There
has never been a time when the legal profession occupied center
stage more than it has in the last year. The trials of the Menendez
brothers, Heidi Fleiss, Susan Smith, and O.J. Simpson both captivated
and repulsed the country. Ninety percent of all American adults
watched part of the Simpson trial live, and several hundred million
watched the verdict being handed down, more people than view things
like Presidential inaugurations and the Super Bowl.
It appears that most Americans did not particularly like what they
saw, and I do not blame them. The focus on these nationally notorious
trials, though, has obscured an important story in Indiana, where
the legal profession has been actively engaged in renewing itself
and reinventing the work it performs.
Nineteen-ninety-five was a year when we in Indiana's legal profession
made a dedicated effort to build a better system of justice, and
with some success. In many ways this campaign began in May, when
we staged the first joint state-wide conference between judges and
lawyers. The leadership of the profession spent three days in remarkably
candid and constructive debates about civility and professionalism
in our walk of life. These debates set the stage for a host of initiatives
aimed at building the credibility of the legal system.
Opening the Doors
Within the last few weeks, for example, the Supreme Court ordered
the first substantial reforms in the twenty-year history of the
current lawyer discipline system. These reforms are the product
of a study commission of the state bar, a separate effort by our
own Disciplinary Commission, extensive debate within the profession
as a whole, and days of line-by-line examination by the members
of our Court. These reforms will make open disciplinary hearings
the rule rather than the exception, and the disciplinary files in
the Clerk's Office, even the files of pending cases, will be open
to public inspection for the first time. We have also changed the
composition of the Disciplinary Commission itself. Like most of
Indiana's professional boards, it has traditionally consisted only
of members of the profession. Now, it will include members of the
public as well, consumers and users of the legal system.
Of course, these decisions focus on policing, but we are also interested
in prevention. The Supreme Court has decided to require regular
and continuing ethics education as a condition for holding a law
license, both for lawyers and judges.
We have also tightened our rules about attorney advertising, adopting
new regulations for people who advertise themselves as specialists
in a certain kind of law--to make sure that such claims actually
have a real foundation. And we have revised our rules limiting the
sort of statements advocates can make during the heat of trial.
We have drafted our rule about public statements in a way we believe
is constitutional, enforceable, and forceful. From here on out,
declarations made on the courthouse steps had better be accurate.
Many of these changes will affect how the larger legal profession
operates, but there has also been a remarkable commitment inside
the judiciary to improve itself. Last year, judges spent 38 percent
more time in class learning new techniques and new law than they
did the year before. This summer, thanks to your approval of a modest
appropriation, we will launch an intensive, new, week-long, education
program for judges willing to make the most serious commitment to
excellence. We have also been building a stronger training program
for court employees such as clerks and probation officers. For example,
we trained over 900 probation officers last year, a new record.
These officers supervise seven times as many convicts as the Department
of Correction; it's a thin line of protection, and we are determined
to help them keep the rest of us safer.
I also want to report the results of your decision last year to
abolish the special judge payment system which had been an uninspiring
feature of Indiana's court system for several generations. The old
system meant that on any given day dozens of judges were traveling
Indiana's highways, passing each other on the way to hear cases
in other courthouses. I promised you that those assignments would
become part of the regular, expected workload of each judge. All
of the state's judges, meeting by district, created a new system
of assigning this work in each county. As part of this reorganization,
we also decided that all the work of this sort ought to be done
by regular, sitting judges, and we largely abolished the practice
under which private attorneys were drafted to serve as special judges.
This allocation of work, fashioned by local judges to meet local
situations, will soon be supported by the new weighted caseload
measuring system. It should be ready later this fall after two years
and thousands of hours of work. This system will give us an apples-to-apples
way of knowing where we really need new courts—and where we
do not. The legislature has regularly been asked to create new courts
over the decades, and frankly, the information needed to make such
a decision has never really been adequate. That will not be true
in the future.
We are also implementing the largest change you made last year
in court structure:
creating a single court out of the formerly balkanized Superior
and Municipal courts in Marion County. Indianapolis was probably
the largest city in America without a unified court system, and
indeed we have had unified local courts in places like Fort Wayne,
Evansville, South Bend, Gary, and Bloomington for more than twenty
years. The thirty-one judges of this new unified court were sworn
in last Thursday here in the rotunda of this building, and I want
you to know that the two presiding judges, Wendell Mayer and Steven
Eichholtz, have launched this new enterprise in a thoughtful and
professional way. In years not too far past, the old local court
system made the front page of national legal publications as an
example of what can go wrong. I believe this new court will show
us a great deal more of what can go right.
Court Finance
There is also progress on some of the knottiest problems involving
courts and public finance: the cost of residential placements for
abused, neglected, and delinquent children. You will recall that
Justice Frank Sullivan chaired a task force of people from all three
branches to study this problem. In 1994, you passed legislation
implementing many of the resulting recommendations, including a
provision for collaboration by juvenile judges, county offices of
family and children, and local elected officials.
The benefit of growing local cooperation on budgetary issues is
best illustrated by its dramatic effect on that dreaded event, the
county welfare bond. In 1993, a total of 14 counties borrowed $45
million to balance their welfare budgets. In 1994, only 4 counties
found it necessary to borrow a total of $2 million. And in 1995,
only 2 counties needed to borrow a total of $1 million. While these
numbers most assuredly do not mean that the crisis in funding residential
placements has been solved, they do illustrate the progress that
can be made when we all, regardless of our sphere or level of government,
work together to solve common problems. You can count on continued
cooperation on problems like this from your state's judiciary.
No respectable court system can discuss finances without renewing
its commitment to alternative means of dispute resolution, means
that are cheaper and faster for taxpayers and litigants than traditional
litigation. Last year, Indiana judges sent 4,500 lawsuits to mediation,
and most of those cases settled, at a great savings to everybody
involved.
The force of mediators is growing. Some 300 people spent 8,600 hours
last year training to do mediation work. We built on this enthusiasm
by writing a rule about ethics for mediators and arbitrators, and
this year we expect to improve the method by which they are certified
and appointed. The practising bar has responded to alternative dispute
resolution in a very positive way. Just a few weeks ago, the first
book for Indiana practitioners came to press about how to use these
faster, simpler, cheaper methods of resolving disputes. Lawyers
are doing more mediation all the time, and they talk about it a
lot, always in very favorable terms.
Courts and the Age of Technology
We are also committed to using technology to do our work, and people
from other states and countries make regular visits to inquire about
what Indiana is doing. Our appellate courts became the first in
the country this year to put all our opinions on the Internet, thanks
to the magical work of our own computer staff and the Indiana University
School of Law at Bloomington. Last month, there were 3,900 requests
over the Internet by people who wanted to read about decisions by
Indiana courts, many from within Indiana and some from places like
Sweden, Singapore and South Africa. Clerk of the Courts John Okeson
is now at work examining how we might put the Clerk's own docket
information on the Internet, so that people in Angola or Mount Vernon
can find out with the careful push of a button the status of any
case on appeal.
Indiana's court system generates something like twenty million documents
a year, and a great many of those eventually come to Indianapolis
when cases are appealed. The Supreme Court has approved a proposal
to transmit a large part of that paper on computer disk instead,
the first real change since the advent of the typewriter, and we
expect to have an experimental project under way by the end of the
year.
We are also designing a system that local courts can use to manage
and transmit case information. I wish I could say we had 92 different
computer systems in Indiana's courts. Unfortunately, we probably
have 192 or 292. Simple tasks like finding out whether somebody
has a criminal record in another court or sending traffic offense
data to the Bureau of Motor Vehicles is all too often done the same
way it was done forty years ago. We already have a few pilot projects
up and running under which juvenile case information and motor vehicle
data are transmitted electronically. Extending this to the rest
of Indiana's courts is a major undertaking, but we are determined
to throw away the remaining quill pens.
People and the Profession
The Indiana judiciary also has to remake itself in terms of who
serves here. The number of women and African-Americans serving in
the judiciary is at an all-time high, and growing faster as time
goes by. The Supreme Court, of course, isn't really involved in
selecting judges, but we can create opportunity inside the system
through our ability to appoint people to positions of power-¬-positions
in court administration, Disciplinary Commission members, the Board
of Law Examiners, the people who screen new bar applicants for character
and fitness, and court hearing officers. The number of women and
minority lawyers serving in these roles is also at an all-time high,
the result of careful, purposeful work by the five members of the
Supreme Court.
We care, too, about opportunity for the next generation. The Court
of Appeals has initiated a very successful summer internship program
aimed at recruiting minority law students, which earned that court
national publicity. We thought it was such a good idea the Supreme
Court has now followed their example.
We have also just received the first results of a multi-year project
in which we have joined with most other large and medium-sized states
to study seriously the law school and bar admissions problems of
minority law students. We are part of a five-year, multi-million
dollar national effort to identify barriers to a fully-integrated
legal profession and to develop new solutions. I suggest that no
other profession in America has undertaken such a massive effort.
I expect it will help us make even more important things happen.
Justice for Children
All of this effort, of course, has only one purpose--giving faster
and less expensive justice to individual citizens. And I want to
say a few words about our work as it affects a particular group
of citizens--children. The Supreme Court has launched a major initiative
to improve the work courts do for children most at risk: those who
need to be removed from abusive or neglectful homes and placed in
foster care. Justice Sullivan, Judge Viola Taliaferro and I lead
a fourteen-member committee now embarked on quantifying how well
the legal system does everything from the time we first learn of
trouble, through our role in directing placement, all the way to
how promptly we handle cases on appeal. There is tremendous room
for improvement here and I can start with but a single example--the
time it takes when a case involving a child goes off to Indianapolis
on appeal. The Court of Appeals has recently decided to stop permitting
routine extensions of time in cases involving children, and I recently
directed the Supreme Court Administrator's Office to bring every
case involving the care of children to the top of the stack. Cases
that involve child custody or neglected or abused children will
be moved to the front of the line in Indiana's appellate courts.
To do a proper job, however, we need your help with the existing
juvenile code. All of the law under which we do this work with children,
the Indiana Juvenile Code, has not been comprehensively revised
since the 1970s. Individual amendments each legislative session
over that period of time have led to a code that judges find makes
protecting the public and protecting juveniles and kids very difficult.
At the request of the judges who do juvenile and family work, Representatives
William Friend and Dale Sturtz have introduced legislation to establish
a juvenile code study commission to take a comprehensive look at
the Juvenile Code and prepare a new one. The juvenile law is the
ground rule under which judges, social workers, law enforcement,
lawyers, and agencies operate to deal with children in trouble.
That law itself is now part of the problem, and you are the only
ones who can fix it. I ask you to begin the task of doing that during
this session.
The Indiana Initiative
Just as the juvenile law is in trouble, many people in our state
find themselves with legal problems and not enough money to hire
an attorney to help them work their way out of it. Middle class
people in divorce court, or folks with landlord-tenant problems,
or minor consumer or business disputes, are all too often left to
fend for themselves when the complexity of the matter really requires
legal help.
The Supreme Court recently announced an initiative to address this
unmet need. Over the last few months we have appointed a series
of committees' to design a program which will allow lawyers to accumulate
minor amounts of interest earned on funds held in trust accounts
(accounts which traditionally have earned no interest at all) and
commit those funds toward legal aid to the poor. Every other state
in the Union has such a program, this legislature has endorsed the
idea a number of times, and now there will be such a program in
Indiana.
Unlike other states, though, we intend to leverage the money this
trust account program will generate by using the funds to recruit,
train, and organize volunteer lawyers from the practising bar. The
Indiana initiative will eventually ask every single lawyer to play
some role in helping people who cannot afford a fee. A great many
individual lawyers already do this in their own offices, and several
sections of the state bar and county bar associations have formal
programs under which lawyers volunteer their time. We believe that
a well-organized, state-wide, volunteer pro bono program can make
a significant difference in the lives of thousands of people with
real legal problems.
Conclusion
The spirit to give that help still lives in my profession, in the
practising bar and among judges. This plan will make us more effective
in serving our fellow citizens than ever before, and I promise you
we will make it happen.
And, that, ladies and gentlemen, is the state of your judiciary
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