FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
STEVEN KNECHT
STEVE CARTER
Vonderheide & Knecht Attorney General of Indiana
Lafayette, Indiana
MATTHEW D. FISHER
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
TROY CUDWORTH, )
)
Appellant-Defendant, )
)
vs. ) No. 79A02-0312-CR-1037
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
APPEAL FROM THE TIPPECANOE SUPERIOR COURT
The Honorable Donald C. Johnson, Judge
Cause No. 79D01-0209-FB-38
November 24, 2004
OPINION - FOR PUBLICATION
NAJAM, Judge
STATEMENT OF THE CASE
Troy Cudworth appeals his convictions for Conspiracy to Commit Dealing in Methamphetamine, a
Class B felony, and Possession of Chemical Reagents or Precursors with Intent to
Manufacture Controlled Substances, as a Class D felony,
See footnote following a jury trial.
Cudworth raises three issues on appeal, one of which we find dispositive, namely,
whether the trial court abused its discretion when it denied Cudworths motion to
suppress evidence.
We reverse.
FACTS AND PROCEDURAL HISTORY
On September 22, 2002, Amy Clements and Cudworth lived together at 3205 Jordy
Drive in Lafayette. At approximately 10:00 p.m. that night, the Lafayette Police
Department dispatch received an anonymous tip that a person with the first name
Louis was being held at gunpoint at 3205 Jordy Drive. Lafayette Police
Officers Bruce Biggs and Tammy Severin, among others, responded to the call.
Approximately four months prior, Officer Briggs had arrested Abram Jackson at the same
residence. At that time, Jackson had an outstanding warrant. In addition,
Officer Severin had knowledge that there was a Louis at that residence about
a month prior[.] Appellees App. at 35. In particular, Officer Severin
was at Cudworths home investigating a complaint that a juvenile had jumped on
the hood of a persons vehicle and was kicking the windshield. During
her investigation, Cudworth told the officer that the juveniles name was Louis.
Id. at 36. And when the officers ran a check on the
residence in their computer system, the system alerted that persons in the house
have been violent to law enforcement in the past. Id. at 37.
En route to 3205 Jordy Drive, Officer Briggs had the police dispatcher place
a telephone call to the residence and order everyone inside to exit the
house. When the officers arrived, Clements told one the officers that she
had a couple of friends inside the house. Id. at 46.
Thereafter, six or seven persons, including Cudworth, exited the home.
See footnote Officer Severin
then advised them why the officers were there, and everyone stated [to the
officers] that they had no idea what was going on.
Id. at
47.
Theresa Coleman had been at Clements and Cudworths home for approximately fifteen minutes
before the police arrived. Coleman was helping her daughter, who is friends
with Clements and Cudworth, move into the house that day, and she had
seen a man named Lewis Plybon
See footnote walking down the sidewalk towards his truck
when [she] pulled into the driveway. Appellants App. at 112. Coleman
did not see Plybon inside the house.
After the officers ordered everyone to exit, Coleman walked about four steps into
the yard when the officers ordered her and the others to stop, turn
around, and walk backwards toward the officers.
Id. at 113. The
officers asked Coleman, her son and daughter, and her daughters boyfriend whether there
was a man inside the house being held at gunpoint, and Coleman told
them no. Id. The officers also asked if there was anyone
still inside the house, and she again said no. Id. They
then asked whether she saw anyone with a gun inside the house, and
she replied no. Id. After the officers determined that none of
the persons who had exited the house were named Louis, they entered the
residence and began searching the home.
Officer Severin was the first officer to enter the house. From the
time the officers ordered everyone to exit the home until the search was
completed, forty-five minutes elapsed. During the search, officers discovered a revolver and
a sawed-off shotgun in plain view in the attic. The officers also
found a trash bag in the garage that contained evidence of items used
to manufacture methamphetamine. At that point, the officers decided to obtain a
search warrant. During the subsequent search, officers found digital scales, aluminum foil,
a one-gallon jug of hydrochloric acid, a hydrochloric acid generator, a coffee filter
with a purple stain, striker plates from match books, a coffee grinder, isopropyl
alcohol, and a hose. In a bedroom, the officers also found a
pipe that contained marijuana.
On September 23, 2002, the State charged Cudworth with six counts, including conspiracy
to commit dealing in methamphetamine and possession of chemical reagents or precursors with
the intent to manufacture methamphetamine. In January 2003, Cudworth filed a Motion
to Suppress Evidence obtained during the search of his residence. The trial
court held a hearing on that motion over a period of several days.
On June 10, 2003, the court denied his motion to suppress.
Cudworth renewed his motion to suppress at trial, and the trial court overruled
his objection to the evidence recovered during to the search of the home.
Of the six charges filed, the jury found Cudworth guilty only of conspiracy
to commit dealing in methamphetamine and possession of chemical reagents or precursors with
the intent to manufacture methamphetamine. The trial court entered judgment of conviction
on the conspiracy charge only and sentenced Cudworth to eighteen years, with twelve
years executed and six years suspended to probation. This appeal ensued.
DISCUSSION AND DECISION
Cudworth asserts that the trial court abused its discretion when it denied his
motion to suppress and admitted the evidence the police recovered from his home
at trial because the officers warrantless search violated the Fourth Amendment to the
United States Constitution.
See footnote The State responds that the search was justified under
the exigent circumstances exception to the warrant requirement.
A trial court has broad discretion in ruling on the admissibility of evidence,
and we will disturb its rulings only where it is shown that the
court abused that discretion.
Griffith v. State, 788 N.E.2d 835, 839 (Ind.
2003). And we review the denial of a motion to suppress that
is renewed at trial in a manner similar to other sufficiency matters.
See id. (holding trial court properly denied motion to suppress confession where defendant
alleged confession was product of warrantless arrest without probable cause). We do
not reweigh the evidence, and we consider conflicting evidence most favorable to the
trial courts ruling. Overstreet v. State, 724 N.E.2d 661, 663 (Ind. Ct.
App. 2000), trans. denied. However, unlike the typical sufficiency of the evidence
case where only the evidence favorable to the judgment is considered, we must
also consider the uncontested evidence favorable to the defendant. Id.
The Fourth Amendment provides each person the right to be secure in his
or her person, houses, papers and effects against unreasonable searches and seizures.
Bryant v. State, 660 N.E.2d 290, 300 (Ind. 1995), cert. denied, 519 U.S.
926 (1996). Generally, a search or seizure may only be conducted pursuant
to a lawful warrant. Id. The cardinal principle in search and
seizure jurisprudence therefore is that searches conducted outside the judicial process, without prior
approval by judge or magistrate, are per se unreasonable . . .
subject only to a few specifically established and well-delineated exceptions. Id. (citations
omitted). The State bears the burden of proving that an exception to
the warrant requirement exists when a warrantless search is conducted. Smock v.
State, 766 N.E.2d 401, 404 (Ind. Ct. App. 2002). The remedy for
an illegal warrantless search is the suppression of the evidence obtained from the
search. See Sloane v. State, 686 N.E.2d 1287, 1290 (Ind. Ct. App.
1997).
One exception to the warrant requirement is when exigent circumstances exist. See
Smock, 766 N.E.2d at 404. Under the exigent circumstances exception, police may
enter a residence without a warrant when they reasonably believe that a person
within is in need of immediate aid. Mincey v. Arizona, 437 U.S.
385, 392 (1978). However, a police officers subjective belief that exigent circumstances
exist is insufficient to make a warrantless search. United States v. Richardson,
208 F.3d 626, 629 (7th Cir. 2000). Rather, as is normally the
case for Fourth Amendment inquiries, the test is objective: the government must
establish that the circumstances as they appear at the moment of entry would
lead a reasonable, experienced law enforcement officer to believe that someone inside the
house, apartment, or hotel room required immediate assistance. Id. (quoting United States
v. Arch, 7 F.3d 1300, 1304 (7th Cir. 1993)). [E]xigent circumstances justify
dispensing with the search warrant but do not eliminate the need for probable
cause. Harless v. State, 577 N.E.2d 245, 248 (Ind. Ct. App. 1991).
As an initial matter, during the hearing on Cudworths motion to suppress, the
officers referred to the search of Cudworths home as a protective sweep.
See Appellees App. at 11. In its written order denying Cudworths motion,
the trial court concluded, and we agree, that the search at issue was
not a protective sweep. In Maryland v. Buie, 494 U.S. 325, 334
(1990), the Supreme Court held that incident to an arrest, police officers may,
as a precautionary matter and without probable cause or reasonable suspicion, conduct a
brief search of areas immediately adjoining the place of arrest from which an
attack could be immediately launched. The Court emphasized that such a protective
sweep, aimed at protecting the arresting officers, if justified by the circumstances, is
nevertheless not a full search of the premises, but may extend only to
a cursory inspection of those spaces where a person may be found.
Id. at 335. The officers in this case did not enter Cudworths
residence incident to his or anyone elses arrest. Thus, the trial court
correctly determined that the search of the home was not a protective sweep.
Still, the trial court concluded that the State met its burden of proving
that exigent circumstances existed, thereby justifying the warrantless search of Cudworths home.
In support, the court relied primarily on an opinion from the United States
Court of Appeals for the Sixth Circuit, Thacker v. City of Columbus, 328
F.3d 244 (6th Cir. 2003). Thacker involved a civil rights suit against
various city police officers. Specifically, the plaintiffs, Gallagher and her live-in fiancé
Thacker, brought a civil rights action against the officers after the officers entered
their home in response to a 911 call reporting injuries to Thacker.
The officers eventually arrested Thacker for a domestic violence offense. Id. at
248. The plaintiffs alleged, among other things, that the officers violated their
Fourth Amendment rights and state tort law by unlawfully entering their home.
Id.
In that case, Gallagher and Thacker had been out drinking with friends, and
they continued to consume alcohol after they returned home. At some point,
Thacker dropped a beer bottle on the kitchen floor, slipped, and fell on
the broken bottle, cutting his wrist. After Gallagher realized that Thacker was
bleeding, she called 911. Id. at 249. Gallagher, who was intoxicated,
told the 911 dispatcher that someone named Jeff had cut one of his
wrists. Thereafter, paramedics were dispatched to the home to attend to what
the dispatcher had labeled an apparent suicide. See id. And police
officers were dispatched to the same location on a Code 10-14, which refers
to either a cutting or stabbing. Id.
The paramedics arrived first, but waited for the officers to arrive
and secure the scene. The officers then knocked on the apartment door,
and both Gallagher and Thacker answered.
See footnote The officers observed in plain view
broken glass on the floor and an indentation in one wall with a
liquid stain beneath it. In addition, Thackers hand was bleeding profusely.
Thacker, visibly intoxicated and immediately belligerent, used profanity and told the officers that
he had called for paramedics, not police. He then invited the paramedics
into the apartment, but not the officers. At that point, the officers
determined that Thacker was not a reliable source of information and entered the
apartment to investigate.
Id. Thereafter, the officers observed bruises on Gallagher
and, after further investigation, arrested Thacker for a domestic violence offense. See
id. at 250-51.
Gallagher and Thacker argued, in part, that the officers entry and search violated
the Fourth Amendment. The court disagreed and concluded that exigent circumstances existed.
Specifically, the court stated in relevant part:
When the officers arrived at plaintiffs residence, their observations and the need to
safeguard the paramedics supported the conclusion that there existed exigent circumstances, justifying entry
into plaintiffs home without a warrant. In particular, the totality of the
circumstances, including the 911 emergency call, Thackers conduct, and the uncertainty of the
situation, justified entry to secure the safety of the police, paramedics, and other
people possibly inside the home.
Viewing the facts in the record most favorable to the plaintiffs,[
See footnote
] the following
information was available to the officers before they entered plaintiffs apartment. Someone
had placed a 911 call reporting an emergency a cutting or stabbing
at the residence. Thacker answered the door shirtless, with blood on
his legs and boxer shorts. It was apparent that Thacker himself was
injured, as the officers could see that he was bleeding from a cut
on his hand. The cut was deep enough to require stitches, but
Thacker had wrapped his shirt around his hand to slow the profuse bleeding.
Immediately, Thacker acted belligerently and used profanity. He appeared intoxicated.
Thacker failed to provide any explanation for the injury. Instead, he demanded
assistance from the paramedics, who were waiting outside for the officers to tell
them that it was safe to enter. When the door was opened,
[one of the officers] could see the kitchen area, including the kitchen table,
to the right and the main living room area to the left.
In the kitchen, [the officer] could see a broken beer bottle on the
floor, a hole in the kitchen wall a couple feet off the floor,
and liquid splashed on the wall and spilled on the floor. The
officers did not see Gallagher until they were already crossing the threshold to
enter the apartment, at which point Thacker left the doorway to sit at
the kitchen table.
Although it presents a close question, the uncertainty of the situation, in particular,
of the nature of the emergency, and the dual needs of safeguarding the
paramedics while tending to Thackers injury, created exigent circumstances here.
Id. at 254 (emphasis added). The court went on to conclude that:
[T]he potential dangers attendant to a cutting or stabbing call, the fact that
plaintiffs [sic] solicited the response they received, the need to safeguard the paramedics
and others, including creating a safe environment and figuring out what happened, and
the need to act swiftly to tend to Thackers injury justified the entry
in this case.
Id. at 255.
The only similarity between this case and Thacker is that in both cases,
the police responded to 911 calls reporting serious crimes and/or injuries. Beyond
that, this case is readily distinguishable from Thacker. First, the officers in
Thacker were able to immediately corroborate facts received from the 911 emergency call,
namely, they observed Thacker standing in the doorway bleeding. In addition, Thacker
was intoxicated and belligerent and refused to explain how he had been injured.
The officers observed in plain view broken glass, a hole in the
wall, and liquid spilled on the floor and wall. And at that
point, the officers did not know if anyone else was inside the apartment.
In other words, the officers in Thacker were called to respond to
a potential cutting or stabbing, and all they knew after their conversation with
Thacker was that his hand was bleeding, he had blood on his clothes,
he would not tell them why or how he was injured, and the
apartment showed evidence of a struggle.
In this case, however, once the police officers arrived at Cudworths home, they
observed nothing like what the officers in Thacker encountered. Indeed, the officers
in this case saw several persons leaving the home, which was exactly what
the dispatcher had instructed the persons inside the house to do. There
was no blood in the area or on any of the persons exiting
the home, nor was there evidence of a struggle. Officer Severin admitted
at the hearing on Cudworths motion to suppress that when she informed the
persons why the officers were present, everyone stated [to the officers] that they
had no idea what was going on. Appellees App. at 47.
Moreover, Coleman, when she was questioned by the officers, told them that there
was not a man inside the house being held at gunpoint, that no
one was still inside the house, and that she had not seen anyone
with a gun inside the house.
See footnote
In addition, unlike in
Thacker, there was no need for the officers in
this case to secure the residence so that paramedics could enter safely to
treat an injured person inside. And the court in Thacker found it
significant that the plaintiffs in that case had solicited the response they received.
328 F.3d at 255. The officers here had no indication that
someone inside the home had placed the 911 call. Therefore, we conclude
that the trial courts reliance on Thacker is misplaced.
As this court stated in Harless, 577 N.E.2d at 248, Courts should take
a very hard line against the search of a persons home without a
warrant or consent; and, therefore, [courts should] demand a genuine showing of an
emergency before they will excuse the polices failure to obtain a warrant.
(Citing United States v. Salgado, 807 F.2d 603, 609 (7th Cir. 1986), cert.
denied, 487 U.S. 1233 (1988)). And, again, while exigent circumstances justify dispensing
with a search warrant, they do not eliminate the need for probable cause.
See id. Rather, [i]n validating a warrantless search based on the
existence of an emergency, as with any other situation falling within the exigent
circumstances exception, the Government must demonstrate both exigency and probable cause. United
States v. Holloway, 290 F.3d 1331, 1337 (11th Cir. 2002), cert. denied, 537
U.S. 1161 (2003). [I]n an emergency, the probable cause element may be
satisfied where the officers reasonably believe a person is in danger. Id.
at 1338.
In Holloway, the Court of Appeals for the Eleventh Circuit concluded that the
government had proven both exigency and probable cause justifying the polices warrantless entry
into the defendants home. See id. at 1338. In that case,
a police officer received a dispatch from a 911 operator to investigate an
anonymous report of gunshots and arguing emanating from the defendants residence. See
id. at 1332. En route, the officer received a second dispatch which
indicated the anonymous 911 caller had reported continued gunshots and arguing. When
the officer arrived at the residence, he observed the defendant and his wife
standing on the porch. The officer ordered them both to raise their
hands, but the wife did not comply. The wife repeatedly refused the
officers orders, and at some point, the officer observed a child in the
doorway of the residence. The child was ordered back inside the residence,
and the officer eventually apprehended the wife.
At that point, the officer began walking toward the home to check for
victims and weapons on the premises. He observed several beer cans strewn
about the yard and porch. When the officer stepped on the porch,
he observed shot gun shells and an 870 Remington shotgun leaning against the
home with the safety disengaged. The officer then secured the weapon in
his police vehicle and entered the home in search of victims and to
investigate the disturbance. See id. at 1332-33. Based on those facts,
the court rejected the defendants Fourth Amendment challenge in relevant part as follows:
[W]e conclude that the Alexander City police officers in this case did not
violate the Fourth Amendment when they conducted a warrantless search of Appellants home.
Late into the evening on August 4, 1999, Officer Bernard received a
dispatch from a 911 operator relaying a report of gunshots and arguing at
Appellants address. Immediately thereafter, he received a second dispatch indicating continued gunshots
and arguing. Officer Bernard and Officer Billips promptly proceeded to the residence,
arriving within minutes of the first dispatch. Upon arrival, nothing at the
mobile home dissuaded the officers from believing the veracity of the 911 calls.
Rather, the presence of Appellant and his wife on the front porch
supported the information conveyed by the 911 caller.
Under the circumstances known to them at that time, the officers reasonably believed
an emergency situation justified a warrantless search of Appellants home for victims of
gunfire. The possibility of a gunshot victim lying prostrate in the dwelling
created an exigency necessitating [an] immediate search. Additionally, based on the information
conveyed by the 911 caller and the personal observations of the officers, there
was probable cause to believe a person located at the residence was in
danger. Under the exigent circumstances exception to the Fourth Amendment, the officers
were not required to obtain a warrant before entering Appellants home.
Id. at 1338 (emphases added).
Unlike in Holloway, in this case the State failed to prove either exigency
or probable cause. First, Officers Briggs and Severins testimony concerning a prior
arrest of persons inside the house and a one-month-old encounter with a person
named Louis in no way corroborated the information contained in the anonymous 911
call. Similarly, any prior criminal activity committed by persons associated with the
home does not support a determination of exigent circumstances. Again, the relevant
inquiry is whether the government has established that the circumstances as they appear
at the moment of entry would lead a reasonable, experienced law enforcement officer
to believe that someone inside the house, apartment, or hotel room required immediate
assistance. See Richardson, 208 F.3d at 629. Just prior to the
moment of entry in this case, the officers had observed several persons exit
the home as they had been instructed to do by police dispatch.
One of the persons who had been inside the home had informed the
officers that there was not a man inside the house being held at
gunpoint and that no one else was inside the home. The evidence
also shows that those who had exited the house had no idea why
the police had come.
Still, the State points out that the officers did not believe that Clements
was trustworthy and thought that she was not being honest about the number
of people inside her home when they questioned her. The State further
points out that none of the persons who had exited the house were
named Louis. But without more, we conclude that the officers mere subjective
belief that Clements may have been lying, combined with the fact that no
one named Louis had exited the house, is insufficient to create exigency or
probable cause. Our conclusion is bolstered by the fact that the officers
were responding to an anonymous 911 call, which the State concedes lacked proof
of reliability. See Florida v. J.L., 529 U.S. 266, 270 (2000) (stating
anonymous tips, without more, do not justify free-wheeling police action). Additionally, unlike
in both Thacker and Holloway, the officers observed nothing at Cudworths home which
corroborated the tip that someone was in need of immediate aid. In
other words, the State failed to prove that the officers in this case
possessed objective evidence that a violent crime had or was about to occur
inside Cudworths home. See Bryant, 660 N.E.2d at 301 (explaining in cases
employing exigent circumstances exception, police have possessed objective evidence that violent crime has
or was about to occur).
In sum, the State failed to demonstrate either exigent circumstances or probable cause
required to support a lawful warrantless search. Therefore, we hold that the
officers warrantless search of the home violated the Fourth Amendment, and the trial
court erred when it denied Cudworths motion to suppress the evidence.
Admissions of evidence in violation of the Fourth Amendment are subject to harmless
error analysis. Smock, 766 N.E.2d at 407. Harmless error occurs when
the conviction is supported by substantial independent of evidence guilt which satisfies the
reviewing court that there is no likelihood that the erroneously admitted evidence contributed
to the conviction. Id. Violations of the Fourth Amendment must be
harmless beyond a reasonable doubt. Id. We must find that there
is no substantial likelihood the error contributed to the verdict, or, in other
words, that the error was unimportant in relation to everything else before the
jury on the issue in question. Id.
Here, the State does not argue that, even if the warrantless search violated
the Fourth Amendment, the admission of the evidence recovered from Cudworths home amounts
to harmless error. Indeed, without that evidence, the State presented little if
no evidence to support Cudworths convictions. Therefore, we reverse and order the
trial court to vacate his convictions.
Reversed.
SULLIVAN, J., and BARNES, J., concur.
Footnote:
The States charging information refers to that crime as Illegal
Drug Lab.
Footnote: At the hearing on Cudworths motion to suppress, Officer Briggs
testified that seven people exited the house, but Officer Severin testified that only
six people exited.
Footnote: There was no testimony that clarified whether Lewis Plybon is
the same Louis named by the anonymous tipster.
Footnote: Cudworth also contends that the warrantless search was unreasonable under
Article I, Section 11 of the Indiana Constitution. Because we reverse on
Fourth Amendment grounds, we need not address his state constitutional claim.
Footnote: Based on facts contained later in the opinion, it appears
that Gallagher was standing behind Thacker when they answered the door because the
officers did not see her until after they had crossed the threshold to
enter the apartment.
See id. at 254.
Footnote:
The plaintiffs were appealing from the district courts entry of
summary judgment in favor of the officers.
Footnote:
The State did not present evidence disputing Colemans testimony. Therefore,
we must consider it in reviewing the trial courts ruling on Cudworths motion
to suppress. See Overstreet, 724 N.E.2d at 663 (stating unlike typical sufficiency
of the evidence case where only the evidence favorable to the judgment is
considered, we must also consider the uncontested evidence favorable to the defendant).