FOR PUBLICATION
ATTORNEYS FOR APPELLANT: ATTORNEY FOR APPELLEES:
SWARAY E. CONTEH
T.R. FOX
The Law Office of Swaray Conteh, LLC Indianapolis, Indiana
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
EAGLEDALE ENTERPRISES, LLC )
d/b/a CLUB MECCA, )
)
Appellant-Defendants )
)
vs. ) No. 49A04-0401-CV-45
)
DANIELLE COX and MARTINE )
SPENCER, )
)
Appellee-Plaintiffs. )
APPEAL FROM THE MARION SUPERIOR COURT
The Honorable Cale J. Bradford, Judge
Cause No. 49D01-0111-CP-01822
October 28, 2004
OPINION - FOR PUBLICATION
ROBB, Judge
Eagledale Enterprises, LLC, doing business as Club Mecca (the Club), appeals the trial
courts judgment in favor of Martine Spencer and Danielle Cox that awarded them
damages for injuries they suffered as a result of an altercation that occurred
inside the Club. We affirm.
Issues
The Club presents two issues for our review, which we restate as the
following:
1. Whether the trial court properly denied the Clubs motion to dismiss for lack
of subject matter jurisdiction; and
2. Whether sufficient evidence existed to support the trial courts judgment in favor of
Spencer and Cox.
Facts and Procedural History
In the early morning hours of March 23, 2001, Cox was a patron
at the Club, a nightclub in Indianapolis, Indiana. Cox was in the
VIP area, which is on the second floor of the Club. Spencer,
the paternal grandmother of Cox three children, was working as a bartender at
the Club that night. Sometime that evening, Spencer closed down her bar
and joined Cox in the VIP area of the Club. Spencer subsequently
went to the bar to get a beer, and during that time, some
female patrons at the Club physically attacked Cox. Spencer saw the altercation
and eventually stepped in to assist Cox. As a result of her
intervention, Spencers arm was broken during the altercation. Cox also suffered injuries
from the fight, including a black eye.
Spencer and Cox subsequently filed a complaint for damages against the Club, alleging
that the Club negligently failed to provide security and protection while Spencer and
Cox were at the Club. Prior to trial, the Club filed a
motion to dismiss, alleging that the trial court did not have subject matter
jurisdiction over Spencers claim because Spencer, an employee of the Club, was working
that night when she was injured, so Spencer should have sought compensation for
her injuries under the Clubs workers compensation insurance. The trial court denied
the motion. After a bench trial, the trial court entered a general
judgment for Spencer and Cox, and awarded them damages. The Club now
appeals. Additional facts will be provided as necessary.
Discussion and Decision
The Club contends the following: (1) the trial court erred in denying
the Clubs motion to dismiss for lack of subject matter jurisdiction; and (2)
sufficient evidence did not exist to support the trial courts finding that the
Club not only breached its duty to protect Spencer and Cox from injury
while they were patrons inside the Club, but such breach caused Spencer and
Coxs injuries.
See footnote
I. Motion to Dismiss
The Club first contends the trial court erred in denying its motion to
dismiss for lack of subject matter jurisdiction. More specifically, the Club argues
that the trial court lacked subject matter jurisdiction over Spencers claim because her
claim fell within the exclusivity provision of the Indiana Workers Compensation Act (the
Act). We disagree.
A. Standard of Review
The standard of appellate review for a motion to dismiss for lack of
subject matter jurisdiction is a function of what occurred in the trial court.
GKN Co. v. Magness, 744 N.E.2d 397, 401 (Ind. 2001). In
other words, the applicable standard of review is dependent upon (i) whether the
trial court resolved disputed facts; and (ii) if the trial court resolved disputed
facts, whether it conducted an evidentiary hearing or ruled on a paper record.
Id. If, as here, the facts before the trial court were
not in dispute, then the standard of review is de novo because the
issue of subject matter jurisdiction is a question purely of law. Id.
When challenging the trial courts jurisdiction, the employer bears the burden of proving
that the employees claim falls within the purview of the Act, unless the
employees complaint demonstrates the existence of an employment relationship. Id. at 404.
In this case, Spencers complaint did not demonstrate the existence of an
employment relationship between the Club and Spencer, so the Club carried the burden
of establishing that Spencers claim fell within the exclusivity provision of the Act.
B. Subject Matter Jurisdiction
The exclusivity provision of the Act limits an employee to the rights and
remedies provided by the Act where an employees injury meets the jurisdictional requirements
of the Act. See Ind. Code § 22-3-2-6. For an injury
to be compensable under the Act, it must both arise out of and
in the course of the employment. Greenberg News Network v. Frederick, 793
N.E.2d 311, 316 (Ind. Ct. App. 2003). The phrase arising out of
refers to the origin and cause of the injury; the phrase in the
course of refers to the time, place and circumstances under which the injury
occurred. Nelson v. Denkins, 598 N.E.2d 558, 561 (Ind. Ct. App. 1992),
quoting Skinner v. Martin, 455 N.E.2d 1168, 1170 (Ind. Ct. App. 1983).
Thus, for an injury to arise out of and in the course of
employment, it must occur within the period of employment, at a place or
area where the employee may reasonably be, and while the employee is engaged
in an activity at least incidental to his employment. Price v. R
& A Sales, 773 N.E.2d 873, 875 (Ind. Ct. App. 2002), trans. denied.
Spencer testified to the following: On the evening of the altercation, Spencer
was working at the Club as a bartender. Spencer had known Cox
for about fifteen years prior to this incident, and she decided to join
Cox in the VIP area of the Club. Spencer stated, My bar
had closed, I was finished and I came up and sat with [Cox]
. . . . Tr. at 18. Spencer later testified that
she was still on the clock but on a work break when she
joined Cox in the VIP area. After she was injured while intervening
in the altercation, Spencer testified that the Club did not mention anything to
her about coverage under its workers compensation insurance, and it did not provide
her with any forms to fill out or instruct her to see a
specific doctor about her injury.
In this case, the facts are not in dispute that Spencers injuries occurred
while she was within her period of employment and at her employers nightclub.
The issue, then, is whether Spencer was engaged in an activity that
was at least incidental to her employment.
[O]rdinarily an assault by a third person not connected to the employment cannot
be considered incidental to the employment. A personal squabble with a third
person culminating in an assault is not compensable. However, where the assault
is one which might be reasonably anticipated because of the general character of
the work, or the particular duties imposed upon the workman, such as a
baking route salesman who carried money and was shot and robbed, or a
night watchman killed by intruders, such injuries and death may be found to
arise out of the employment.
Wayne Adams Buick, Inc. v. Ference, 421 N.E.2d 733, 736-37 (Ind. Ct. App.
1981) (citations omitted).
As discussed earlier, the Club bore the burden of showing that Spencers injury
fell within the purview of the Act. Thus, the Club was required
to present evidence that Spencer was engaged in an activity that was at
least incidental to her employment when she was injured. The Club, however,
failed to do so. It did not present any evidence that because
of the general character of Spencers work, or because of the duties the
Club imposed upon her, the assault could be reasonably anticipated. The mere
fact that the Club hired security officers to protect its patrons suggests that
Spencer was engaged in an activity that was not in the general character
of her work or a part of her particular duties. Because the
Club did not meet its burden, the trial court did not err in
denying the Clubs motion to dismiss.
II. Negligence
The Club next contends sufficient evidence did not exist to support the trial
courts judgment in favor of Spencer and Cox. To establish a claim
of negligence, a plaintiff must show: (1) that the defendant owed the
plaintiff a duty; (2) that the defendant breached that duty; and (3) that
the breach proximately caused the plaintiff's injury. Webb v. Jarvis, 575 N.E.2d
992, 995 (Ind. 1991). "Proprietors owe a duty to their business invitees
to use reasonable care to protect them from injury caused by other patrons
and guests on their premises, including providing adequate staff to police and control
disorderly conduct." Muex v. Hindel Bowling Lanes, Inc., 596 N.E.2d 263, 266
(Ind. Ct. App. 1992). This duty, however, extends only to harm from
the conduct of third persons that, under the facts of a particular case,
is reasonably foreseeable to the proprietor. Id. at 267.
In the instant case, the Club does not dispute that it owed a
duty of reasonable care to its patrons. Instead, the Club contends Spencer
and Cox failed to present sufficient evidence to show that (1) the Club
breached the duty it owed to its patrons to use reasonable care in
order to protect them from injury; and (2) even if a breach existed,
the breach was not the proximate cause of Spencer and Coxs injuries.
We disagree.
A. Standard of Review
In reviewing general judgments issued in a civil case tried to the
bench, we ask only whether there is substantial evidence of probative value supporting
the verdict on any legal theory. Bayh v. Sonnenburg, 573 N.E.2d 398,
402 n.5 (Ind. 1991), cert. denied, 502 U.S. 1094 (1992). We neither
reweigh evidence nor judge the credibility of witnesses, and we consider only the
evidence most favorable to the prevailing party along with all reasonable inferences to
be drawn therefrom. Id. Conflicts in the evidence do not render
the evidence insufficient if there is relevant evidence to support the claim.
Foman v. Moss, 681 N.E.2d 1113, 1116 (Ind. Ct. App. 1997).
B. Breach of Duty
Sufficient evidence existed to support the trial courts finding that the Club breached
its duty of care to Spencer and Cox. At trial, Spencer and
Cox presented evidence that the Club breached its duty by failing to provide
adequate security. All parties basically agreed that there were as many as
twenty security officers working on the night of the altercation. Spencer testified
that in the VIP area, at least one security officer was supposed to
be posted at each stairwell leading up to the VIP area. However,
Spencer testified that when Cox was attacked, Spencer looked for, but did not
see, any security officers in the VIP area or near the stairwells.
Shanette Dixon, Coxs friend who was also at the Club that night, testified
that she was on one stairwell going up to the VIP area when
the other patrons attacked Cox, and she did not see any security on
or near the stairwell at that time.
Furthermore, Spencer, Cox, Dixon, and Baretta Jackson, an employee at the Club, all
testified that the Club had a dress code that did not allow patrons
into the Club if they were wearing tennis shoes, jeans, sweat suits, or
hats. Spencer and Cox both testified that the patrons who attacked them
that night were wearing tennis shoes, hats, jeans, and sweat suits.
The Club does not contend security officers were at their posts in the
VIP area when the fight broke out; instead, the Club contends the number
of security officers working that evening was adequate security to protect its patrons
from injury. Additionally, Kenneth Thorpe, a manager at the Club, testified that
the dress code only applied on Saturday night, not on Thursday night, when
the altercation occurred. Nonetheless, sufficient evidence existed to support the trial courts
finding that the Club breached its duty because security was negligent in (1)
not responding quickly enough to break up the altercation; and (2) allowing the
patrons who attacked Cox to enter the Club, even though they did not
conform to the Clubs dress code. The Clubs argument asks us to
reweigh the evidence and judge the credibility of the witnesses, an invitation we
decline.
C. Proximate Cause
Sufficient evidence also existed to support the trial courts judgment that the Clubs
breach was a proximate cause of Spencer and Coxs injuries. In order
for a wrongdoers breach to be a proximate cause of ones injuries, the
ultimate injuries must be ones that are reasonably foreseeable as the natural and
probable consequence of the breach. Vernon v. Kroger Co., 712 N.E.2d 976,
981 (Ind. 1999) (quoting Havert v. Caldwell, 452 N.E.2d 154, 158 (Ind. 1983)).
However, an intervening or superseding cause can legally break the chain of
causation and relieve the original wrongdoer of responsibility. Vernon, 712 N.E.2d at
981. This occurs when the harm resulting from the intervening or superseding
cause was not reasonably foreseeable by the original wrongdoer. Id. (quoting Hooks
SuperX, Inc. v. McLaughlin, 642 N.E.2d 514, 520 (Ind. 1994)).
Spencer and Cox presented sufficient evidence to show that their injuries were reasonably
foreseeable by the Club. Thorpe testified that the Club employed a large
number of security officers to protect its patrons safety. In fact, as
many as twenty security officers were working in the Club on the night
of the altercation. Additionally, when asked how many police runs have been
made to the Club since its opening, Thorpe testified, because we have [Indianapolis
Police Department] officers [posted outside the Club,] they dont have to make runs.
Tr. at 103. It was reasonable to infer that because of
the large number of security officers employed by the Club, and because the
Club posted police officers outside so that they could respond immediately to any
situations that occurred inside, a fight amongst patrons of the Club was reasonably
foreseeable by the Club. Thus, Spencer and Coxs injuries as a result
of the altercation inside the Club were also reasonably foreseeable. See Vernon,
712 N.E.2d at 981 (holding factfinder could reasonably conclude that shoppers injuries were
reasonably foreseeable where crime was not uncommon in and around grocery store, as
evidenced by the number of security officers employed to investigate and prevent shoplifting
as well as the number of police runs made to the store for
crimes that threatened personal safety).
Conclusion
Accordingly, we hold the trial court did not err in denying the Clubs
motion to dismiss. Furthermore, sufficient evidence existed to support the trial courts
findings that the Club breached its duty to protect its patrons and that
such breach proximately caused Spencer and Coxs injuries. For these reasons, we
affirm the judgment of the trial court.
Affirmed.
KIRSCH, C.J., concurs.
BAKER, J., dissents with opinion.
IN THE
COURT OF APPEALS OF INDIANA
EAGLEDALE ENTERPRISES, LLC )
d/b/a CLUB MECCA, )
)
Appellant-Defendant, )
)
vs. ) No. 49A04-0401-CV-45
)
DANIELLE COX and MARTINE )
SPENCER, )
)
Appellees-Plaintiffs. )
BAKER, Judge, dissenting.
I respectfully dissent. In my view, the trial court should have granted
the Clubs motion to dismiss Spencers complaint for lack of subject matter jurisdiction
in light of the Exclusivity Clause of the Indiana Workers Compensation Act (the
Act). As set forth in Indiana Code section 22-3-2-6:
The rights and remedies granted to an employee subject to the Workers Compensation
Act on account of personal injury or death by accident shall exclude all
other rights and remedies of such employee, the employees personal representatives, dependents, or
next of kin, at common law or otherwise, on account of such injury
or death.
In construing the type of coverage that is compensable under the Act, this
court has acknowledged that a personal squabble with a third person that culminates
in an assault is generally not covered. Peavler v. Mitchell & Scott
Machine Co., Inc., 638 N.E.2d 879, 881 (Ind. Ct. App. 1994). By
the same token, if the assault is one that might be reasonably anticipated
because of the general character of the work, or other particular duties imposed
on the worker, such injuries or death may be found to arise out
of the employment. Id.
In this case, I embrace the majoritys view that the record establishes that
Spencers injuries occurred while she was within her period of employment and at
her employers nightclub. See slip op. at 5. However, it is
undisputed that Spencer voluntarily joined in the brawl that had originally ignited between
Cox and the other female patrons. Hence, it is my view that
this assaultand the injuries that Spencer sustainedwas of the type that could have
been anticipated arising from Spencers employment. Further, while the majority posits that
the Club did not mention anything to her about coverage under its workers
compensation insurance, slip op. at 5, Spencer admitted that she knew she had
Workers Compensation coverage through Eagledale and the Club. Appellants App. p. 23.
Spencer continued to work at the Club after the incident, and she
never submitted any medical bills to her employer that it refused to pay.
It is apparent to me that, under these circumstances, Spencer simply failed
to avail herself of the exclusive remedy under the Act. As a
result, the Clubs motion to dismiss Spencers claim for lack of subject matter
jurisdiction should have been granted.
I also dissent because the evidence in the record does not establish that
the Club breached its duty of care to either plaintiff, and there is
no showing that any purported breach was the proximate cause of their injuries.
To be sure, the determination of whether a landowner owed an invitee
a duty to take reasonable care to protect the invitee against a third
party criminal attack requires consideration of the totality of the circumstances to determine
whether the criminal act was reasonably foreseeable. Paragon Family Restaurant v. Bartolini,
799 N.E.2d 1048, 1052-53 (Ind. 2003). This analysis involves an examination of
all of the circumstances surrounding an event, including the nature, condition, and location
of the land, as well as prior similar incidents. Id. It
has been established that a business owner is not the insurer of the
safety of their patrons. Gunter v. Village Pub, 606 N.E.2d 1310, 1312
(Ind. Ct. App. 1993). Additionally, there is no duty on the part
of a business owner to protect its patrons from the criminal acts of
third persons unless the particular facts make it reasonably foreseeable that the criminal
act will occur. Fast Eddies v. Hall, 688 N.E.2d 1270, 1272-73 (Ind.
Ct. App. 1997).
I would also note that the proximate cause of an injury is not
merely the direct or close cause; rather, it is the negligent act that
resulted in an injury that was the acts natural and probable consequence in
light of the circumstances. City of Indianapolis Hous. Auth. v. Pippin, 726
N.E.2d 341, 346 (Ind. Ct. App. 2000). Moreover, when a willful, malicious
and criminal act of a third party intervenes between an alleged act of
negligence and the occurrence of an injury that could not reasonably have been
foreseen by the allegedly negligent party, the causal chain between the negligence and
the injury is broken. See Ellis v. Luxbury Hotels, Inc., 666 N.E.2d
1262, 1266 (Ind. Ct. App. 1996). Put another way, liability may not
be imposed on an original negligent actor who sets in motion a chain
of events if the ultimate injury was not reasonably foreseeable as the natural
and probable consequence of the act or omission. Paragon, 799 N.E.2d at
1054.
In this case, the majority observes that the patrons who attacked Spencer and
Cox were wearing tennis shoes, hats, jeans, and sweat suits, in violation of
the Clubs dress code. Slip op. at 8. To me, even
assuming that patrons were granted entry to the Club in violation of the
facilitys dress code, there is no logical nexus between the admission of patrons
into the premises dressed in that fashion and a breach of the Clubs
duty to provide the plaintiffs with adequate security.
Additionally, the manager of the Club testified that approximately 700-800 patrons entered the
Club on the night of the incident, and eighteen to twenty-two security guards
were working on that particular evening.
See footnote
There was simply no showing made
by the plaintiffs that this number of security personnel was insufficient to protect
the safety of those who entered the premises. Neither Cox nor Spencer
presented evidence establishing that the Club had been aware of any prior actions
on the part of the female patrons who had attacked Cox. In other
words, Cox and Spencer failed to show that the Club was aware of
the assailants propensities to commit the criminal act that was involved here.
Thus, I cannot agree that the plaintiffs proved by a preponderance of
the evidence that the Club breached any duty of care that was owed
to them.
Taking yet another step, I would also note that nothing in the record
suggests that an alleged breach of duty on the part of the Club
was the proximate cause of the plaintiffs injuries. In essence, Cox and
Spencer are suggesting that the assault was foreseeable based on the notion that
a physical altercation could occur simply because a patron is permitted to enter
the Club in violation of the dress code. To me, such an
assertion is unfounded, and an insurmountable burden would be imposed on the business
owner if such were the case.
That said, I must concludefor all these reasonsthat the evidence was insufficient to
establish a causal relationship between the Clubs alleged breach of duty and the
injuries that were sustained in the altercation. Hence, I vote to reverse
the judgment of the trial court.
Footnote:
We note at the outset that Spencer and Cox failed to file
an appellees brief. When an appellee does not submit a brief, we
apply a less stringent standard of review.
Murfitt v. Murfitt, 809 N.E.2d
332, 333 (Ind. Ct. App. 2004). We may reverse if the appellant
establishes prima facie error. Id. If the appellant fails to sustain
that burden, however, we will affirm. Id. We will not undertake
the burden of developing arguments for the appellee. Id.
Footnote:
Spencer testified that she observed twenty-four security guards at the
Club that evening. Appellants App. p. 12.