FOR PUBLICATION
ATTORNEYS FOR APPELLANTS: ATTORNEY FOR APPELLEE:
ROBERT E. LEHMAN THOMAS D. COLLIGNON
Lehman & Benedetto Collignon & Dietrick, P.C.
Indianapolis, Indiana Indianapolis, Indiana
JEFFREY A. COOKE
The Cooke Law Office
Lafayette, Indiana
IN THE
COURT OF APPEALS OF INDIANA
ANN WILLIS and JEFF WILLIS, )
)
Appellants-Plaintiffs, )
)
vs. ) No. 49A02-0211-CV-930
)
CHRISTOPHER WESTERFIELD, )
)
Appellee-Defendant. )
APPEAL FROM THE MARION SUPERIOR COURT
The Honorable Patrick L. McCarty, Judge
November 17, 2004
OPINION ON REHEARING - FOR PUBLICATION
VAIDIK, Judge
On rehearing, the Willises raise three issues, one of which we find dispositive;
namely, whether the trial court erred by instructing the jury on the affirmative
defense of failure to mitigate damages. Initially, we found no error in
the trial courts decision to instruct the jury on the failure to mitigate
defense. See Willis v. Westerfield, 803 N.E.2d 1147, 1155 (Ind. Ct. App.
2004). Upon further reflection, we now reach the opposite conclusion.
The mitigation of damages doctrine is the principle requiring a plaintiff, after an
injury or breach of contract, to make reasonable efforts to alleviate the effects
of the injury or breach. Blacks Law Dictionary 1024 (8th ed. 2004).
In Indiana, we have opted to focus on whether the plaintiffs action
or inaction aggravated or increased the plaintiffs injuries. See, e.g., Wiese-GMC, Inc.
v. Wells, 626 N.E.2d 595, 599 (Ind. Ct. App. 1993) ([T]he principle of
mitigation of damages addresses conduct by an injured party that aggravates or increases
the partys injuries.), rehg denied, trans. denied; see also Sikora v. Fromm, 782
N.E.2d 355, 362 (Ind. Ct. App. 2002) (same), trans. denied; Nelson v. Marchand,
691 N.E.2d 1264, 1271 (Ind. Ct. App. 1998) (same).
In addition, recent cases have also stressed the requirement that there be expert
testimony that the plaintiffs injuries have been aggravated or increased before a jury
may be instructed on the affirmative defense of failure to mitigate damages.
See, e.g., Mroz v. Harrison, --- N.E.2d ---, --- , 2004 WL 2189111
(Ind. Ct. App. Sept. 30, 2004) (holding that the trial court did not
abuse its discretion by determining that the evidence did not support the giving
of a mitigation of damages instruction where there was no expert medical testimony
that the plaintiffs failure to cooperate with prescribed treatment, exaggeration of symptoms, and
failure to complete physical therapy aggravated or increased his injuries); Wilkinson v. Swafford,
811 N.E.2d 374, 384 (Ind. Ct. App. 2004) (holding that the trial court
abused its discretion by instructing the jury on mitigation of damages where there
was no expert medical testimony that the plaintiffs failure to follow up in
a timely manner, her decision not to have surgery, her decision not to
have a nerve root block, and her lack of cooperation during a diagnostic
exam aggravated or increased her injuries); Kristoff v. Glasson, 778 N.E.2d 465, 474
(Ind. Ct. App. 2002) (holding that evidence that the plaintiff did not regularly
perform her prescribed exercises was insufficient to support a mitigation of damages claim
in the absence of physician testimony that she failed to mitigate her damages).
At trial, Westerfield did not present his own medical expert to establish that
Ann Willis failed to mitigate her damages. Nor did he elicit any
testimony from the Willises medical expert that Ann aggravated or increased her injuries
by failing to follow the course of treatment he prescribed. In light
of the cited cases and the dearth of expert medical testimony that Anns
sporadic course of treatment aggravated or increased her injuries, we now find that
the trial court erred in instructing the jury on the affirmative defense of
failure to mitigate damages. Because we find that the jury was improperly
instructed, we must vacate the jurys damages award and remand for a new
trial as to damages only.
Additionally, the Willises allege that the trial court erred by denying their motion
to redact portions of the video deposition testimony of their medical expert, Dr.
Silbert, which was played to the jury. Because we are reversing and
remanding for a new trial on damages, we need not decide whether the
trial court erred in denying the Willises motion to redact certain portions of
Dr. Silberts deposition. However, because our ultimate responsibility as an appellate tribunal
is to provide guidance for our trial courts, we review the law regarding
the general parameters for cross-examination.
The Willises contend that they were unduly prejudiced by the jurys exposure to
those parts of the deposition during which defense counsel allegedly engaged in a
fishing expedition, peppered with inappropriate questions about pre-existing conditions, subsequent conditions and other
unrelated physical conditions for which Westerfields attorney knew no evidence of medical expert
causation existed that causally linked the asserted conditions to Ann Willis collision injuries.
See footnote
Appellants Br. p. 27-28. By injecting a requirement of medical expert
causation evidence, the Willises are essentially trying to insulate their experts opinion from
being called into question. We find no such requirement for cross-examination questions.
Rather, cross-examination questions should be relevant, supported by a good faith basis, and
not assume facts that are neither in evidence nor anticipated to be entered
into evidence at some later point in the trial.
See Ind. Evidence
Rule 104(b) (When the relevancy of evidence depends upon the fulfillment of a
condition of fact, the Court shall admit it upon, or subject to, the
introduction of evidence sufficient to support a finding of the fulfillment of the
condition) (emphasis supplied); Ind. Evidence Rule 401 (Relevant evidence means evidence having any
tendency to make the existence of any fact that is of consequence to
the determination of the action more probable or less probable than it would
be without the evidence); Talley v. State, 442 N.E.2d 721, 725 (Ind. Ct.
App. 1982) (noting that the defendant failed to prove by a preponderance of
the evidence that the prosecutor lacked a good faith basis for a question
propounded on cross-examination); Sch. City of Gary v. Claudio, 413 N.E.2d 628, 634
(Ind. Ct. App. 1980) (Questions on cross-examination may not assume facts to have
been proven which have not been entered into evidence.). Moreover, we note
that [t]he cross examiner may limit her examination to facts or data that
undermine the witnesss opinion, . . . or may elicit other opinions related
to that stated on direct examination. Robert L. Miller, Jr., Courtroom Handbook
on Indiana Evidence 234 (2004). See also Walker v. Cuppett, 808 N.E.2d
85, 95 (Ind. Ct. App. 2004) ([D]efendants in personal injury actions are entitled
to thoroughly challenge a plaintiffs expert with respect to that experts causation opinions[,]
which includes challenging or casting doubt upon the opinion of a plaintiffs expert
that the plaintiff was injured by the defendant with evidence that the plaintiff
suffers from a pain-producing disease or mechanism, unrelated to the defendants negligence, in
the precise area of the body where the plaintiff claims to suffer ongoing
pain.). In light of this authority, we note that at the new
trial on damages, the court should examine the evidence to assure that any
challenged portions of the deposition contain questions that are relevant, supported by a
good faith basis, and do not assume facts that are not in evidence
or anticipated to be entered into evidence before admitting those portions of the
deposition into evidence.
As to all other matters discussed in our original opinion and not herein
addressed, we stand by our initial resolution of those issues.
Reversed and remanded for a new trial on the issue of damages.
SHARPNACK, J., and BAILEY, J., concur.