FOR PUBLICATION
ATTORNEY FOR APPELLANT
: ATTORNEYS FOR APPELLEE:
KIMBERLY S. ROBINSON STEVE CARTER
Indianapolis, Indiana Attorney General of Indiana
ELLEN H. MEILAENDER
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
KELLI JO TRUSLEY, )
)
Appellant-Defendant, )
)
vs. ) No. 41A01-0403-CR-109
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
APPEAL FROM THE JOHNSON SUPERIOR COURT
The Honorable Cynthia Emkes, Judge
Cause No. 41D02-0110-CF-158
November 24, 2004
OPINION - FOR PUBLICATION
MAY, Judge
Kelli Jo Trusley entered a plea of guilty to reckless homicide, a Class
C felony.
See footnote The trial court sentenced her to eight years, with two
years suspended. Trusley appeals her sentence, contending the enhancement of her sentence
violated her Sixth Amendment right to have a jury determine the facts on
which the enhancement was based.See footnote
We remand.
FACTS AND PROCEDURAL HISTORY
On February 27, 2001, Trusley operated a day care center in Greenwood, Indiana.
Ten-month-old Brian SmallSee footnote was in her care that day. Trusley told
police that sometime around noon she put Small down for a nap on
the lower bunk of her sons bunk bed. The lower bunk was
approximately eighteen inches from the floor and the top bunk was five feet
from the floor.
Trusley claimed she checked Small at 1:30 p.m. and he was still sleeping.
Sometime later, Trusley again checked on Small and found him wrapped in
a blanket on the floor by the bunk bed. He was not
breathing or moving. Trusley called 911 and began administering CPR. Small
died from his injuries.
A grand jury indicted Trusley for neglect of a dependent, a Class B
felony.See footnote That charge was amended to reckless homicide as a Class C
felony and Trusley entered a plea of guilty. Ind. Code § 35-50-2-6
provides in pertinent part A person who commits a Class C felony shall
be imprisoned for a fixed term of four (4) years, with not more
than four (4) years added for aggravating circumstances or not more than two
(2) years subtracted for mitigating circumstances.
At the sentencing hearing the trial court found the following aggravating circumstances:
1) the young age of the victim; 2) Trusleys position of trust with
the victim and his family; 3) Trusleys need for correctional or rehabilitative treatment
by a penal facility; 4) imposition of a sentence less than the enhanced
sentence would depreciate the seriousness of the crime; and 5) the nature and
circumstances of the crime. It found as mitigating circumstances: 1) Trusley
had little criminal history; 2) prolonged incarceration would result in hardship to Trusleys
dependents; and 3) the crime was the result of circumstances unlikely to reoccur.
Finding the aggravators outweighed the mitigators, the court sentenced Trusley to the
maximum sentence of eight years and suspended two years.
DISCUSSION AND DECISION
Prior to the United States Supreme Courts decision in
Blakely v. Washington, ___
U.S. ____, 124 S. Ct. 2531 (2004), rehg denied, we reviewed our trial
courts sentencing decisions for an abuse of discretion.
See footnote
See, e.g., Bocko v.
State, 769 N.E.2d 658, 667 (Ind. Ct. App. 2002), rehg denied, trans. denied
783 N.E.2d 702 (Ind. 2002). If a trial court used aggravating or
mitigating circumstances to modify the presumptive sentence, all we required the trial court
to do was: (1) identify all significant mitigating and aggravating circumstances; (2)
state the specific reason why each circumstance is determined to be mitigating or
aggravating; and (3) articulate the courts evaluation and balancing of the circumstances.
See id.
The Blakely Court applied the rule set forth in Apprendi v. New Jersey,
530 U.S. 466, 490 (2000), which stated Other than the fact of a
prior conviction, any fact that increases the penalty for a crime beyond the
prescribed statutory maximum must be submitted to a jury and proved beyond a
reasonable doubt. Based on that holding, the Blakely Court held the Sixth
Amendment requires a jury to determine beyond a reasonable doubt the existence of
aggravating factors used to increase a sentence above the presumptive sentence assigned by
the legislature.
See footnote 124 S. Ct. at 2536.
The trial court did not find as an aggravating factor that Trusley had
prior convictions; to the contrary, it noted as a mitigating factor she had
little criminal history. Therefore, Trusleys sentence was enhanced based on aggravators other
than the fact of a prior conviction and those aggravating circumstances were not
submitted to a jury and proved beyond a reasonable doubt as required by
Blakely. 124 S. Ct. at 2536.
See footnote
The State argues any
Blakely error was harmless, as Trusley admitted to the
facts that would support one of the aggravating circumstances the court found--i.e., that
she was in a position of trust with respect to the victim and
his family. The State correctly notes the statutory maximum sentence is that
which may be imposed solely on the basis of the facts reflected in
the jury verdict or admitted by the defendant.
See footnote The State asserts, without
explanation or citation to authority, that Trusleys admission at the guilty plea hearing
that she was the victims day care providerSee footnote and her admission at the
sentencing hearing that she provided daycare servicesSee footnote amounts to an admission to the
facts supporting the finding as an aggravating factor that Trusley was in a
position of trust with respect to the victim and his family. We
decline to hold that a defendants admission she is a day care provider,
without more, necessarily substitutes for a jurys determination she was in a position
of trust with respect to the victim to such an extent that sentence
enhancement is warranted.
CONCLUSION
Trusleys sentence was enhanced because of aggravating factors other than criminal history, which
aggravating factors were not found by a jury or admitted by Trusley.
We accordingly remand
See footnote for resentencing.
SULLIVAN, J., concurs.
VAIDIK, J., dissents with separate opinion.
IN THE
COURT OF APPEALS OF INDIANA
KELLI JO TRUSLEY, )
)
Appellant-Defendant, )
)
vs. ) No. 41A01-0403-CR-109
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
)
VAIDIK, Judge, dissenting
I respectfully dissent with the majoritys conclusion that Trusleys admissions at her guilty
plea and sentencing hearings do not constitute an admission to facts underlying the
aggravating circumstance that she was in a position of trust with the ten-month-old
victim. Consequently, I would affirm Trusleys enhanced sentence.
In Blakely v. Washington, the United States Supreme Court applied the rule of
Apprendi v. New Jersey, 530 U.S. 466 (2000), which provides: Other than
the fact of a prior conviction, any fact that increases the penalty for
a crime beyond the prescribed statutory maximum must be submitted to a jury,
and proved beyond a reasonable doubt. Blakely, 124 S. Ct. 2531, 2536
(2004) (quoting Apprendi, 530 U.S. at 490). A fact that is admitted
by the defendant does not run afoul of the Blakely/Apprendi constitutional requirements.
Teeters v. State, No. 69A01-0312-CR-487, --- N.E.2d ---, --- (Ind. Ct. App. Nov.
9, 2004); see also Blakely, 124 S. Ct. at 2537. Thus, if
a defendant admits to facts underlying an aggravator, the jury does not have
to determine beyond a reasonable doubt whether that aggravator exists.
Being in a position of trust with the victim is a valid aggravating
circumstance, see Bacher v. State, 722 N.E.2d 799, 802 n.5 (Ind. 2000), and
the trial court found that this aggravator was present here. At her
guilty plea hearing, Trusley admitted that on February 27, 2001, the victim was
in her care; that she acted recklessly while the victim was in her
care; and that such recklessness resulted in the victims death. Trusley also
admitted that she was a daycare provider for him and [she] had custody
of him during the period of time in which he died[.] Plea
Tr. p. 10. During her sentencing hearing, Trusley testified that she was
a daycare provider and that at the time of the victims death, she
had been running her daycare business for approximately five years.
I believe these admissions are sufficient to establish that Trusley was in a
position of trust with the victim. Because Trusley admitted that she was
the victims daycare provider and that she had custody of him at the
time of his death, it is hard to imagine what other information would
be necessary in order to establish that Trusley was in a position of
trust with the victim. Because Trusley admitted to facts underlying the position
of trust aggravator, a jury did not have to find that this aggravator
existed. Because a single aggravating circumstance is adequate to justify a sentence
enhancement, see Powell v. State, 769 N.E.2d 1128, 1135 (Ind. 2002), rehg denied,
I would affirm Trusleys enhanced sentence.
Footnote:
Ind. Code § 35-42-1-5.
Footnote:
Because we remand for resentencing, we do not address Trusleys alternative arguments
that the trial court considered improper aggravating circumstances and failed to consider mitigating
circumstances, and that her sentence is unreasonable in light of her character and
the nature of her offense.
Footnote:
Both appellate counsel refer to the victim as Brian Smalls. The
grand jury indictment refers to him as Brian Small (App. at 12) as
does the States information for reckless homicide (
id. at 15) and the statement
for the victims funeral expenses (States ex. 1). The victims mother identified
herself in her testimony as Angel Small. (Tr. at 49.) We
will refer to the victim as Brian Small.
Footnote:
Ind. Code § 35-46-1-4.
Footnote: Trusleys brief was submitted in May of 2004, before
Blakely was decided.
She moved to amend her brief so she could address Blakely, and
we granted her motion.
Footnote:
In
Blakely, the Court explained the statutory maximum penalty is not the
maximum sentence a judge may impose after finding additional facts, but the maximum
he may impose without any additional findings. Blakely, 124 S. Ct. at
2537. When a judge inflicts punishment that the jurys verdict standing alone
does not allow, the jury has not found all the facts which the
law makes essential to the punishment, . . . and the judge exceeds
his proper authority. Id. In this sense the Indiana presumptive sentence
amounts to Blakelys statutory maximum. See Holden v. State, 815 N.E.2d 1049,
1059 n.6 (Ind. Ct. App. 2004).
Footnote:
Trusley was sentenced some five months before
Blakely was decided. Still,
the State asserts Trusley waived her Blakely challenge because she did not raise
a Sixth Amendment objection at the time she was sentenced. It also
argues the Blakely decision does not implicate the Indiana sentencing scheme. We
recently considered and rejected both arguments in Strong v. State, No. 49A02-0401-CR-25, ---
N.E.2d -- (Ind. Ct. App. Nov. 5, 2004).
Footnote:
The
Blakely court so characterized Apprendi: The relevant statutory maximum for
Apprendi purposes is the maximum a judge may impose based solely on the
facts reflected in the jury verdict or admitted by the defendant. Blakely,
124 S. Ct. at 2537 (emphasis in original). The Blakely statement was
apparently premised on the following language in Apprendi, 530 U.S. at 488, where
the Apprendi court addressed an earlier noted case where the defendant was properly
sentenced to a term higher than that attached to the offense alleged in
the indictment:
Because [defendant] had admitted the three earlier convictions for aggravated felonies--all of which
had been entered pursuant to proceedings with substantial procedural safeguards of their own--no
question concerning the right to a jury trial or the standard of proof
that would apply to a contested issue of fact was before the Court.
(Emphasis in original.)
Footnote:
This statement was made in the context of establishment of a factual
basis for Trusleys guilty plea to the underlying offense and does not appear
to be an attempt to elicit an admission she was in a position
of trust.
Footnote:
The State appears to be referring to Trusleys response to the question
How long did you run your daycare business? Her response was Approximately
five years. (Sentencing Tr. at 22.) We decline to hold that
question and answer serve as Trusleys admission to a position of trust.
Footnote: Trusley asserts she cannot be resentenced by a jury; therefore, on remand
the trial court may sentence her to no more than the presumptive term.
She notes Ind. Code § 35-38-1-3 provides Before sentencing a person for
a felony, the court must conduct a hearing to consider the facts and
circumstances relevant to sentencing, and further notes the legislature has provided for a
jury hearing in certain habitual offender proceedings,
see Ind. Code § 35-50-2-8(g) and
35-50-2-10(e). From this she reasons The language of these statutes is clear--an
Indiana trial court can only convene a jury for sentencing purposes in capital
cases and habitual phases in non-capital cases. (Appellants Reply Br. at 8.)
Trusley directs us to no statute or case law that explicitly
states a trial court may not convene a jury for sentencing proceedings that
do not involve habitual offenders. We decline to hold that the legislatures
reference to jury hearings in habitual offender proceedings must necessarily be read to
prohibit jury involvement in any other sentencing proceeding. We must interpret a
statute in a way that renders it constitutional. Dept of Revenue of
State of Ind. v. There To Care, Inc., 638 N.E.2d 871, 873 (Ind.
Ct. App. 1994), trans. denied. When a statute can be construed to
support its constitutionality, that construction must be adopted. Id. Trusleys interpretation
of Ind. Code § 35-38-1-3 as prohibiting jury involvement in the factfinding process
for determining the existence of aggravating circumstances would almost certainly render Ind. Code
§ 35-38-1-3 unconstitutional as violative of the Blakely standard. We therefore decline
to adopt that interpretation.