FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEY FOR APPELLEES:
JOHN M. HAECKER CHRISTOPHER J. WHEELER
Grimm & Grimm Stout, Wheeler & Zabona, LLP
Auburn, Indiana Angola, Indiana
IN THE
COURT OF APPEALS OF INDIANA
MINDY HINKLEY, )
)
Appellant-Respondent, )
)
vs. ) No. 76A04-0403-CV-125
)
ERINN ELIZABETH CHAPMAN and )
BRADLEY WARREN CHAPMAN, )
)
Appellees-Petitioners. )
APPEAL FROM THE STEUBEN CIRCUIT COURT
The Honorable Allen N. Wheat, Judge
Cause No. 76C01-0308-GU-15
November 30, 2004
OPINION - FOR PUBLICATION
SULLIVAN, Judge
Mindy Hinkley appeals the trial courts order granting Erinn and Bradley Chapmans petition
for permanent guardianship over Hinkleys son, L.B.
We affirm.
FACTS AND PROCEDURAL HISTORY
L.B. was born on November 8, 1993 to Mindy Hinkley. L.B. has
resided with Hinkley since birth
See footnote and has been home schooled by her since
kindergarten. In June 2002, L.B. was diagnosed with a speech impediment, i.e.,
an articulation disorder, which makes him difficult to understand.
When L.B. was nine years old, Hinkleys adult daughter and L.B.s half-sister Erinn
Chapman became concerned that L.B. was unable to communicate effectively and was not
receiving an adequate education. As a result, on August 12, 2003, Chapman
and her husband filed a petition seeking temporary and permanent guardianship over L.B.
The trial court set a hearing on the petition for temporary
guardianship and appointed a guardian ad litem. Following a hearing on October
14, 2003, the trial court denied the petition for temporary guardianship. However,
the court ordered L.B. to undergo a psychological evaluation in preparation for the
hearing on the petition for permanent guardianship.
On January 15, 2004, the trial court held a hearing on the petition
for permanent guardianship. A written psychological evaluation had been prepared by licensed
clinical psychologist Dr. David Lombard and filed with the court. In his
evaluation, Dr. Lombard reported that he had administered an achievement and an intelligence
test to L.B. on November 21, 2003. The achievement test revealed that
L.B. was functioning on a kindergarten level for reading and spelling and a
first grade level for mathematics. Appellants Appendix at 17. The result
of the intelligence test indicated that L.B.s general intellectual abilities were below average.
Appellants App. at 17. However, Dr. Lombard noted a discrepancy in
L.B.s perceptual reasoning subtests, which assess ability to learn, and his verbal comprehension
subtests, which assess learned information. Appellants App. at 17-18. In particular,
Dr. Lombard noted that while L.B.s abilities for verbal comprehension were below average,
his abilities for perceptional reasoning were average. Based upon these results, Dr.
Lombard concluded that L.B. is an individual with an average intellectual ability who
simply [has not been] taught the information that would be appropriate for [his]
age. Appellants App. at 18. To rectify L.B.s educational deficiency, Dr.
Lombard recommended that L.B. undergo aggressive professional educational intervention. Appellants App. at
18.
The appointed guardian ad litem, who had reviewed the psychological evaluation, as well
as other information, testified that because of L.B.s educational deficiency it was in
his best interests to be placed with the Chapmans. The guardian ad
litem further testified that in his opinion, the Chapmans, who loved L.B. and
had a relationship with him, would be very careful to attend to his
educational needs. Transcript at 153. After taking the matter under advisement,
the trial court concluded that the Chapmans should be appointed co-guardians over L.B.
DISCUSSION AND DECISION
Hinkley contends that the trial court erred by granting the Chapmans petition for
permanent guardianship over L.B. The guardianship statue provides for the appointment of
guardians for minors.See footnote
See Ind. Code § 29-3-5-1(a) (Burns Code Ed. Repl.
2000) (Any person may file a petition for the appointment of a person
to serve as guardian for an incapacitated person or minor . . .
.). However, before a court is required to appoint a guardian for
a minor, a court must find that the appointment is necessary as a
means of providing care and supervision of the physical person or property of
the . . . minor. Ind. Code § 29-3-5-3(a)(2) (Burns Code
Ed. Repl. 2000).
Hinkleys contention upon appeal is two-fold. She first contends that the trial
court failed to enter a finding that the appointment of a guardian for
L.B. was necessary. Hinkley also contends that even assuming the trial court
implicitly found that the appointment was necessary, that finding was erroneous because the
trial court had other less invasive means to address its concerns about [L.B.s]
education . . . . Appellants Brief at 9. We address
each contention in turn.
As Hinkley contends, the guardianship statute requires a trial court to find that
the appointment of a guardian is necessary to provide care and supervision of
a minor. I.C. § 29-3-5-3(a)(2). Necessary means [a]bsolutely essential or [n]eeded
to achieve a certain result or effect. E.N. ex rel. Nesbitt v.
Rising Sun-Ohio County Community School Corp., 720 N.E.2d 447, 452 (Ind. Ct. App.
1999), trans. denied. However, a trial courts failure to include a specific
finding on necessity will not be grounds for reversal if it is implicit
in the trial courts evidentiary findings. Id.
In this case, the trial court did not specifically find that the appointment
of a guardian for L.B. was necessary. Nevertheless, the trial court entered
extensive findings in support of its conclusion that the appointment was in L.B.s
best interests, a standard implicit within subsection (a) of the guardianship statute.
Id. at 451. For instance, the trial court found that L.B., although
ten years old, was reading at a first grade level and performing mathematics
at a third grade level. The trial court further found that L.B.s
educational deficiencies were not the result of a mental impairment, which thwarted his
ability to learn, but inadequate home-schooling, which deprived him of the opportunity to
learn. Implicit in these findings is the trial courts finding that the
appointment of the Chapmans as guardians was necessary, i.e., absolutely essential or needed
to rectify L.B.s educational deficiencies. Therefore, we do not reverse the trial
courts determination for the absence of a specific finding.
Hinkley also contends that the trial court erroneously concluded that the appointment was
necessary. According to Hinkley, the appointment was not necessary because the court
had less invasive means to address its concerns about [L.B.s] education. Appellants
Brief at 9. In particular, Hinkley contends that the trial court could
have ordered her to either continue [L.B.s] private tutoring or to enroll [L.B.]
in a public or private school. Appellants Brief at 10. In
support of her contention, Hinkley relies upon this courts holding in E.N., supra,
in which this court reversed a guardianship because the appointment was not necessary,
and Indiana Code § 29-3-5-3(c)(2), which allows a trial court to enter an
appropriate order if it determines appointment of a guardian is not in a
minors best interests. We find neither argument persuasive.
Initially we note that our holding in E.N. does not stand for the
proposition that a guardianship becomes unnecessary because a trial court has less intrusive
means to address a parents deficiency in educating her child. In E.N.,
the trial court granted a school systems request for a limited guardianship for
the purpose of making educational decisions for a student whose parent refused to
aid the school system in implementing an educational program for the student.
720 N.E.2d at 450. We reversed the trial courts decision upon appeal
because we concluded that the guardianship, while it would have made the school
systems task of completing the educational program easier, was not essential. Id.
at 452-53. We explained that the school system had means, other than
the parents cooperation, to accomplish its task. Id. Thus, the appointment
of the guardian in E.N. was deemed not necessary, not because the trial
court could have ordered the mother to comply with the school systems requests,
but because the party seeking the guardianship had sufficient means to accomplish the
task on its own.
See footnote
Hinkleys reliance upon I.C. § 29-3-5-3(c)(2) is also misplaced. In relevant part,
Section 3 provides as follows:
(a) Except under subsection (c), if it is alleged and the court finds
that:
(1) the individual for whom the guardian is sought is an incapacitated person
or a minor; and
(2) the appointment of a guardian is necessary as a means of providing
care and supervision of the physical person or property of the incapacitated person
or minor;
the court shall appoint a guardian under this chapter.
* * *
(c) If the court finds that it is not in the best
interests of the incapacitated person or minor to appoint a guardian, the court
may:
(1) treat the petition as one for a protective order and proceed accordingly;
(2) enter any other appropriate order; or
(3) dismiss the proceedings.
Hinkley focuses upon subsection (c)(2) in an effort to persuade this court that
when a trial court has an opportunity to enter an appropriate order which
would obviate the need for the guardianship, it must do so.
However, subsection (c) does not contain any language specifically requiring a trial court
to consider less intrusive actions prior to appointing a guardian.
See Guardianship
of McIntyre, 471 N.E.2d 6, 9 (Ind. Ct. App. 1984) (requiring clear and
unambiguous statutory language to be given its plain meaning). Indeed, this court
has previously observed that a trial courts powers under subsection (c) are discretionary.
See E.N., 720 N.E.2d at 451 (observing that subsection (c) outlines permissible
actions a court may take). Finally and more important, the interplay between
subsections (a) and (c) suggests that it is the best interests standard which
determines whether a trial court has authority to act under subsection (c).
Id. That is, under subsection (a) a trial court must find,
not only that the appointment of a guardian is necessary, but that it
is in the minors best interests. Thus, it is conceivable that a
trial court might find the appointment of a guardian to be necessary, but
not in the best interests of the minor. When this occurs, a
trial court may then consider other options under subsection (c). However, a
trial court is not required to consider less intrusive means before it finds
the appointment is necessary.
Finally, to the extent Hinkley challenges the trial courts ultimate decision to appoint
a guardian, she has not shown that the trial court abused its discretion.
A third party seeking guardianship over a minor must overcome the strong
presumption that a childs best interests are served by remaining with the natural
parent with clear and convincing evidence showing that the childs best interests are
substantially and significantly served by placement with the third party. In re
Guardianship of B.H., 770 N.E.2d 283, 287 (Ind. 2002), rehg denied.
See footnote This
determination falls within the sound discretion of our trial courts, and their judgments
must be afforded deferential review.
Id.
Because a trial court is required to enter findings, we will reverse the
trial courts judgment when there is no evidence to support the findings or
the findings do not support the judgment. Id. Upon appeal, we
consider only the evidence favorable to the judgment. Id. [A]n appellate
court may not impose its own view as to whether the evidence is
clear and convincing but must determine, by considering only the probative evidence and
reasonable inferences supporting the judgment and without weighing evidence or assessing witness credibility,
whether a reasonable trier of fact could conclude that the judgment was established
by clear and convincing evidence. Id. at 288.
Here, the trial court found that L.B., although ten years old, was reading
at a first grade level and performing mathematics at a third grade level.
The trial court also found, citing the psychological evaluation, that L.B.s developmental
lag was not the result of a learning disability, but Hinkleys failure to
educate him using age-appropriate materials.
See footnote The trial court further found that
Hinkleys recent attempts to seek help for L.B. were driven by the Chapmans
decision to intervene and that Hinkleys intention to enroll L.B. in public school
in the future was insincere. The trial court also found that the
Chapmans have legitimate concern for [L.B.]See footnote Appellants App. at 10. Based
upon these facts, the trial court concluded that the Chapmans had met their
burden. Without reweighing the evidence or judging witness credibility, we conclude that
the trial court could have concluded that the judgment was established by clear
and convincing evidence. Therefore, the trial court did not abuse its discretion
in appointing the Chapmans as guardians.
The judgment is affirmed.
NAJAM, J., and BARNES, J., concur.
Footnote: L.B.s biological father is deceased.
Footnote:
As defined by statute, a minor is an individual who is
less than eighteen (18) years of age and who is not an emancipated
minor. Ind. Code § 29-3-1-10 (Burns Code Ed. Repl. 2000).
Footnote:
Even were we to apply the holding in E.N., it would
not require reversal in this case. Unlike the school system in E.N.,
the Chapmans do not have legal authority to address the need sought to
be addressed by the guardianship. As L.B.s sole custodial parent, Hinkley had
the right to direct L.B.s education. See Hampton v. State, 754 N.E.2d
1037, 1041 (Ind. Ct. App. 2001) (stating that only custodial parent has right
to make educational decisions for child), trans. denied. Therefore, without first being
appointed guardians, the Chapmans would have been unable to take steps to correct
L.B.s educational deficiencies. See Ind. Code § 29-3-8-1(a) (Burns Code Ed. Repl.
2000) (The guardian of a minor (other than a temporary guardian) has all
of the responsibilities and authority of a parent. . . .).
Footnote:
The right of a natural parent to direct her childs education
is part of the presumption that it is in the childs best interests
to remain with the natural parent.
See In re Guardianship of B.H.,
770 N.E.2d at 287. Therefore, appointment of a guardian in a third
party does not, contrary to Hinkleys assertions, improperly infringe upon her parental rights.
Additionally, a guardianship does not permanently sever parental rights and may be
terminated if found to be no longer necessary. See Ind. Code §
29-3-12-1(c)(4) (Burns Code Ed. Repl. 2000).
Footnote:
In her reply brief, Hinkley takes issue with Dr. Lombards psychological
evaluation, which states that L.B. had not been educated on the material that
would be appropriate for a child in the fifth grade. Appellants App.
at 18. In particular, Hinkley contends that, by law, L.B. only could
have been in the fourth grade when Dr. Lombard prepared his report in
December 2003.
The law in effect at the time provided that a child must be
at least five years old by June 1 to enter kindergarten for the
school year.
See I.C. § 20-8.1-3-17(e) (Burns Code Ed. Supp. 2004) (subsequently
amended by P.L. 291-2001, Section 111, effective May 11, 2001, to require a
child to be at least age five by July 1 for the 2001-02
school year and any subsequent school year). As L.B. was born November
8, 1993, he would have been permitted to enter kindergarten during the 1999-2000
school year and would have been in the fourth grade during the 2003-2004
school year as Hinkley suggests.
While the trial court cited the portion of Dr. Lombards evaluation, which indicated
that L.B. had not been educated with materials appropriate for a child in
the fifth grade, the courts emphasis was on L.B.s developmental lag and not
a particular number of years. In particular, the court found that L.B.
through no fault of his own, [was] several years behind his peers.
Appellants App. at 9. This conclusion is supported by evidence that L.B.
was reading at a first grade level and performing mathematics at a third
grade level. As L.B.s developmental lag was the basis for the trial
courts conclusion, we find no error.
Footnote:
Hinkley claims that the Chapmans failed to direct this Court to
evidence in the record establishing the nature of any personal relationship between [themselves]
and [L.B.] and that they can communicate with [L.B.]. Appellants Reply Brief
at 2. Our Supreme Court has stated that evidence demonstrating a strong
emotional bond between a child and a third party may be important in
determining whether to place a child with someone other than the natural parent.
In re Guardianship of B.H., 770 N.E.2d at 287. However, a
strong emotional bond is only one factor to consider. Id. In
any event, the trial court did find that the Chapmans had legitimate concern
for L.B. Appellants App. at 10. This finding is supported by
the guardian ad litems testimony that he believed the Chapmans loved L.B. and
had a relationship with him. Finally, any difficulties the Chapmans may have
in communicating with L.B. is due to L.B.s articulation disorder, which L.B.s speech
therapist testified makes him difficult to understand fifty percent of the time.
However, L.B.s inability to communicate well would not preclude but favor the Chapmans
appointment as guardians.