FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
ROBERT LEIRER JUSTICE STEVE CARTER
Logansport, Indiana Attorney General of Indiana
SIERRA L. CUTTS
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
LARRY BOWYER, )
)
Appellant-Defendant, )
)
vs. ) No. 09A02-0303-CV-259
)
INDIANA DEPARTMENT OF )
NATURAL RESOURCES, )
)
Appellee-Plaintiff. )
APPEAL FROM THE CASS CIRCUIT COURT
The Honorable Julian L. Ridlen, Judge
Cause No. 09C01-0001-CP-5
November 21, 2003
OPINION - FOR PUBLICATION
BARNES, Judge
(1) it clearly appears from specific facts shown by affidavit or by the
verified complaint that immediate and irreparable injury, loss, or damage will result to
the applicant before the adverse party or his attorney can be heard in
opposition; and
(2) the applicants attorney certifies to the court in writing the efforts, if
any, which have been made to give notice and the reasons supporting his
claim that notice should not be required.
Every temporary restraining order granted without notice shall be indorsed with the date
and hour of issuance; shall be filed forthwith in the clerks office
and entered of record; shall define the injury and state why it
is irreparable and why the order was granted without notice; and shall
expire by its terms within such time after entry, not to exceed ten
[10] days, as the court fixes, unless within the time so fixed the
order, for good cause shown, is extended for a like period or unless
the whereabouts of the party against whom the order is granted is unknown
and cannot be determined by reasonable diligence or unless the party against whom
the order is directed consents that it may be extended for a longer
period. The reasons for the extension shall be entered of record.
In case a temporary restraining order is granted without notice, the motion for
a preliminary injunction shall be set down for hearing at the earliest possible
time and takes precedence of all matters except older matters of the same
character; and when the motion comes on for hearing the party who obtained
the temporary restraining order shall proceed with the application for a preliminary injunction
and, if he does not do so, the court shall dissolve the temporary
restraining order.
Indiana Code Section 14-26-2-19(b), under which the DNR obtained the TRO in this
case, dispenses with many of Trial Rule 65(B)s safeguards and in its entirety
provides:
If a defendant continues to violate this chapter after the service of notice
of the action and before trial, the plaintiff is entitled, upon a verified
showing of the acts on the part of the defendant, to a temporary
restraining order without notice. The temporary restraining order is effective until the
cause has been tried and determined.
Thus, in a case involving an action brought by the DNR alleging that
a defendant is making improper alterations to the shoreline of a public lake,
the DNR may seek and obtain a temporary restraining order of indeterminate and
possibly lengthy duration,
See footnote without making any attempt to give prior notice to the
defendant, without having to offer any justification for not attempting notice, without any
hearing before a TRO is issued, and without any requirement that the DNR
seek to replace the TRO with a preliminary injunction that is entered only
after a hearing with notice is held. In these vital respects, it
appears to us that Indiana Code Section 14-26-2-19(b) is in direct conflict with
Indiana Trial Rule 65(B).
It is a fundamental rule of law in Indiana that in the event
of a conflict between a procedural statute and a procedural rule adopted by
the supreme court, the latter shall take precedence.
Jackson v. City of
Jeffersonville, 771 N.E.2d 703, 706 (Ind. Ct. App. 2002), trans. denied. When
a statute conflicts with the Indiana rules of trial procedure, the rules of
procedure govern, and phrases in statutes which are contrary to the rules of
procedure are considered a nullity. Id. To be in conflict, it
is not necessary that the rule and the statute be in direct opposition.
Id. (citing State v. Bridenhager, 257 Ind. 699, 704, 279 N.E.2d 794,
796 (1972)). The rule and the statute need only be incompatible to
the extent that both could not apply in a given situation. Id.
A procedural statute may not operate as an exception to a procedural
rule having general application. Id. A procedural statute that does not
conflict with any of the trial rules may be held operative. Id.
However, any statute conflicting with procedural rules enacted by our supreme court
shall have no force or effect. McEwen v. State, 695 N.E.2d 79,
89 (Ind. 1998).
We agree with DNR that to the extent Trial Rule 65(B) requires a
party seeking a TRO to demonstrate that immediate and irreparable injury, loss, or
damage will result if a TRO is not issued, that requirement is automatically
met upon a showing that a defendant is altering the shoreline of a
public lake without a permit. Such action is illegal. See Ind.
Code § 14-26-2-6. Unlawful activity by a party per se meets the
immediate and irreparable injury requirement for issuing a TRO. See Carson v.
Ross, 509 N.E.2d 239, 241 (Ind. Ct. App. 1987), trans. denied (1988).
Section 14-26-2-19(b) is, therefore, harmonious with Rule 65(B) to the extent it does
not explicitly require a finding of immediate and irreparable injury if the TRO
is not issued.
That is not the only procedural safeguard in Rule 65(B), however. The
rule requires a party seeking a TRO to certify efforts made to contract
the opposing party and to provide a reason why notice should not be
required; the statute does not. The rule requires that a TRO expire
within ten days, unless an extension is sought before then; the statute allows
the TRO to run until the end of the litigation, in effect making
it a preliminary injunction. The rule requires there to be a hearing
for the entry of a preliminary injunction to be held at the earliest
possible time and requires that the TRO be dissolved if the party that
sought it does not seek a preliminary injunction; again, the statute requires no
hearing and no provision for dissolving the TRO.
The United States Supreme Court has observed with respect to Federal Rule of
Procedure 65, which is similar to Indiana Trial Rule 65:
The stringent restrictions imposed by . . . Rule 65, on the availability
of ex parte temporary restraining orders reflect the fact that our entire jurisprudence
runs counter to the notion of court action taken before reasonable notice and
an opportunity to be heard has been granted both sides of a dispute.
Ex parte temporary restraining orders are no doubt necessary in certain circumstances,
but under federal law they should be restricted to serving their underlying purpose
of preserving the status quo and preventing irreparable harm just so long as
is necessary to hold a hearing, and no longer.
Granny Goose Foods, Inc. v. Brotherhood of Teamsters and Auto Truck Drivers Local
No. 70 of Alameda County, 415 U.S. 423, 438-39, 94 S. Ct. 1113,
1124 (1974) (internal footnotes and citations omitted). Indiana Code Section 14-26-2-19(b) appears
to create an exception to Rule 65s safeguards. It cannot do so.
See Jackson, 771 N.E.2d at 706.
However, because Bowyer did not attempt to challenge the TRO until the contempt
hearing, we will now analyze whether he was properly held in contempt for
violating it.
See footnote Willful disobedience of a lawfully entered court order of which
the offender had notice is indirect contempt.
Mitchell v. Mitchell, 785 N.E.2d
1194, 1198 (Ind. Ct. App. 2003). Whether a person is in contempt
is a matter left to the trial courts discretion. We will reverse
a finding of contempt only where an abuse of discretion has been shown,
which occurs only when a trial courts decision is against the logic and
effect of the facts and circumstances before it. Id.
The trial court must find willful disobedience to hold a party in contempt
for violation of court orders. In re Marriage of Glendenning, 684 N.E.2d
1175, 1179 (Ind. Ct. App. 1997), trans. denied (1998). The order allegedly
violated must have been so clear and certain that there could be no
question as to what a party must do, or not do, and so
there could be no question regarding when the order is violated. Indiana
High School Athletic Assn, Inc. v. Martin, 765 N.E.2d 1238, 1241 (Ind. 2002).
A party may not be held in contempt for failing to comply
with an ambiguous or indefinite order. Martin, 771 N.E.2d at 654.
Otherwise, a party could be held in contempt for obeying an ambiguous order
in good faith. Burrell v. Lewis, 743 N.E.2d 1207, 1213 (Ind. Ct.
App. 2001).
The trial courts TRO that Bowyer allegedly willfully violated prohibited him from performing
any and all excavation/construction activities, of any nature whatsoever, below the shoreline of
Lake Cicott . . . . Appellants App. p. 10. The
crux of this case is that the order fails to give any definition
to the word shoreline. We conclude that this renders the TRO inherently
ambiguous and highly indefinite. The lack of clarity and certainty as to
what constituted Lake Cicotts shoreline, and hence what Bowyer was prohibited from doing,
means that the trial court abused its discretion by holding him in contempt
for violating the TRO.
Shoreline is a word that is subject to a number of possible layperson
and legal definitions. One common dictionary defines shoreline as [t]he edge of
a body of water. American Heritage College Dictionary 1260 (3d ed. 2000).
The portion of the Indiana Code regulating the alteration of the shoreline
of a public lake under which the DNR was proceeding against Bowyer allows
for three possible definitions of the word:
As used in this chapter, shoreline or water line means:
(1) if the water level has been legally established, the line formed on
the bank or shore by the water surface at the legally established average
normal level; or
(2) if the water level has not been legally established, the line formed by
the water surface at the average level as determined by :
(A) existing water level records; or
(B) if water level records are not available, the action of the water that
has marked upon the soil of the bed of the lake a character
distinct from that of the bank with respect to vegetation as well as
the nature of the soil.
Ind. Code § 14-26-2-4. The water level of Lake Cicott has not
been legally established, thus subsection (1) above is inapplicable.
More importantly, when DNR sought and obtained the TRO, it had not undertaken
to find Lake Cicotts shoreline under the two alternative definitions in subsection (2).
It did not do so until August 2001, well after the TRO
was issued and after the majority of the activities by Bowyer of which
DNR has complained. Additionally, there is no evidence in the record that
DNR ever informed Bowyer of its conclusion that Lake Cicotts shoreline rested at
702.2 feet above sea level; the only indications of the shoreline were temporary
plastic flags placed on the north and east shores of the lake, not
on Bowyers campground on the southern shore. There is no court filing
by DNR clarifying where it determined Lake Cicotts shoreline to be. Additionally,
that determination was the result of specialized expertise based upon vegetation and soil
comparisons. DNR also presented no evidence that Bowyer had any idea of
how far above sea level his campground lay; indeed, it presented no direct
evidence at all as to the level of the campground, only its officials
unsupported claim that he saw Bowyer working below the shoreline, although on dry
land.
At the contempt hearing, Bowyer presented conflicting evidence as to where Lake Cicotts
shoreline was. For example, he presented evidence that a highway running immediately
south of the lake built in 1927 was surveyed at the time to
have an elevation of 702 feet, which conflicts with the notion that the
lakes adjoining shoreline is higher than that. He also presented evidence of
a federal government geodesic survey from 1962 placing the level of Lake Cicott
at 698 feet. Although the trial court was certainly allowed to reject
this evidence as to Lake Cicotts actual shoreline and conclude that DNR had
accurately measured it, this evidence also establishes that the legal definition of a
lakes shoreline is far from obvious.
In sum, although DNR presented evidence of where it eventually calculated the shoreline
of Lake Cicott to be, it presented no evidence that Bowyer was aware
of its calculation, which was made several months after the TRO prohibiting work
below Lake Cicotts shoreline was entered. DNR, therefore, failed to establish that
the definition of shoreline was so obvious that Bowyer was on clear notice
of what he could and could not do so as to support the
conclusion that he willfully violated the TRO.
See footnote It would appear that Bowyer
took the phrase below the shoreline to mean he could not work in
Lake Cicotts waters, but that he could work around it. This conclusion
is bolstered by the fact that he had been working in the water
before the TRO was entered, but not afterwards. Additionally, DNRs motion for
the TRO referenced only Bowyers continuing excavation activities
below the actual waterline .
. . . The legality of actions by Defendant Bowyer above the
actual water level, but below the legal shoreline, will be determined once DNR
finishes determining the lakes legal water level. Appellants App. p. 8 (emphasis
added). In conjunction with the undefined word shoreline, this would seem to
indicate that the word was supposed to have the common lay definition of
the waters edge, a boundary that Bowyer did not cross after the TRO
was entered.
See footnote DNR also notes that Bowyer never sought to have the
word shoreline clarified by the trial court after the TRO was entered.
This is irrelevant, however, to the question of whether he willfully violated the
trial courts order as it was actually written.See footnote Because of the vagueness
of that order, the trial court abused its discretion in holding Bowyer in
contempt for violating it.