FOR PUBLICATION
ATTORNEYS FOR APPELLANT: ATTORNEYS FOR APPELLEE:
STEVE CARTER SUSAN K. CARPENTER
Attorney General of Indiana Public Defender of Indiana
CYNTHIA L. PLOUGHE LLOYD E. SALLY
Deputy Attorney General Deputy Public Defender
Indianapolis, Indiana Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
STATE OF INDIANA, )
)
Appellant-Respondent, )
)
vs. ) No. 49A05-0409-PC-508
)
CHARLIE M. JONES, )
)
Appellee-Petitioner. )
APPEAL FROM THE MARION SUPERIOR COURT
CRIMINAL DIVISION, ROOM TWO
The Honorable Robert R. Altice, Judge
The Honorable Amy J. Barnes, Magistrate
Cause No. 49G02-9805-PC-81420
December 29, 2004
OPINION FOR PUBLICATION
BAKER, Judge
Appellant-respondent State of Indiana appeals the post-conviction courts grant of appellee-respondent Charlie M.
Joness petition for post-conviction relief. In particular, the State contends that the
post-conviction court erred in vacating Joness habitual offender status after Jones successfully vacated
one of his underlying felony convictions because: (1) rather than being found by a
verdict to be a habitual offender, Jones admitted to the status in a
guilty plea; and (2) the vacation of the prior felony conviction does not
negate the fact that at the time Jones admitted his status, the convictions
existed. Finding no error, we affirm.
FACTS
The facts most favorable to the judgment are that on May 22, 1998,
the State charged Jones with the following: Attempted Robbery,
See footnote a class B felony,
Criminal Confinement,See footnote a class B felony, Robbery,See footnote a class B felony, Criminal Recklessness,See footnote
a class D felony, and Robbery,See footnote a class C felony. On June
15, 1998, the State charged Jones with being a Habitual Offender.See footnote To
support the habitual offender status, the State pointed to Joness two prior robbery
convictions in 1991 and 1996.
On June 7, 1999, the parties submitted a plea agreement in which Jones
agreed to plead guilty to attempted robbery, class B felony robbery, class C
felony robbery, and to being a habitual offender. On June 7, 1999,
the trial court conducted a guilty plea hearing, establishing the factual basis for
the plea. After the trial court placed Jones under oath and queried
whether the States recitation of the present robberies was correct, Jones said that
it was. Jones then admitted to the two prior felony convictions.
After taking the plea under advisement, on July 12, 1999, the trial court
sentenced Jones, according to the terms of the agreement, as follows: (1) twenty
years for attempted robbery; (2) ten years for class B felony robbery, enhanced
by twenty years for Joness habitual offender status, with ten years suspended and
five of them to be served on probation; and (3) eight years for
class C felony robbery. The judge ordered the sentences to be served
concurrently, and Jones therefore received an aggregate sentence of twenty years imprisonment and
five years of probation.
On April 3, 2000, Jones filed his petition for post-conviction relief, challenging the
legitimacy of his prior felony convictions. On March 24, 2003, the post-conviction
court vacated Joness 1991 felony conviction because in 1991, Jones was a juvenile
who was charged in an adult court without being provided a juvenile waiver
hearing. Therefore, the post-conviction court concluded that the 1991 trial court did
not have jurisdiction over Jones.
On July 22, 2003, Jones filed an Amended Petition for Post-Conviction Relief, in
which he contended that as a result of the vacation of the 1991
felony conviction, his habitual offender status and resulting sentence enhancement should be vacated.
On May 3, 2004, the post-conviction court granted Joness petition and set
aside Joness guilty plea, resulting convictions, and habitual offender enhancement. The State
now appeals.
DISCUSSION AND DECISION
The State contends that the post-conviction court erred in granting Joness petition for
post-conviction relief. Specifically, it argues that Jones is not entitled to his
requested relief because: (1) he pleaded guilty to habitual offender status rather than
being convicted based upon a verdict; and (2) the vacation of the prior
felony conviction does not negate the fact that at the time Jones admitted
his status, the underlying convictions existed.
As we consider the States arguments,
See footnote we note that we will not set
aside the findings or judgment of the post-conviction court unless clearly erroneous, and
we give due regard to the trial courts opportunity to judge the credibility
of the witnesses. Ind. Trial Rule 52(A);
see also State v. Eubanks,
729 N.E.2d 201, 204 (Ind. Ct. App. 2000), trans. denied. The clearly
erroneous standard is a review for sufficiency of the evidence, and we will
neither reweigh the evidence nor judge the credibility of witnesses, considering only the
evidence that supports the judgment and reasonable inferences to be drawn therefrom.
Ben-Yisrayl v. State, 738 N.E.2d 253, 258-59 (Ind. 2000), cert. denied. We
will reverse only upon a showing of clear error that leaves us with
a definite and firm conviction that a mistake has been made. Id.
at 258.
Indiana Code section 35-50-2-8(a) provides that a defendant may be sentenced as a
habitual offender if he has accumulated two or more prior unrelated felony convictions.
The statute goes on to note, however, that a prior conviction does
not support a habitual offender determination if it has been set aside or
if it is one for which the defendant has been pardoned. I.C.
§ 35-50-2-8(d)(1)-(2).
The State contends that because Jones admitted to his status as a habitual
offender rather than being convicted, he must prove that he is not a
habitual offender by proving that he did not commit the predicate offenses.
According to the State, the vacation of the 1991 felony conviction does not
rise to the appropriate level of proof.
As support for its position, the State points to two habitual offender decisions
handed down by our supreme court. See Butler v. State, 658 N.E.2d
72 (Ind. 1995); Weatherford v. State, 619 N.E.2d 915 (Ind. 1993). In
Weatherford, the defendant was convicted for dealing in a controlled substance and for
being a habitual substance offender based on three prior convictions. Weatherford challenged
his habitual offender status in a post-conviction proceeding by contending that the State
failed to prove during his trial the date on which he committed one
of the prior offenses. In essence, therefore, he attacked the sufficiency of
the evidence underlying his habitual offender status. Our supreme court concluded that
Weatherford could not prevail simply by putting the State to its proof as
though the case were being tried or appealed in the first instance.
Instead, Weatherford must demonstrate that he was not an habitual offender under the
laws of the state. Weatherford, 619 N.E.2d at 917-18. The supreme
court concluded that Weatherford failed to meet this burden and affirmed the post-conviction
courts denial of relief. Id. at 918.
In Butler, the defendant pleaded guilty to operating a vehicle while intoxicated resulting
in death or serious bodily injury and to being a habitual offender.
Butler subsequently challenged his habitual offender status in a post-conviction proceeding by contending
that while the Indiana Code requires two prior substance convictions as class A
misdemeanors or felonies to qualify for habitual offender status, one of his prior
offenses was only a class C misdemeanor. Butler contended that he was
unaware of this distinction when he pleaded guilty to being a habitual substance
offender. In essence, therefore, Butler contended that there was an insufficient factual
basis for his habitual offender status. After concluding that the post-conviction court
properly found that the predicate offense was a class A misdemeanor, our supreme
court held that to obtain relief, Butler must prove plainly that he is
not an habitual offenderthat he did not commit the predicate offenses . .
. . Butler, 658 N.E.2d at 78. Our supreme court held
that Butler did not meet his burden and affirmed the post-conviction courts denial
of relief. Id.
Both Weatherford and Butler are factually distinguishable from this case. Here, Jones
first set aside a prior felony conviction that supported his habitual offender status
before he challenged the validity of that status. In neither Weatherford nor
Butler did the defendant proceed in the same way. Indeed, both of
the defendants in those cases were essentially challenging the sufficiency of the evidence
supporting their habitual offender status and an underlying predicate offense. Here, in
contrast, Jones waged a successful collateral attack on a prior conviction before challenging
his habitual offender status, then contending that as a result, his habitual offender
conviction violated Indiana Code section 35-50-2-8. The facts and circumstances of this
case are distinguishable from Weatherford and Butler, and those cases are inapplicable here
as a result.
The State also cites these two cases as support for its proposition that
a post-conviction petitioner challenging a conviction following a guilty plea stands in a
different posture than a post-conviction petitioner who challenges a conviction based upon a
verdict. But these cases simply do not make any distinction between the
two types of defendants. Indeed, in Butler, the defendant pleaded guilty to
the offense and to the habitual offender status. Our supreme court treated
Butler and Weatherford in the same way, requiring them both to demonstrate that
they were not habitual offenders, notwithstanding that Butler pleaded guilty while Weatherford was
convicted based upon a verdict. While the Butler court discusses the factual
basis determination that must be made by the trial court before acceptance of
a guilty plea, it in no way suggests that a defendant who pleaded
guilty to habitual offender status should be treated any differently than one who
was convicted based upon a verdict when challenging that status in a post-conviction
petition. Thus, we decline to draw a distinction between a defendant who
pleaded guilty to habitual offender status and one who was convicted based on
a verdict for the purpose of challenging the habitual offender determination in a
post-conviction petition.
The State next directs us to State v. Hammond, 761 N.E.2d 812 (Ind.
2002), which it cites as support for its argument that the relevant time
of the habitual offender status is the time it was determined, not at
some later time after the status may have changed. The Hammond defendant
was a habitual traffic offender, implicating an entirely separate and independent statute than
the one at issue in this case. See Ind. Code § 9-30-10-16.
Whereas the habitual criminal offender statute provides that a habitual offender determination
cannot be supported by a prior felony conviction that has been set aside,
see I.C. § 35-50-2-8(b), there is no such language pertaining to a prior
conviction supporting a habitual traffic offender determination pursuant to Indiana Code section 9-30-10-16.
We find the language included in the habitual criminal offender statute and
omitted from the habitual traffic offender statute to be noteworthy, and conclude from
that discrepancy that for the purpose of setting aside a habitual offender determination
based upon the vacation of one of the predicate offenses, the two statutes
are sufficiently dissimilar that they are not applied in the same way.
We therefore decline to apply the Hammond holding to this case.
Jones contends that the two cases that apply most directly to his situation
are Olinger v. State, 494 N.E.2d 310 (Ind. 1986), and Coble v. State,
500 N.E.2d 1221 (Ind. 1986). In both cases, as here, one of
the predicate offenses supporting the defendants habitual offender status was vacated and the
defendant then filed a post-conviction petition challenging the habitual offender determination. Focusing
on the statutory language providing that a conviction does not count for purposes
of a habitual offender determination if it has been set aside, our supreme
court held that the habitual offender sentence enhancement . . . cannot be based
upon prior convictions which are set aside after the habitual offender determination.
Coble, 500 N.E.2d at 1223 (emphasis in original). In both Olinger and
Coble, our supreme court reversed the post-conviction courts denial of post-conviction relief because
the defendants habitual offender status and resulting sentence enhancement could not stand once
deprived of the support of one of the two underlying felony convictions.
Id.; Olinger, 494 N.E.2d at 311.
Our review of the statutory language and our supreme courts interpretation thereof leads
us to conclude that the post-conviction court here properly granted Joness petition.
Although the State contends that Olinger and Coble should not apply here because
the defendants in those cases were convicted based upon a verdict, as opposed
to Jones, who pleaded guilty, as discussed above, there is no support for
the States contention that we should treat the two types of defendants differently.
The habitual offender statute states plainly that a conviction does not count
for purposes of this subsection if . . . it has been set
aside. I.C. § 35-50-2-8(b)(1). That Joness 1991 felony conviction was vacated after
the habitual determination is of no moment inasmuch as the Coble court concluded
that the timing of the vacation of the underlying predicate offense is not
a relevant part of the inquiry. Rather, we must merely examine whether, in
fact, a conviction that initially supported the habitual offender determination has been set
aside. In this case, it has been. The post-conviction court, therefore,
properly granted Joness petition.
The judgment of the post-conviction court is affirmed.
SHARPNACK, J., and FRIEDLANDER, J., concur.
Footnote:
Ind. Code § 35-41-5-1; Ind. Code § 35-42-5-1.
Footnote: I.C. § 35-42-3-3.
Footnote: I.C. § 35-42-5-1.
Footnote: I.C. § 35-42-2-2.
Footnote: I.C. § 35-42-5-1.
Footnote: Ind. Code § 35-50-2-8.
Footnote: Although the post-conviction courts Findings of Fact and Conclusions of Law
Granting Post-Conviction Relief are included in the Appendix that was filed with this
court, we remind the State of Indiana Appellate Rule 46 A (10) which
provides in pertinent part that the appellants
brief shall include any written opinion,
memorandum of decision or findings of fact and conclusions thereon relating to the
issues raised on appeal.