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Securities Division > Prosecution Assistance Unit > PAU Contact Information PAU Contact Information

For further information about the Prosecution Assistance Unit, please contact us:

 Prosecution Assistance Unit 317-232-6681
 E-mail the Securities Division securities@sos.IN.gov
 Securities Fraud Report Hotline 800-233-8791
 Securities Division Fax 317-233-3675

To file a complaint against an individual or firm, please call us at the numbers above, or click here for an online complaint form. All information provided to the Division during the course of an investigation is kept confidential pursuant to 710 IAC 1-20-1(2) unless a public action is instituted.

Staff Contact Information

Enforcement Attorney
Diana Moers
Learn more about Diana

Senior Investigator
Richard Neff
317-232-0736
rneff@sos.IN.gov

Investigator
Charlie Williams
317-234-3613
cpwilliams@sos.IN.gov

Investigator
Kimberly Haskett
317-234-3188
khaskett@sos.IN.gov