FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
JILL ULRICH
STEVE CARTER
St. Joseph County Public Defender Attorney General of Indiana
South Bend, Indiana
DANIEL JASON KOPP
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
J.Y., )
)
Appellant-Defendant, )
)
vs. ) No. 71A03-0403-JV-103
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
APPEAL FROM THE ST. JOSEPH PROBATE COURT
The Honorable Peter J. Nemeth, Judge
Cause No. 71J01-0305-JD-000384
October 27, 2004
OPINION - FOR PUBLICATION
NAJAM, Judge
STATEMENT OF THE CASE
J.Y. appeals from his adjudication as a delinquent child for committing Attempted Child
Molesting, as a Class B felony, and Child Molesting, as a Class C
felony, when committed by an adult. He presents the following issues for
our review:
1. Whether the juvenile court abused its discretion when it admitted into evidence testimony
regarding the victims out-of-court identification of J.Y.
2. Whether the State presented sufficient evidence to support his adjudication as a delinquent
child.
We reverse.
See footnote
FACTS AND PROCEDURAL HISTORY
On April 22, 2003, in the early evening, then eight-year-old A.B., an African-American
girl, was riding her bike in the alley behind her house in South
Bend when she encountered two Caucasian, teenaged boys who are brothers. One
or both of the boys forced A.B. into a van parked off of
the alley, shoving or dragging her through a large, broken-out window. Inside
the van, the rear seat cushions were folded flat, creating a large, mattress-like
area. The younger brother removed A.B.s clothes, began to rub his penis
on the outside of A.B.s vagina, and ejaculated onto her abdomen and the
vans seat cushion. During that time, the older brother was standing right
outside the van. Then the younger brother exited the van, and the
older brother entered the van and began rubbing his penis on the outside
of A.B.s vagina. A.B. shouted out No! and the boy stopped without
ejaculating. A.B. then exited the van and went home.
A.B. did not tell her grandmother, her legal guardian, about the incident.
But the next day at school, A.B. told her teacher what had happened.
Accordingly, A.B.s teacher took her to the principals office, and the principal
telephoned A.B.s grandmother, Freddie Blake. A social worker assigned to the school
drove A.B. home and then accompanied A.B. and Blake to the hospital for
a physical examination. The physician who examined A.B. did not find any
signs of sexual assault.
On April 25, 2003, A.B. underwent a videotaped interview with Angie Scott, a
social worker with the CASIE Center. During that interview, A.B. reluctantly described
the encounter and stated that the assailants were two Caucasian, teenaged brothers, one
of whom is named Michael. A.B. did not provide either Scott or
police with any additional physical characteristics to describe the boys.
Detective Cynthia Eastman of the South Bend Police Department began her investigation into
the alleged sexual assault and learned that the van was owned by Tom
Fairres, a Caucasian man living in a house across the alley from A.B.s
house and whose three Caucasian, teenaged sons were living with him. Detective
Eastman obtained photographs of Fairres sons T.Y., J.Y., and C.Y. to include in
a photo array for A.B.s consideration. In addition to those three photos,
which had been copied from the boys school identification cards, Detective Eastman chose
three additional photos of boys who were roughly the same ages as the
suspects and who shared some of the same basic physical characteristics. In
the photo array, Fairres three sons are wearing white t-shirts, and the other
three boys are wearing collared shirts and ties. Two of the other
boys are also wearing blazers.
Detective Eastman showed the photo array to A.B. in the principals office at
her school. Also present were Blake and A.B.s teacher. Detective Eastman
advised A.B. that her assailants photographs might not be in the array.
After looking at the array for less than one minute, A.B. began shaking
and pointed at the photographs numbered 2 and 5. Those photographs depicted
J.Y. and C.Y., respectively.
The State filed a petition against J.Y. alleging his delinquency for two counts
of child molesting, one as a Class B felony and one as a
Class C felony when committed by an adult. At the hearing, J.Y.
moved to suppress Detective Eastmans testimony regarding A.B.s out-of-court identification of him alleging
that the photo array was impermissibly suggestive. The juvenile court denied that
motion. When A.B. testified, she could not identify either J.Y. or his
brother, who were both sitting in the courtroom. A.B. referred to the
older assailant as Plain Old Boy, but there was no evidence showing that
that was J.Y.s nickname. A.B. used J.Y.s first name to identify the
older assailant, but did not indicate when or where she had heard his
name. And, instead of pointing to J.Y. in making the identification, she
pointed to someone else sitting in the back row of the gallery in
the courtroom. J.Y. was sitting toward the front of the courtroom at
his counsels table. A.B. subsequently testified that neither of the assailants was
present in the courtroom. At the conclusion of the hearing, the juvenile
court adjudicated J.Y. a delinquent child. This appeal ensued.
DISCUSSION AND DECISION
Issue One: Photo Array
J.Y. first contends that the juvenile court abused its discretion when it admitted
into evidence Detective Eastmans testimony regarding A.B.s out-of-court identification of him after looking
at a photo array. Specifically, J.Y. maintains that the photo array was
impermissibly suggestive and, as such, that the identification violated his right to due
process. We must agree.
Due process of law under the Fourteenth Amendment to the United States Constitution
requires suppression of testimony about a pre-trial identification when the procedure employed is
unnecessarily suggestive. Parker v. State, 698 N.E.2d 737, 740 (Ind. 1998).
Otherwise, the defendant is subjected to the unacceptable risk that the identification process
was conducted in such a way that it created a substantial likelihood of
irreparable misidentification. Id. Whether the procedure employed was unnecessarily suggestive in
a particular case is to be determined under the totality of the circumstances.
Id. Our supreme court has held that a photo array is
not impermissibly suggestive if the defendant does not stand out so strikingly in
his characteristics that he virtually is alone with respect to identifying features.
Farrell v. State, 622 N.E.2d 488, 494 (Ind. 1993).
Factors to be considered in evaluating the likelihood of a misidentification include:
(1) the opportunity of the witness to view the criminal at the time
of the crime; (2) the witnesss degree of attention; (3) the accuracy of
the witnesss prior description of the criminal; and (4) the level of certainty
demonstrated by the witness. Parker, 698 N.E.2d at 740. Among other
factors the court may consider are: (1) the manner and form in
which the police asked the witness to identify the suspect and the witnesss
interpretation of their directives; and (2) whether the police focused on the defendant
as the prime suspect, either by their attitude or the makeup of the
photo array. Id.
In this case, the photo array consists of black-and-white copies of six photographs.
T.Y. and J.Y. are depicted in the photographs numbered one and two,
respectively. Each of them is wearing a white t-shirt, and each has
dark, short hair. The photographs are candid shots; the boys are not
posed, the lighting is such that the boys faces are mostly in shadow,
and the darkness of their faces is exacerbated by the use of all-white
backgrounds. Neither boy is smiling in the photographs. The photographs of
T.Y. and J.Y. are almost indistinguishable, although they are not twins.
The boys depicted in photographs numbered three, four, and six are in the
same age group as J.Y. and C.Y. But those photos are school
portraits; the boys are posed, and the lighting is such that the boys
face in number three is almost completely illuminated, and the boys faces in
numbers four and six are mostly illuminated. The backgrounds in each of
the photos are dark. Those boys are wearing collared shirts with ties,
and two of them are wearing blazers. All three boys have dark,
short hair, although one of the boys has blonde highlights. Also, all
of the boys are smiling.
Finally, in his photograph, C.Y. is wearing a white t-shirt, but, unlike the
photographs of T.Y. and J.Y., the photograph appears to be a school portrait.
The background consists of light and dark contours. While the lighting
on his face is better than that in his brothers photographs, it is
not as good as the lighting on the other boys faces. The
quality of the copy is poor, which gives C.Y.s face a dark, grainy
appearance. C.Y. displays what might be considered a smile; while his teeth
are showing, the ends of his mouth are not drawn upward.
Our review of relevant Indiana case law reveals no reported case where our
courts have held that a photo array was impermissibly suggestive. J.Y. attempts
to distinguish his case from our supreme courts opinions in Harris v. State,
716 N.E.2d 406 (Ind. 1999), and Farrell v. State, 622 N.E.2d 488 (Ind.
1993). In Harris, the defendant asserted on appeal that the photo array
at issue was impermissibly suggestive because (1) he was the sole person depicted
in the array wearing a white shirt, and (2) only he and one
other person are depicted in the array with hairstyles that resemble dreadlocks.
716 N.E.2d at 410. Our supreme court addressed the issue as follows:
A review of the photographs at issue discloses that each of the photographs
depicted young African-American men who shared similar physical characteristics. Defendants photograph is
not distinguishable from the others by virtue of his clothing or hair style
nor are any of his physical characteristics uniquely distinguishable from those of the
other men depicted in the array. Further, [the victim] reported to police
officials that Defendant wore a black jacket at the time of the crime.
Defendants appearance in the photo array wearing a white shirt suggests that
[the victim] identified Defendant without relying on clothing. With respect to hairstyles,
all of the men depicted in the array had some form of braids
or dreadlocks. Although the hairstyles were dissimilar in length, a photographic array
is sufficient if the defendant does not stand out so strikingly in his
characteristics that he virtually is alone with respect to identifying features. Defendant
did not stand out.
Given the totality of the circumstances, including [the victims] description of Defendant and
his level of certainty in identifying Defendant, we find the record demonstrates that
the photographic array was not impermissibly suggestive.
Id. (citations and footnotes omitted, emphasis added).
In Farrell, the defendant asserted on appeal that the pre-trial identification procedure was
so unduly suggestive that it tainted the victims in-court identification. 622 N.E.2d
at 493. Our supreme court held as follows:
We address first the photographic array. One day after the crime, [the
victim] was shown facial color photographs of three males. She selected Farrells
as the perpetrator. Farrell complains that this procedure was flawed because (1)
[the victim] was told by a detective that it was possible that the
suspect might be in the photographic array; (2) the array should have included
more than three photographs; and (3) the two other photographs were not similar
enough to his own.
Indiana courts have recommended that photo arrays consist of at least five or
six individuals. Depending upon the surrounding circumstances, however, an array of fewer
than five does not render the testimony regarding the identification inadmissible per se.
In the present case, police officers testified that they included only three
photographs in the array because they were unable to find more than two
other individuals sufficiently resembling the defendant. Each of the three photographs showed
a white male having dark eyes, moderate hair length, and no facial hair.
The victim herself testified that the photographs depicted individuals having a similar
appearance. We do not perceive that the fact that Farrell wore a
dark t-shirt or had a hair style slightly different from the others resulted
in an impermissibly suggestive array. There is no requirement that law enforcement
officers perform the improbable if not impossible task of finding four or five
other people who are virtual twins to the defendant. It is sufficient
if the defendant does not stand out so strikingly in his characteristics that
he virtually is alone with respect to identifying features.
[The victim] had sufficient opportunity to view the perpetrator at the time of
the crime. She testified that it was not difficult for her to
see his face and she had the opportunity to view him at close
range under good lighting conditions. She provided police with a detailed description
of his appearance which was consistent throughout. Upon selecting his photograph from
the array, she indicated she was one hundred percent certain that he was
the perpetrator. Under these circumstances, we do not perceive that the photo
array was unduly suggestive.
Under the totality of the circumstances, we conclude that the pre-trial lineup was
not impermissibly suggestive, and this evidence was properly admitted.
Id. at 494 (citations omitted, emphases added).
We agree with J.Y. that this case is distinguishable from Harris and Farrell.
In both of those cases, the court noted only slight differences in
the defendants physical appearances compared to the other men in the photo arrays.
But here, there are essentially two sets of photographs in the array.
One set consists of J.Y. and his two brothers, each wearing a
white t-shirt, with T.Y. and J.Y. looking exactly alike, not smiling, with faces
in shadow, and with white backgrounds. The other set of photographs consists
of the other three boys, who are all posed, smiling, and wearing dress
clothes. A.B. never described what the perpetrators were wearing at the time
of the attack. Given her young age, A.B. might well be inclined
to believe that the boys wearing dress clothes and smiling were not her
attackers. As a whole, the remarkable differences in appearance between J.Y. and
his brothers and the other three boys, including their clothing and demeanor, and
the difference in the quality and composition of the two sets of photographs,
render the photo array impermissibly suggestive.
We are mindful of our supreme courts holding in Farrell, 622 N.E.2d at
494, that a photo array is not impermissibly suggestive if the defendant does
not stand out so strikingly in his characteristics that he virtually is alone
with respect to identifying features. In applying that test here, under these
unique circumstances, we think that the photo array is impermissibly suggestive in that
the defendant and his two brothers are all suspects and their physical characteristics,
dress, and demeanor stand out so strikingly when compared with those of the
three other individuals in the array.
See footnote In other words, while J.Y. does
not stand out virtually alone when compared with his two brothers, J.Y. and
his brothers stand out strikingly in their characteristics when compared with the other
three boys. Thus, the array creates the prohibited result delineated in
Farrell,
namely, a substantial likelihood of irreparable misidentification. Id. at 493.
In addition to the content of the photo array, the totality of the
circumstances indicates a reasonable likelihood of misidentification in this case. See Parker,
698 N.E.2d at 740. There is scant evidence of how dark or
light it was both inside and outside the van at the time of
the attack. See id. During her videotaped interview, A.B. stated only
that it was getting dark outside. States Exhibit B. A photograph
taken of the inside of the van shows what appear to be curtains
capable of covering some of the vans windows. States Exhibit F.
More importantly, A.B.s inability to describe her assailants height, weight, attire, hair color,
or facial features following the assault supports a reasonable inference that either they
were not discernible or that she was not paying close attention to the
perpetrators identities. See Parker, 698 N.E.2d at 740. A.B. was able
to state only that her assailants were two white boys who were brothers
and that one of them was named Michael.
See footnote
Detective Eastman testified during voir dire that A.B. studied the photo array intently
and that A.B. visibly started shaking and pointed to the photographs numbered two
and five, one right after the other, in less than a minute.
Transcript at 331-32. Detective Eastman also testified that, prior to showing A.B.
the photo array, she admonished A.B. that the suspects might not be included
in the array. She further instructed A.B. to disregard the subjects clothing
and to be aware that hairstyles can change. Finally, Detective Eastman told
A.B., dont feel bad if you dont recognize the person that did this,
because he might not be here.
Id. at 314. In short,
there is no evidence that anyone influenced A.B. in picking out J.Y. from
the photo array. But J.Y. maintains that when A.B. looked at the
photo array, she was likely eager to please the authority figures present, her
[grand]mother, teacher and police officer. Brief of Appellant at 12.
Regardless, under the totality of the circumstances, we conclude that J.Y. was denied
his right to due process. The photo array was impermissibly suggestive; A.B.
was unable to describe her assailants with any specificity; A.B. used the wrong
name to identify C.Y.; A.B. could not identify J.Y. during the final hearing;
and A.B. testified that neither assailant was in the courtroom. Thus, the
only evidence implicating J.Y. is A.B.s identification based upon the photo array.
Cf., Harris, 716 N.E.2d at 411 (noting victim made in-court identification of defendant);
Farrell, 622 N.E.2d at 494 (noting victims detailed description of perpetrator was consistent
before and after looking at photo array and victim made in-court identification of
defendant). There is no corroborating, substantial evidence of probative value regarding identity.
The juvenile court abused its discretion when it permitted A.B.s out-of-court identification
of J.Y. into evidence.
Issue Two: Sufficiency of the Evidence
J.Y. next contends that the State presented insufficient evidence to support his adjudication
as a delinquent child. When presented with a challenge to the sufficiency
of the evidence upon review of a juvenile adjudication, this court will consider
only the evidence and reasonable inferences supporting the judgment. J.B. v. State,
748 N.E.2d 914, 916 (Ind. Ct. App. 2001). We will neither reweigh
the evidence nor judge witness credibility. Id. If there is substantial
evidence of probative value from which a reasonable trier of fact could conclude
that the defendant was guilty beyond a reasonable doubt, we will affirm the
adjudication. Id.
J.Y. maintains that without A.B.s out-of-court identification, the evidence is insufficient to support
his adjudication as a delinquent child because that was the only evidence connecting
him to the offense. The State responds that A.B. identified J.Y. by
his first name during direct examination. The transcript shows that A.B. did
use J.Y.s first name once during the hearing, but she stated that she
was referring to someone sitting in the back row of the gallery, while
J.Y. was sitting at his counsels table toward the front of the courtroom.
A.B. then testified that neither of her assailants was present in the
courtroom. As such, A.B.s single reference to J.Y.s first name, without more,
is insufficient to support his adjudication as a delinquent child.
The State also points out that J.Y. is C.Y.s older brother, which is
consistent with A.B.s testimony that her assailants were brothers, and C.Y.s DNA was
found at the scene. Again, A.B. testified that the younger brother ejaculated
during the assault, but the older brother did not. However, J.Y. is
not C.Y.s only older brother. Thus, the DNA evidence only supports a
reasonable inference that J.Y. could have been one of two boys who might
have committed the offense.
See footnote We conclude that there is not substantial evidence
of probative value from which a reasonable trier of fact could conclude that
J.Y. sexually assaulted A.B. We reverse the juvenile courts adjudication of J.Y.
as a delinquent child.
Reversed.
KIRSCH, C.J., and RILEY, J., concur.
Footnote: We heard oral argument in this case on August 16, 2004.
Footnote: Indiana courts have recommended that photo arrays consist of at least
five or six individuals.
Farrell, 622 N.E.2d at 494. Thus, where,
as here, two suspects are included in the same array, the recommended total
number of photos would be ten or twelve. An array containing fewer
than the recommended number does not render the testimony regarding the identification inadmissible
per se. Id.
Footnote:
Nothing in the record indicates any connection between the name Michael
and any of the suspects in this case.
Footnote: In addition, A.B. testified that the assailants lived in the house
where J.Y. and C.Y. live. But, again, that evidence only supports a
reasonable inference that either J.Y. or T.Y., C.Y.s two older brothers, committed the
offense. The evidence is insufficient to establish that J.Y. was the perpetrator.