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Indiana Securities Division

Securities Division > About the Division > Securities Division Alerts Securities Division Alerts

Additional Alerts

New!  Private Placements Advisory

New!  Top Threats Facing Investors in 2013

New!  Ruling on ISTA/NEA Summary Judgment

New!  Small Business Crowdfunding Advisory

New!  Crowdfunding Advisory

Revised Indiana Loan Broker Agreement

Perpetual Bond now available, please click here for new bond formNew bond form should not have an expiration date.

Companies and individuals should check the status of their submission via the Nationwide Mortgage Licensing System on a regular basis as all communication will occur through the NMLS. If the licensee or registrant is not receiving email notifications this will need to be resolved through the NMLS call center at 240-386-4444. The Indiana Secretary of State, Securities Division will not send separate communications outside of the NMLS.


New applications are submitted via the Nationwide Mortgage Licensing System.

Click on the following link for a complete list of jurisdiction checklist items required outside of your online filing:

Indiana Secretary of State, Securities Division Licensing Information