FOR PUBLICATION
ATTORNEYS FOR APPELLANT
: ATTORNEY FOR APPELLEE:
STEVE CARTER ELLEN M. OCONNOR
Attorney General of Indiana Public Defender Agency
Indianapolis, Indiana
JOBY JERRELLS
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
STATE OF INDIANA, )
)
Appellant-Plaintiff, )
)
vs. ) No. 49A05-0310-CR-526
)
DOW WILSON, )
)
Appellee-Defendant. )
APPEAL FROM THE MARION SUPERIOR COURT
The Honorable John Downer, Senior Judge
Cause No. 49G06-0302-FC-032946
October 12, 2004
OPINION - FOR PUBLICATION
MAY, Judge
Dow Wilson was charged with two counts of welfare fraud as Class C
felonies,
See footnote one count of welfare fraud as a Class D felony,See footnote and one
count of theft as a Class D felony.See footnote The State brings this
interlocutory appeal from the trial courts decision to exclude the testimony of Wilsons
spouse, Heidi Davie-Wilson (Heidi). The trial court certified one question for appeal.
However, we are unable to address that question because the State waived
appellate review of the exclusion of Heidis testimony.
We affirm and remand.
FACTS AND PROCEDURAL HISTORY
Stephen Golden, Assistant Chief of Police for the Indianapolis Housing Agency (IHA), investigated
Heidi and Wilson after receiving an anonymous telephone call alleging the two fraudulently
obtained Section 8 housing.
To secure Section 8 housing, Heidi and Wilson submitted various documents with their
housing application. The application included information about their finances and their familys
living arrangements. When reviewing the Wilsons files, Detective Golden noticed several discrepancies
in the couples paperwork, such as claims the children lived with the couple
when in fact the children had previously been removed by court order.
Detective Golden also noticed Wilsons income was not accurately reported.
On March 3, 2003, both Heidi and Wilson were charged with three counts
of welfare fraud and one count of theft. The State granted Heidi
immunity and listed her as a States witness. Wilson waived trial by
jury, and a bench trial commenced on August 21, 2003. When the
State called Heidi to testify, Wilson objected, claiming he was protected by spousal
privilege. The State argued the questions it was going to ask Heidi
were not privileged spousal communications because the information was communicated with a third
party present.
The record indicates the trial court was ready to deny Wilsons motion to
exclude Heidis testimony based on
Rubalcada v. State, 731 N.E.2d 1015 (Ind. 2000).
The trial court stated:
Actually, [a fellow judge] prepared me for this challenge, and she provided a
case for me. Ill cite the case. Its [Rubalcada]. It
says, among other things, Not every communication between spouses is protected by virtue
of the marital relationship. Only those communications passing from one marriage partner
to the other because of the confidence resulting from their intimate marriage relationship
shall receive protection. . . . So, the witness may testify over objection.
(Tr. at 70.)
Wilsons counsel then persuaded the court that Ind. Code § 34-46-3-2
See footnote controlled over
Rubalcada. The trial court stated:
Let me see that statute. My ruling is going to be that
the statute seems pretty clear. When a husband and [sic] wife is
a party and not required to testify in his or her own behalf,
the persons spouse shall also be excluded. That seems to be a
fairly straightforward statement. So, Im going to exclude her testimony.
(Id. at 78.)
DISCUSSION AND DECISION
The State brought this interlocutory appeal pursuant to Ind. Appellate Rule 14(B)(1)(c)(ii), which
authorizes an appeal involving a substantial question of law.
See footnote We review
de
novo a trial courts conclusions regarding questions of law. Mitchell v. State,
726 N.E.2d 1228, 1243 (Ind. 2000).
The State argues Ind. Code § 34-46-3-2, which addresses spousal privileges, protects privileged
communications only in the context of civil matters. Because this is a
criminal case, the State argues the trial courts conclusion that the statute controls
was erroneous. Second, the State argues Wilsons application for housing is not
a privileged communication, and even if the communication were privileged, Wilson waived any
privilege by submitting the application for housing to the IHA.
However, we may not address the States arguments because the State failed to
submit an adequate offer of proof and has therefore waived appellate review of
the exclusion of Heidis testimony.
An offer of proof is the method by which the proponent of evidence
preserves any error in its exclusion. When the proponent does not make
an offer of proof, he has not adequately preserved the exclusion of the
witness testimony as an issue for appellate review. Bedree v. Bedree, 747
N.E.2d 1192, 1196 (Ind. Ct. App. 2001); see also State v. Snyder, 732
N.E.2d 1240, 1246 (Ind. Ct. App. 2000) (the proponent of excluded evidence must
make a formal offer of proof at trial or the error is waived
and not preserved for appeal). An offer of proof provides us with
the scope and effect of the area of inquiry and the proposed answers,
in order that we may consider whether the trial courts ruling excluding the
evidence was proper. Thus, the offer of proof must be certain, must
definitely state the facts sought to be proved, and must show the materiality,
competency, and relevancy of the evidence offered. Hilton v. State, 648 N.E.2d
361, 362 (Ind. 1995).
In Hilton, the offer of proof was:
If Mr. Sims is permitted to testify, I believe that he will testify
that sometime a couple months after this incident he overheard a conversation involving
Alfonso Garcia, wherein Mr. Garcia indicated that he had been the one who
had committed the crime.
Id. Our supreme court held:
Hiltons offer of proof lacks specificity and fails to establish such material facts
as when the conversation took place, where the conversation took place, and who
was present at the time. Additionally, Hilton phrases his offer of proof,
I believe, and he fails to adequately assure the court that the offer
truly represents the substance of Sims testimony. Thus Hilton failed to lay
the requisite foundation for admission of Sims testimony, and waived this issue by
failing to submit an adequate offer of proof.
Id.
Heidis testimony was excluded before she took the witness stand. The States
attorney responded to Wilsons objection to Heidis testimony by stating:
I think for one this is a little premature, because the [defense] [does
not] know if our questions are even going to ask about spousal communication,
which Im not sure that they will. I think our questions are
going to be more directed as to, [Heidi], on January 19th of 1999,
did you go to the office of Housing Authority and put in an
application for Section 8 rent? Who accompanied you there?
(Tr. at 76-77) (emphasis supplied). The States response referred only to the
questions which the prosecutor intended to ask. It did not refer to
the proposed answers which the State expected to elicit. Assuming the State
intended this statement to be an offer of proof, it was tentative at
best and did not definitely state the facts sought to be proved.
Nor did the States offer of proof show the materiality, competency, and relevancy
of the evidence offered. See Hilton, 648 N.E.2d at 362. Accordingly,
the State failed to submit an adequate offer of proof and therefore has
not preserved the exclusion of Heidis testimony as an issue for appellate review.
See Bedree, 747 N.E.2d at 1196.
CONCLUSION
The State did not provide an adequate offer of proof at trial and
thereby waived its argument regarding the trial courts exclusion of Heidis testimony.
Affirmed and remanded.
SULLIVAN, J., and VAIDIK, J., concur.
Footnote:
Ind. Code § 35-43-5-7.
Footnote: Ind. Code § 35-43-5-7.
Footnote: Ind. Code § 35-43-4-2.
Footnote: Ind. Code § 34-46-3-2 states: When the husband or wife is
a party, and not required to testify in his or her own behalf,
the persons spouse shall also be excluded.
Footnote: As required by that appellate rule, the trial court certified its order
and we accepted jurisdiction.