FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
EUGENE C. HOLLANDER STEVE CARTER
Indianapolis, Indiana Attorney General of Indiana
MICHAEL GENE WORDEN
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
STEPHEN SEKETA, )
)
Appellant-Defendant, )
)
vs. ) No. 67A01-0404-CR-169
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
APPEAL FROM THE PUTNAM CIRCUIT COURT
The Honorable Diana J. LaViolette, Judge
Cause No. 67C01-0302-FB-27
November 18, 2004
OPINION - FOR PUBLICATION
KIRSCH, Chief Judge
Stephen Seketa appeals his convictions for aggravated battery,
See footnote
a Class B felony, and
conspiracy to commit aggravated battery,
See footnote
a Class B felony, raising the following restated
issues:
Whether the trial court abused its discretion by limiting Seketas cross-examination of his
co-defendant regarding plea discussions and a plea agreement that the co-defendant was offered
but rejected.
Whether the trial court abused its discretion by limiting Seketas cross-examination of the
victim concerning the victims civil suit against Putnam County to recover for his
injuries.
Whether the State presented sufficient evidence to convict Seketa of aggravated battery and
conspiracy to commit aggravated battery.
We affirm in part and reverse in part.
FACTS AND PROCEDURAL HISTORY
In February 2003, Seketa, Roy Poynter, Jr., Joshua Doane, and Brian Dixie were
inmates housed at the Putnam County Jail. The four men lived in
the same cell block, which consisted of six separate two-man cells. Seketa
and Poynter were cell mates.
Prior to their incarceration, Seketa and Dixie had been friends. While in
jail, rumors circulated that Dixie was a snitch.
See footnote
Transcript 1 at 135.
See footnote
Upon Dixies assurances that the rumors were not true, Seketa stuck up
for Brian Dixie on the blocks. Transcript 2 at 10. After
three weeks of defending Dixie on a daily basis, Seketa learned about a
Hendricks County police report that proved Dixie was a snitch. In February
2003, Seketa and Poynter attended a self-help meeting in the Putnam County Jail.
During the meeting, Seketa obtained a copy of the police report, which,
indeed, verified that Dixie had acted as an informant. After the meeting,
Seketa, Poynter, and Doane gathered in Seketas jail cell and reread the police
report. Seketa then decided to confront Dixie.
Three or four hours later, Seketa, Poynter, and Doane entered Dixies cell and
beat him. Dixie sustained such severe injuries from the attack that one
of his kidneys had to be removed. Moments after the attack, Seketa
forced Dixie to read the incriminating police report to the entire cell block
and admit that he was an informant.
Although all three inmates were charged in connection with the incident, Seketa was
tried separately. During his trial, the State called Doane, Poynter, and Dixie,
among others, as witnesses. Although Doane refused to testify, Poynter testified that
he, Doane, and Seketa had attacked Dixie in his cell. Poynter testified
that he was offered a plea agreement in connection with the attack, but
that the agreement was unsatisfactory and he had rejected it. Over Seketas objection,
the trial court prevented Seketa from questioning Poynter any further about the plea
agreement, but did allow questioning of Poynter outside the presence of the jury
as an offer to prove.
Dixie testified that he had been in the Putnam County Jail for three
weeks prior to the attack. During that time, other inmates had called
him insulting names, and Seketa, Doane, and Poynter had taken personal items from
his cell. Dixie further testified that Seketa, Doane, and Poynter had entered
his cell one night and attacked him with punches and kicks while he
lay on the floor curled up in a ball. On cross-examination, Seketas
attorney questioned Dixie about whether he had an attorney for a civil suit,
whether he had brought a tort claim suit against the county, and whether
he was trying to recover money in connection with his injuries. Dixie
confirmed that he was pursuing a civil suit. Seketas attorney then said,
And you understand that the bigger you make your story, the more outrageous
. . . the more money that youre going to collect, right?
Transcript 1 at 217. The State objected that this questioning was argumentative,
and the trial court sustained the objection. Id. Seketa had no
further questions on this topic.
Seketa was convicted of aggravated battery and conspiracy to commit aggravated battery.
He now appeals.
DISCUSSION AND DECISION
I.
Seketa first contends that the trial court abused its discretion in limiting his
cross-examination of Poynter concerning Poynters plea discussions and his rejection of a plea
agreement from the State. He argues that Poynter turned down the plea
agreement because it was not sufficiently beneficial, but testified anyway with the hope
that his testimony would induce a more beneficial plea agreement. Appellants Brief
at 7. Seketa asserts that the trial courts limitation on his questioning
prevented him from fully showing Poynters prejudice and bias.
Seketa recognizes that the trial court has wide discretion to determine the scope
of cross-examination, and only an abuse of that discretion warrants reversal.
McCorker
v. State, 797 N.E.2d 257, 266 (Ind. 2003). He also notes that
this discretion must be balanced against the Sixth Amendment of the United States
Constitution[, which] guarantees a defendant the right to confront witnesses against him.
Id. (citing Davis v. Alaska, 415 U.S. 308, 315, 94 S. Ct. 1105,
1110, 39 L. Ed. 2d 347 (1974)). This right is secured for
defendants in state criminal proceedings through the Fourteenth Amendment. Id.
Our supreme court has acknowledged the importance of fully disclosing to the jury
any beneficial agreement between an accomplice and the State, even when those agreements
are not reduced to writing.
Id. (citing Morrison v. State, 686 N.E.2d
817, 818 (Ind. 1997)); Wright v. State, 690 N.E.2d 1098, 1113 (Ind. Ct.
App. 1997). This rule serves to help the jury better assess the
reliability and honesty of the felon-witness. McCorker, 797 N.E.2d at 266 (quoting
Morrison, 686 N.E.2d at 819).
Nevertheless, our supreme court has also held that the duty to disclose arises
when there is a confirmed promise of leniency in exchange for testimony and
that preliminary discussions are not matters which are subject to mandatory disclosure.
Sigler v. State, 700 N.E.2d 809, 812 (Ind. Ct. App. 1998), trans. denied
(1999); Wright, 690 N.E.2d at 1113. An express agreement requiring disclosure does
not exist if a witness testifies favorably in the hope of leniency, and
the State neither confirms nor denies leniency to the witness. Sigler, 700
N.E.2d at 812; Wright, 690 N.E.2d at 1113.
Here, the trial court was fully aware of the importance of revealing Poynters
potential bias. Although the State objected to questions about Poynters proposed plea
agreement, the trial court overruled that objection noting, You understand that obviously jurors
are entitled to know possible bias or reasons for testimony.
Transcript 1
at 152.
The trial court then suggested that additional discussion take place outside the presence
of the jury. As his offer to prove, Seketa questioned Poynter as
to whether he had been offered a plea agreement. Poynter confirmed that
one had been offered, but that he had turned it down. The
discussion continued:
And the reason youre testifying here today is to try to make a
result of even a better plea bargain, is that fair to say?
No. Im here to tell the truth.
Youre here to tell the truth and you dont expect to gain anything
from the State for your cooperation, is that what youre saying?
No.
. . . .
So youre trying to tell us today that youre not trying to gain
any favors, youre just trying to tell the truth, is that right?
A. Yes.
Transcript 1 at 153-54.
Still outside the presence of the jury, the trial court questioned the State
as to whether it had entered into any agreement with Poynter. The
State confirmed that there was no pending offer, and also confirmed with Poynter
that he would be testifying without an agreement.
Back in the presence of the jury, the trial court then limited Seketas
scope of cross-examination to the following:
Q. Mr. Poynter you were offered a plea bargain in this matter, is that
correct?
A. Yes.
Q. And that plea bargain was not satisfactory to you, is that correct?
A. Yes.
Q. And you rejected that plea bargain?
A. Yes.
Id. at 156.
The trial court did not abuse its discretion by limiting Seketas cross-examination of
Poynter on the question of plea discussions or the rejected plea agreement.
The trial court was aware that Poynter had the potential to be prejudiced
or biased against Seketa. In Seketas offer to prove, the trial court
learned that Poynter was testifying against Seketa not, as Seketa argued, to obtain
a better plea but, instead, to tell the truth.
Id. at 153.
Furthermore, there was no pending plea agreement; even if Poynter had hoped
for leniency, no disclosure of that information was required because the State had
made no promise of leniency. See Sigler, 700 N.E.2d 812; Wright, 690
N.E.2d at 1113.
II.
Seketa next argues that the trial court abused its discretion when it limited
his ability to cross-examine Dixie on the topic of Dixies civil lawsuit against
the county, and thus excluded that evidence. More specifically, he argues that
Dixies financial motive for testifying against Seketa, i.e., to recover damages in his
civil suit, was relevant to the question of Dixies credibility. Appellants Brief
at 14. Furthermore, Seketa argues that the exclusion of evidence concerning the
civil suit deprived the jury of understanding Dixies bias toward the prosecution.
As previously noted, the trial court has wide discretion to determine the scope
of cross-examination, and only an abuse of that discretion warrants reversal.
McCorker,
797 N.E.2d at 266. The admission or exclusion of evidence is a
determination entrusted to the discretion of the trial court. Dorsey v. State,
802 N.E.2d 991, 994 (Ind. Ct. App. 2004); Hightower v. State, 735 N.E.2d
1209, 1214 (Ind. Ct. App. 2000), trans. denied. Moreover, erroneously excluded evidence
requires reversal only if the error relates to a material matter or substantially
affects the rights of the parties. Dorsey, 802 N.E.2d at 994; Hightower,
735 N.E.2d at 1214.
Prior to trial, the trial court granted the States motion in limine to
exclude evidence on the topic of Dixies civil lawsuit against the county.
During trial, Seketa pointed out that it was Dixies word against his as
to the identity of his attackers and asked:
Q. So, essentially it is your word, isnt it?
A. Right.
Q. Now sir as I understand it based upon what the Prosecutor said that
you are trying to collect money from the County for this, is that
right?
A. Yes.
Q. Youve got yourself a lawyer in Indianapolis?
A. Yes.
Q. Brought a tort claim against the County?
A. Yes.
Q. And you understand that the bigger you make your story, the more outrageous,
Mr. HEADLEY: Objection your honor.
the more money that youre going to collect, right?
COURT: Argumentative. Counsel, other question.
You are hoping to collect as much money as possible are you not
sir?
MR. HEADLEY: Objection.
COURT: Other questions. Other topics.
MR. BOGGESS: Your honor I would rest. Thats all.
Transcript 1 at 217.
Here, the motion in limine clearly covered the testimony about the civil lawsuit.
However, the above testimony reveals that the jury learned about the lawsuit
and could infer that Dixie may have had a motive to favor the
prosecution. Because Dixie had filed only his tort claim notice, there was
little more that the jury could have learned from Dixie about his civil
lawsuit. Seketa was able to elicit sufficient information to allow the jury
to see Dixies bias, if any. Seketa was not prejudiced and his
substantial rights were not affected by the trial courts decision to limit Seketas
cross-examination on the topic of Dixies civil lawsuit.
See Dorsey, 802 N.E.2d at
994; Hightower, 735 N.E.2d at 1214.
III.
Finally, Seketa challenges the sufficiency of the evidence concerning his convictions for aggravated
battery and conspiracy to commit aggravated battery. Our standard of review in
cases where the sufficiency of the evidence is challenged is well settled.
We will not reweigh the evidence or consider the credibility of witnesses.
Neville v. State, 802 N.E.2d 516, 518 (Ind. Ct. App. 2004), trans. denied.
Only the evidence most favorable to the verdict, together with all reasonable
inferences that can be drawn therefrom will be considered. Id. An
inference cannot be based on evidence that is uncertain or speculative or which
raises merely a conjecture or possibility. Id. (citing Vasquez v. State, 741
N.E.2d 1214, 1216 (Ind. 2001)). We will affirm a conviction only when
each material element of the charge is supported by evidence in the record
from which a rational trier of fact could have found guilt beyond a
reasonable doubt. Id.
To establish that Seketa committed the crime of aggravated battery against Dixie, the
State had to show that Seketa knowingly or intentionally inflicted an injury creating
a substantial risk of death or protracted loss or impairment of the function
of a bodily member or organ. Lush v. State, 783 N.E.2d 1191,
1195-96 (Ind. Ct. App. 2003) (citing IC 35-42-2-1.5). Seketa argues that without
DNA, fingerprints, or other physical evidence, the State failed to produce sufficient evidence
of Seketas involvement in the aggravated battery. Appellants Brief at 19.
We begin by noting that the uncorroborated testimony of a single witness is
sufficient to sustain a conviction on appeal. Toney v. State, 715 N.E.2d
367, 369 (Ind. 1999). Here, two witnesses testified that Seketa was involved
in the battery. The testimony of Poynter and Dixie confirmed that Poynter,
Doane, and Seketa entered Dixies cell, that Doane began to kick and punch
Dixie, and that Poynter soon joined in the beating. Thereafter, Seketa ordered
them to stop and hit Dixie two times, hard, on his left side.
Dixie explained that the pain was excruciating. Seketas insufficiency assertion fails
in light of the fact that two witnesses clearly testified that Seketa was
involved in the battery, intentionally hit Dixie, and caused an injury so severe
that Dixies kidney had to be removed. Sufficient evidence existed for the
jury to convict Seketa of the aggravated battery charge.
By contrast, the evidence is insufficient to convict Seketa of conspiracy to commit
aggravated battery. A person commits conspiracy when: (1) with intent to
commit a felony; (2) the person agrees with another person to commit the
felony; and (3) an overt act is performed by the defendant or the
person with whom the defendant made the agreement in furtherance of that agreement.
Stokes v. State, 801 N.E.2d 1263, 1273 (Ind. Ct. App. 2004) (citing
IC 35-41-5-2).
To establish that Seketa committed conspiracy to commit aggravated battery against Dixie, the
State had to prove that Seketa agreed with his fellow inmates to knowingly
or intentionally inflict an injury on Dixie that would cause serious disfigurement or
loss of a bodily function or organ, and that he took a step
in furtherance of that agreement. The conspiracy cannot be inferred from the
commission of the criminal act alone, or from the overt act alone taken
pursuant to the criminal activity. Woods v. State, 274 Ind. 624, 626,
413 N.E.2d 572, 573 (1980).
The evidence presented to the jury revealed that Dixie and Seketa had been
friends prior to their incarceration; that Dixie assured Seketa that he was not
an informant, but Seketa obtained a police report stating otherwise; that Seketa, Doane,
and Poynter gathered in Seketas cell to discuss the report; that Seketa said
that he was going to confront Dixie; that Seketa planned to have Dixie
read the police report aloud to embarrass him; and that Poynter knew that
something might happen but that nothing was planned. Transcript 1 at 138.
While there is evidence that Seketa intended to confront Dixie about his lie,
the evidence is insufficient to find the inmates agreed to commit an aggravated
battery. While an agreement to humiliate Dixie or even to rough him
up a little could be inferred, there is insufficient evidence to prove that
Seketa conspired to commit a felony battery on Dixie.
See footnote
See Woods, 274
Ind. at 629, 413 N.E.2d at 575. Finding that the State presented
insufficient evidence of conspiracy to commit aggravated battery, we reverse Seketas conviction on
that count. Because we note that the trial court ordered Seketas sentences
to run concurrently, we need not remand the case to address sentencing issues.
See footnote
Affirmed in part and reversed in part.
BAKER, J., and ROBB, J., concur.
Footnote:
See IC 35-42-2-1.5.
Footnote:
See IC 35-41-5-2(a); IC 35-42-2-1.5.
Footnote:
Poynter confirmed that, in jail lingo, a snitch is a person
who informs authorities about anothers criminal activities.
Transcript 1 at 135.
Footnote:
The court reporter did not number the transcript pages consecutively, but
instead began the numbering of each of the two volumes with 1.
Therefore, we will cite to the volumes as
Transcript 1 and Transcript 2.
Footnote:
Battery is a Class B misdemeanor if a person touches another
person in a rude, insolent, or angry manner, and a Class A misdemeanor
if that touching results in injury to the other person.
See IC
35-42-2-1. If Seketa agreed with his fellow inmates merely to scare Dixie
or push him around, Seketa would not have been guilty of conspiring to
commit a felony battery under IC 35-41-5-2.
Footnote:
Seketa also raises the issue of whether his convictions for both
aggravated battery and conspiracy to commit aggravated battery violate Indianas prohibition against double
jeopardy. Because we reverse Seketas conviction for conspiracy to commit aggravated battery
on the basis that there was insufficient evidence to support that conviction, we
need not reach the double jeopardy issue.