: So its your testimony here today that you dont recall falling on February
3, 2000?
A: Its . . . I just dont recall.
Tr. at 256. Mroz points to nothing in the document that was
not covered in this colloquy or that could not have been covered through
impeachment. Accordingly, there is no showing that the trial courts erroneous ruling
affected Mrozs substantial rights.
II. Admission of Doctor Wolfes Deposition
Mroz next argues that the trial court abused its discretion by admitting Doctor
Wolfes deposition into evidence pursuant to Indiana Trial Rule 32, in the absence
of prior notice and application. We disagree.
Indiana Trial Rule 32 provides, in pertinent part, as follows:
(A) Use of depositions. At the trial . . . any
part or all of a deposition, so far as admissible under the rules
of evidence applied as though the witness were then present and testifying, may
be used against any party who was present or represented at the taking
of the deposition, by or against any party who had reasonable notice thereof
or by any party in whose favor it was given in accordance with
any one [1] of the following provisions:
* * * * *
(3) The deposition of a witness, whether or not a party, may be
used by any party for any purpose if the court finds:
* * * * *
(e) upon application and notice, that such exceptional circumstances exist as to make
it desirable, in the interest of justice and with due regard to the
importance of presenting the testimony of witnesses orally in open court, to allow
the deposition to be used.
The question of whether exceptional circumstances exist so as to justify admitting a
deposition into evidence, pursuant to Indiana Trial Rule 32(A)(3)(e), is properly left to
the sound discretion of the trial court and reversible error can only be
predicated upon a showing that the trial court has abused its discretion.
Wells v. Gibson Coal Co., 173 Ind. App. 47, 49, 352 N.E.2d 838,
841 (1976); see also Gates v. Rosenogle, 452 N.E.2d 467, 472-73 (Ind. Ct.
App. 1983). An abuse of discretion occurs when the trial courts decision
is against the logic and effect of the facts and circumstances before it.
Mann v. Russells Trailer Repair, Inc., 787 N.E.2d 922, 926 (Ind. Ct.
App. 2003), rehg denied, trans. denied.
Here, the record reveals that, during his deposition, Doctor Wolfe informed the parties
that he could be available to testify at trial, which was originally scheduled
for March of 2002. Tr. at 144. The record further demonstrates,
however, that, on the date of trial, i.e., November 18, 2003, Harrison notified
the trial court and Mroz that Doctor Wolfe would be unavailable for trialas
evidenced by his affidavit wherein he stated that due his extensive patient load
and necessity to carry on his medical practice, hed be unavailable to appear
and testifyand requested to read Doctor Wolfes deposition into evidence. Id. at
14. Based upon Doctor Wolfes affidavit, which was discussed at length prior
to jury selection but was apparently not admitted into evidence, the trial court
found the existence of exceptional circumstances and, thus, allowed Harrison to read Doctor
Wolfes testimony into evidence, over Mrozs objection. Under these circumstances, and pursuant
to Indiana Trial Rule 32(A)(3)(e), we find no abuse of discretion in the
ruling of the trial court, especially in light of the fact that Mroz
had ample opportunity to and indeed did cross-examine Doctor Wolfe during such deposition.
Accordingly, we find no error in admitting the deposition in question.
III. Jury Instructions
Lastly, Mroz contends that the trial court abused its discretion by failing to
instruct the jury on the issues of comparative fault and mitigation of damages.
Initially, we note that the instruction of the jury is left to
the sound judgment of the trial court, and our review of a trial
courts decisions in this regard is highly deferential. Lashbrooks v. Schultz, 793
N.E.2d 1211, 1213 (Ind. Ct. App. 2003), cert. dismissed. Accordingly, we will
not disturb the trial courts judgment concerning instructions absent an abuse of discretion.
Willis v. Westerfield, 803 N.E.2d 1147, 1151 (Ind. Ct. App. 2004).
A trial court should give a tendered instruction if the instruction correctly states
the law, the evidence supports the instruction, and the substance of the charge
is not covered by other instructions. Id.
Mroz asserts that the trial court abused its discretion by failing to give
the jury two jury instructions. The first rejected instruction provides as follows:
General Comparative Fault Instruction
If you find the defendant is not at fault, then your verdict should
be for the defendant, and no further deliberation of the jury is necessary.
If you find the defendant was at fault, you must assess the fault
on a percentage basis between [Harrison] and [Mroz.] The percentage of fault
assessed to each party will allow you to decide whether [Harrison] is entitled
to recover damages, and if so, the amount of damages. You may
only assess fault to a named nonparty.
You will therefore decide the comparative fault issues as follows:
-- First, you must decide the percentage of fault, if any, for
[Harrison] and [Mroz] in the proximate cause of [Harrisons] injuries and damages.
These percentages must total 100%.
-- Next, if you decide [Harrisons] fault is greater than 50%, then you
must return your verdict for [Mroz;] and no further deliberation is required.
-- However, if you find that [Harrisons] fault is 50% or less, then
you must decide the total amount of damages [Harrison] is entitled to recover,
if any, without regard to fault.
-- Then, you must multiply [Harrisons] total damages by [Mrozs] percentage of fault
and return your verdict for [Harrison] and against [Mroz] in the amount of
the product of that multiplication.
The verdict forms provided to you by the court will help guide you
through this process.
Tr. at 157. The second refused instruction provides as follows:
Burden of Proof on the Issues
[Harrison] is seeking to recover damages from [Mroz] on the theory of negligence.
In order for [Harrison] to recover damages, [he] has the burden of proving
the following propositions by a preponderance of the evidence:
That [Mroz] was negligent[;]
That [Harrison] sustained an injury; and
That the negligence of [Mroz] was the proximate cause of [Harrisons] alleged injuries.
If you find from a consideration of all the evidence that any of
these three (3) propositions has not been proved by [Harrison,] your verdict should
be for [Mroz.] As I have stated, [Harrison] must prove these propositions;
[Mroz] has no burden of disproving them.
[Mroz] has raised certain specific defenses and [Mroz] does have the burden of
proving these defenses by a preponderance of the evidence. [Mroz] claims that
[Harrison] may have failed to mitigate their damages, and that [Harrisons] injuries and
damages, if any, are the proximate result of [his] own negligence, barring or
reducing entitlement to recovery.
[Mroz] has the burden of proving the following propositions by a preponderance of
the evidence.
Id. at 158.
At the outset, we observe that, at trial, Mroz admitted that he was
at fault for the accident in question, and asserted as an affirmative defense
that Harrison had failed to mitigate his damages. Thus, these two proffered
instructions relate to the doctrine of comparative fault only inasmuch as Mroz claimed
that Harrison failed to mitigate his damages.
See footnote As such, the instructional error
alleged by Mroz is that the trial court improperly failed to instruct the
jury on the affirmative defense of failure to mitigate damages because Doctor Wolfe
provided sufficient expert testimony regarding this defense. We have previously held that
questions of medical causation of a particular injury are questions of science necessarily
dependent on the testimony of physicians and surgeons learned in such matters.
Hannan v. Pest Control Servs., Inc., 734 N.E.2d 674, 679 (Ind. Ct. App.
2000), rehg denied, trans. denied. We have noted, however, that testimony of
an expert witness is necessary only when the issue of cause is not
within the understanding of a lay person. Daub v. Daub, 629 N.E.2d
873, 878 (Ind. Ct. App. 1994), trans. denied.
In the present case, Mrozs failure to mitigate defense was based upon Harrisons
failure to follow Doctor Wolfes treatment orders. Specifically, Mroz theorized that Harrison
increased his pain and suffering and prolonged his recovery, for which he was
seeking compensation in the lawsuit, when he refused to follow through with Doctor
Wolfes course of treatment, including physical therapy. At trial, however, the only
evidence that Mroz presented to support his defense was the deposition of Doctor
Wolfe, i.e., Harrisons treating physician.
See footnote In his deposition, Doctor Wolfe testified that,
on some office visits, he found Harrisons movements to be self-limited because [Harrison]
expected a movement to be painful. Tr. at 171. Doctor Wolfe
also testified that, during one visit, Harrison was uncooperative as [h]e was unwilling
to raise his arms above mid-chest level.
Id. at 172. In
addition, Doctor Wolfe testified that Harrison exaggerated his symptoms for possibly secondary gain
sorts of issues. Id. at 174. Doctor Wolfe further noted that
Harrison only completed approximately fifteen minutes of physical therapy and, later, requested to
return to his employment without restrictions.
This testimony from Doctor Wolfe, which was the only expert medical testimony offered,
does not support Mrozs assertion that Harrisons failure to cooperate with prescribed treatment,
exaggeration of symptoms, and failure to complete physical therapy aggravated or increased his
injuries. To the contrary, Doctor Wolfe testified that ninety percent of people
with Harrisons soft tissue injuries get well within three (3) months, ninety (90)
days and that Harrison recovered in approximately seven weeks. Tr. at 185.
Accordingly, we cannot say that the trial court abused its discretion when
it determined that the evidence did not support the giving of the mitigation
of damages instruction. See, e.g., Kristoff v. Glasson, 778 N.E.2d 465, 474
(Ind. Ct. App. 2002) (holding that evidence that plaintiff did not regularly perform
her prescribed exercises was insufficient to support a mitigation of damages claim in
the absence of physician testimony that she failed to mitigate her damages).
For the foregoing reasons, we affirm the trial courts judgment in favor of
Harrison.
Affirmed.
SHARPNACK, J., and MAY, J., concur.
Footnote:
Indiana Code Section 34-6-2-45(b) defines fault, for purposes of the Comparative Fault
Act, as any act or omission that is negligent, willful, wanton, reckless, or
intentional toward the person or property of others. The term also includes
unreasonable assumption of risk not constituting an enforceable express consent, incurred risk, and
unreasonable failure to avoid an injury or to mitigate damages.
Footnote:
We note that Mrozs arguments on appeal appear to be somewhat contradictory
in that, on the one hand, Mroz contends that the trial court abused
its discretion by admitting Doctor Wolfes deposition at trial and yet, on the
other hand, he relies upon the deposition testimony to prove his contention that
the trial court erred by refusing to instruct the jury on the doctrines
of comparative fault and mitigation of damages. We also observe that the
trial court afforded Mroz the opportunity to subpoena Doctor Wolfe for trial, which
he declined.