FOR PUBLICATION
ATTORNEYS FOR APPELLANT: ATTORNEYS FOR APPELLEE:
STEVEN C. SMITH
JEFFREY A. MODISETT
PATRICK R. RAGAINS Attorney General of Indiana
JANE G. COTTON
Smith, Ragains & Cotton RANDI E. FROUG
Anderson, Indiana Deputy Attorney General
Indianapolis, Indiana
HAROLD WAYNE REYNOLDS, )
)
Appellant-Defendant, )
)
vs. ) No. 80A04-9803-CR-173
)
STATE OF INDIANA, )
)
Appellee. )
OPINION - FOR PUBLICATION
walked away to the side of the residence. Reynolds attempted to enter the residence through
a window but was denied access. Cochran exited his police vehicle, yelled once more at
Reynolds and started to approach him. At that point, Reynolds picked up a two by two inch
pine board, eight feet in length, and started walking towards Cochran, while swinging the
board like a baseball bat. Cochran drew his firearm and ordered Reynolds to drop the board
or risk being shot. Still swinging the board, Reynolds threatened to kill Cochran and
continued advancing towards him. A second officer, Michael Pratt, arrived on the scene and
attempted to calm Reynolds down. When approximately ten feet away from Cochran,
Reynolds stopped his advance and stopped swinging the board, although stilling holding onto
it. A third officer on the scene, Trooper Jack Horner, then grabbed Reynolds and laid him
over the hood of Cochran's vehicle. Cochran handcuffed Reynolds and transported him to
the county jail.
The State filed an Information against Reynolds on April 16, 1997, charging him with
one count of Resisting Law Enforcement.See footnote
2
On July 11, 1997, upon motion by Reynolds, the
trial court ordered an examination of Reynolds in order to determine his competence to stand
trial.See footnote
3
Dr. Robert J. McDaniel informed the trial court on August 11, 1997, that Reynolds
possessed the minimal capacity to stand trial. Reynolds had received a score of 21 on a
competency screening test. According to Dr. Reynolds, [s]cores above 20 suggest that an
individual is competent to stand trial. Record at 27. Also, Reynolds had explained the
duties of different officers of the court and had expressed his willingness to aid his attorney
in preparing his defense.
On the day scheduled for his jury trial, October 28, 1997, Reynolds appeared with his
counsel in open court, and the trial court made a preliminary inquiry as to whether Reynolds
chose to waive his right to a jury trial. Under oath, Reynolds responded as follows to
questions asked by defense counsel:
Q. Harold, you understand that you have a constitutional right to have your
criminal charges heard by a jury?
A. Yes, sir.
Q. And do you understand what that means?
A. Yes.
Q. Can you try to explain to the Court what that means?
A. I'm liable to have a jury trial.
Q. And what does a jury trial mean?
A. (No audible answer.)
Q. Do you believe it to mean that _ that citizens from the community
would listen to the evidence and make a decision based on the
testimony and the evidence presented as to whether the State proved its
case and made you guilty or not guilty, is that what you understand a
jury trial to be?
A. Yeah. Yeah.
Q. Okay and you also understand that you have a right to waive your right
to a jury trial?
A. Yes.
Q. And you have a right to have a court trial or a bench trial?
A. Yes.
Q. And do you understand that a court trial is when a jury of citizens does
not judge the evidence, but a _ the judge will listen to the evidence and
the judge will make a decision as to whether the State proved its case
and to whether you should be found guilty or not guilty?
A. Yeah.
Reynolds['] capacity to understand the proceedings regarding the waiver of his
right to a jury trial. He was not informed that it would be six (6) citizens who
are sworn to be impartial and that both his attorney and the prosecutor would
engage in their selection. He was not told he could take certain jurors off the
panel for no particular reason pursuant to peremptory strikes. There was no
inquiry into Reynolds' ability to read and understand the English language, nor
is there any evidence as to whether Reynolds had any formal schooling, and
if he did, to what level or extent. Appellant's Brief at 9.
The record, according to Reynolds, does not support the trial court's determination that
Reynolds knew and understood the nature, extent and importance of his right to a jury trial.
A person charged with a felony has an automatic right to a jury trial unless he waives
it. Hutchins v. State (1986) Ind., 493 N.E.2d 444, 445. It is fundamental error to deny a
defendant a jury trial unless there is evidence of the defendant's knowing, voluntary and
intelligent waiver of the right. Eldridge v. State (1994) Ind.App., 627 N.E.2d 844, 846, trans.
denied. The waiver must be elicited personally from the defendant, either orally in open
court or in writing. Id. This court has observed:
A voluntary waiver occurs if the conduct constituting the waiver is the
product of a free will; a knowing waiver is the product of an informed will; an
intelligent waiver is the product of a will that has the capacity to understand;
and a waiver is personal if it is made by the defendant. In all cases, the fact of
a voluntary, knowing, and intelligent waiver of the right to a trial by jury must
be reflected in the record. Id.
The record supports the trial court's conclusion that Reynolds properly waived his right to a jury trial. His decision was an informed one. The extensive dialogue between Reynolds and his counsel prior to commencement of the bench trial constituted a sufficient advisement as to Reynolds' right to a jury trial. Reynolds' affirmative responses indicated that he knew both that he had a constitutional right to a jury trial and that he was giving up
that right in favor of a bench trial. Moreover, Reynolds responded affirmatively that he
understood the fundamental difference between a jury and bench trial and that he believed
a bench trial was in his best interest. Reynolds' counsel did not have to explain each and
every possible detail concerning a jury trial in order for the defendant to be sufficiently
informed about the nature of a jury trial and the consequences of waving his right to a jury
trial.
Furthermore, we find no requirement that the trial court must conduct the advisement
of a defendant. A defendant must make an informed decision and the fact of an informed
decision must be reflected in the record. Thus, it is the message and not the messenger which
is of paramount importance. In fact, where counsel is trusted by his defendant-client, one
might reasonably conclude that advisement by counsel as to waiver might facilitate the
defendant's better understanding of the consequences of waiving the right to a jury trial.
We turn now to the question of whether Reynolds made an intelligent waiver of his
right to a jury trial. Reynolds suggests that he did not have the capacity to understand the
significance of and the procedures for waiving his right to a jury trial. We disagree.
Reynolds was examined by a physician and found to be minimally competent to stand trial.
That finding reasonably provided a basis for also determining that Reynolds possessed the
mental capacity to intelligently make other decisions regarding his defense, such as waiving
his right to a jury trial. In addition, the record reflects no evidence indicating that Reynolds
did not understand the proceedings against him or that he lacked the capacity to assist in his
own defense.See footnote
4
The record also lacks evidence indicating that Reynolds' mental status
changed from the time of his examination until the time he waived his right to a jury trial.
See Brown v. State (1956) 235 Ind. 186, 131 N.E.2d 777, 779 (observing that nothing in the
record suggested that defendant's mental condition changed between time of examination
and time of trial, so court properly allowed submission of case to the jury on the presumption
that defendant was sane). We thus conclude that Reynolds made an intelligent waiver of his
right to a jury trial.
Reynolds made a free and conscious decision to waive his right to a jury trial. His
decision was sufficiently informed, and he possessed, albeit perhaps minimally, the mental
capacity required to make his decision. In short, Reynolds made a voluntary, knowing and
intelligent waiver of his right to a jury trial. His waiver was made orally in open court and
is well documented by the record.
The judgment is affirmed.
SHARPNACK, C.J., and HOFFMAN, Sr.J., concur.
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